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- MAS
- Exemptions
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- Exemptions issued under s337(2) SFA - 3Q2019 1 Issue Date: 24 Oct 2019 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2019 to 30 September 2019 S/N Exemption granted Exemption provision No. of exemptions
- provided Date of exemption granted Description 14 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 15 July, 7 August, 27 September 2019 Exemption from requirement to hold a Capital Markets Services (CMS) licence for fund management MAS granted exemptions
- Due to their ownership structures, these SFOs were not able to rely on the existing exemption from licensing under the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations for carrying on business in fund management for or on behalf of any of its related
- MAS
- Consultations
Last revised date:
- product of the latest fair market value of the security len t and H E , where HE is either: the standard supervisory haircut applicable to the security lent as specified in Annex 7H; or the Reporting Banks own estimate of the haircut applicable to the security lent determined in accordance
- Clean sale 11.1 One respondent proposed that the requirement for a Reporting Bank to hold not more than 20 per cent of the aggregate original amount of all securities issued by the SPE as a condition for clean sale be deleted as: (a) the holding of securities in
- Also, this requirement does not preclude excess cash from being channeled to the Reporting Bank after all claims connected with the securities issued by the SPE have been paid out. 21 Guideline: This requirement does not apply where a Reporting Bank acquires securities in the
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2020 to 30 September 2020. 1 Issue Date: 27 October 2020 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2020 to
- 30 September 2020 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description 17 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 17 Jul, 30 Jul, 17 Aug, 26 Aug, 24 Sep Exemption from requirement to
- Due to their ownership structures, these SFOs were not able to rely on the existing exemption from licensing under the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations for carrying on business in fund management for or on behalf of any of its related corporations
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2020 to 31 March 2020. 1 Issue Date: 30 April 2020 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2020 to
- 31 March 2020 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description 15 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 7 February 2020, 3 March 2020, 30 March 2020 Exemption from requirement
- Due to their ownership structures, these SFOs were not able to rely on the existing exemption from licensing under the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations for carrying on business in fund management for or on behalf of any of its related corporations
- MAS
- Exemptions
Last revised date:
- 1 Exemption from requirement to hold a Capital Markets Services (CMS) licence for fund management 22 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 7 Jul, 9 Jul, 22 Jul, 9 Sep, 10 Sep.
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2021 to 30 September 2021.
- Issue Date: 26 October 2021 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2021 to 30 September 2021 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2021 to 30 June 2021.
- Issue Date: 26 July 2021 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 April 2021 to 30 June 2021 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- 1 Exemption from requirement to hold a Capital Markets Services (CMS) licence for fund management 30 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 10 Apr, 20 May, 27 May, 1 Jun, 21 Jun MAS granted exemptions to 30 single family offices (SFOs) that
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2013 to 31 March 2013. 1 Issue Date: 11 Jun 2013 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2013 to 31
- March 2013 S/N Exemption granted Exemption provision Description No. of exemptions provided Two entities Date of exemption granted 31 Jan 2013 13 Feb 2013 Exemption for inter- dealer brokers (IDB) Section 99(1)(h) of the SFA, read with section 337(2) of the SFA.
- Following the move by major international exchanges to convert OTC derivatives that are cleared on their exchanges into futures contracts, the IDBs are required under the SFA to hold a CMS licence for trading in futures contracts in order to deal in these contracts
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2018 to 31 March 2019.
- Issue Date: 23 April 2019 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2019 to 31 March 2019 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- 9 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 1 Exemption from requirement to hold a Capital Markets Services (CMS) licence for fund management 19 February 2019 MAS granted exemptions to 9 single family offices (SFOs) that provided fund management services
- MAS
- Consultations
Last revised date:
- Ltd.; and Philip Securities Pte. Ltd.
- and Futures Act (SFA) and Trust Companies Act (TCA).
- In respect of equity securities, one respondent suggested expanding the scope of eligible equity securities to include equities on main indices of exchanges beyond Group A exchanges.
- MAS
- Media Releases
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- MAS has also signed MoUs with other securities and futures regulators. Earlier today, the MAS signed an MoU with the Australian Securities and Investments Commission (ASIC) to allow for greater co-operation and exchange of information between the two regulatory authorities.
- The MAS has signed a tripartite Memorandum of Understanding (MoU) with the US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC).
- The MAS said that MoUs have been and will continue to play an important role in facilitating exchange of regulatory information between securities and futures regulators.