Showing 3434 Documents for "securities"
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- MAS
- Guidelines
Last revised date:
- If a person provides advice on securities, any units in a CIS, and specified securities-based derivative contracts which is incidental to his dealing in capital markets products that are securities, any units in a CIS, and specified securities-based derivative contracts, will
- the FAA or section 99(1)(a) to (d) of the SFA, as the case may be.
- The passing of such orders to brokerage firms for execution constitutes dealing in specified products under the SFA.
- MAS
- Speeches
Last revised date:
- This includes the price of the security, and the amount to be offered for subscription. No document advertising an offer of securities may be sent to potential investors without such complete information. Yet, determining the right price and quantity is an interactive process.
- So if criminal proceedings take more than two years, including appeals, civil action will automatically be barred. 57 We will introduce provisions in the Securities Industry Act to allow recovery of civil damages and penalties without having to first secure a criminal conviction, while retaining the
- We are demutualising and merging the securities and derivatives exchanges, deregulating commissions and opening up access to more players. The changes are well underway.
- MAS
- Media Releases
Last revised date:
- At the last Budget, Minister for Finance gave a blanket withholding tax exemption on interest from debt securities, and a concessionary tax rate of 10% on income earned from trading securities.
- The DCMWG had submitted to the MAS 17 recommendations which suggested ways to: Boost the Singapore Government Securities (SGS) market; Encourage issuance/arrangement/trading of debt securities; Broaden the investor base; and Develop the manpower pool in the fixed income industry.
- (xii) Bond Clearing / Settlement System The development of an electronic book-entry system by the Central Depository (Pte) Ltd (CDP) for S$ private sector debt securities is a timely one.
- MAS
- Notices
Last revised date:
- held at fair value or through other comprehensive income; (c) unrealised fair value gains or losses on debt securities and loans held at fair value or through other comprehensive income; and (d) cumulative fair value gains or losses on cashflow hedges of financial instruments
- held fair value through (i) other comprehensive income; unrealised fair value gains or losses on revaluation of debt securities and loans (ii) held at fair value through other comprehensive income; and cumulative fair value gains or losses on cashflow hedges of financial
- excluded as capital funds: The expressions used in this Notice shall, except where expressly defined in this Notice For the purposes of sub-paragraph (a) of the definition of capital funds in section (a) revaluation reserves; (b) unrealised fair value gains or losses on equity securities
- MAS
- Media Releases
Last revised date:
- income earned from holding the qualifying debt securities; and interest paid on the qualifying debt securities to non-residents will not be subject to withholding tax.
- Once a financial institution has been accorded the ABI status, all debt securities lead managed by it would be treated as qualifying debt securities (other conditions to apply 1 ).
- The ABI and the qualifying debt securities will enjoy the following tax incentives: the ABI will be exempt from tax on fee income earned from arranging, underwriting and distributing the securities; financial institutions and companies in Singapore will enjoy a 10% concessionary tax rate on interest
- MAS
- Enforcement Actions
Last revised date:
- Mr Tay will be prohibited from carrying out any regulated activities and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm under the Securities and Futures Act (SFA). 2 Mr Tay was a Vice President of CIMB Bank Berhad
- He was fined $180,000 by the District Court. 4 The prohibition order against Mr Tay was issued by MAS pursuant to Section 101A of the SFA and took effect from 30 July 2018.
- generally available, from procuring another person to subscribe for, purchase or sell, or to enter into an agreement to subscribe for, purchase or sell those securities of that corporation. 1 Mr Tay was a representative of CIMB from November 2010 to November 2016
- MAS
- Media Releases
Last revised date:
- Mr Tay will be prohibited from carrying out any regulated activities and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm under the Securities and Futures Act (SFA). 2 Mr Tay was a Vice President of CIMB Bank Berhad
- He was fined $180,000 by the District Court. 4 The prohibition order against Mr Tay was issued by MAS pursuant to Section 101A of the SFA and took effect from 30 July 2018.
- generally available, from procuring another person to subscribe for, purchase or sell, or to enter into an agreement to subscribe for, purchase or sell those securities of that corporation. 1 Mr Tay was a representative of CIMB from November 2010 to November 2016
- MAS
- Consultations
Last revised date:
- securities Other unlisted equity securities Total (1 to 4) Debt securities: Government debt securities Qualifying debt securities Other debt securities Total (6 to 8) Cash and deposits Other investments Loans: Policy loans Other secured loans Unsecured loans Total (12 to 14) Property, plant and equipment
- : Listed collective investment schemes Unlisted collective investment schemes Other listed equity securities Other unlisted equity securities Total (1 to 4) Debt securities: Government debt securities Qualifying debt securities Other debt securities Total (6 to 8) Cash and deposits Other
- MAS
- Media Releases
Last revised date:
- Under Malaysian laws, the Malaysian Central Depository (MCD) has a statutory duty to transfer the Clob securities into the beneficial owners' individual securities accounts. 3 The Kuala Lumpur Stock Exchange (KLSE) and the Stock Exchange of Singapore (SES, now the Singa-pore Exchange or SGX) signed
- This agreement is legally binding and is specifically enforceable in Malaysian courts. 4 The SES also submitted a proposal to the KLSE in July this year, proposing a staggered release of Clob securities over 12 months so as to meet Malaysian concerns that the release of the securities would not disrupt
- an agreement in Sep 1998, which set out precise arrangements for Clob securities to be transferred into individual accounts with the Malaysian Central Depository for trading on the KLSE.
- MAS
- Enforcement Actions
Last revised date:
- The orders prohibit her from performing any regulated activity under the Securities and Futures Act (SFA) and from providing any financial advisory service under the Financial Advisers Act (FAA).
- The AAC will conduct a hearing, and may summon any person to give evidence or produce any document necessary for the inquiry This procedure is set out in the Securities and Futures (Appeals) Regulations 2005 and the Financial Advisers (Appeals) Regulations .
- She is also prohibited from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under the SFA and any financial advisory firm under the FAA. 3 MAS had issued the prohibition orders on the grounds that (i) Ms Zheng had not honestly