Showing 3434 Documents for "securities"
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- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- The Fund retains substantially all the risks and rewards of these securities and has not derecognised them. In these transactions, the counterparty is typically allowed to sell or re- pledge those securities transferred, but has an obligation to return securities at maturity.
- In these agreements, the counterparty is typically allowed to sell or re-pledge non-cash collateral (i.e. securities) transferred, but has an obligation to return the securities at maturity.
- If the securities received decrease in value, the Fund may, in certain circumstances, call for additional collateral. The Fund manages issuer credit risk by imposing minimum credit rating requirements on the investment of its fixed income securities.
- MAS
- Consultations
Last revised date:
- and Futures Act (Cap. 289) [the SFA].
- S 000 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (CORPORATE GOVERNANCE OF APPROVED EXCHANGES, APPROVED CLEARING HOUSES, LICENSED TRADE REPOSITORIES AND APPROVED HOLDING COMPANIES) REGULATIONS 2013 ARRANGEMENT OF REGULATIONS PART I PRELIMINARY Regulation 1.
- ; and (b) in relation to a regulated institution which is an approved clearing house or an approved holding company, means corporations -------- 22 whose securities are listed for quotation on a securities market operated by any of the related corporations of the
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- The Fund retains substantially all the risks and rewards of these securities and has not derecognised them. In these transactions, the counterparty is typically allowed to sell or re- pledge those securities transferred, but has an obligation to return securities at maturity.
- In these agreements, the counterparty is typically allowed to sell or re-pledge non-cash collateral (i.e. securities) transferred, but has an obligation to return the securities at maturity.
- If the securities received decrease in value, the Fund may, in certain circumstances, call for additional collateral. The Fund manages issuer credit risk by imposing minimum credit rating requirements on the investment of its fixed income securities.
- MAS
- Enforcement Actions
Last revised date:
- His conviction was a result of a joint investigation conducted by the Monetary Authority of Singapore and the Commercial Affairs Department of the Singapore Police Force. 2 Mr Chai was charged under section 330(1)(a) of the Securities and Futures Act (SFA) The offences under section 330(1)(a) of the
- A further charge for conspiring with Mr Erik Ng to furnish a false statement to SGX-DT on another occasion was taken into consideration for the purpose of sentencing. *** Notes (A) Section 330 (1)(a) of the SFA (Cap 289) at the time of the offences Under section 330(1)(a) of the SFA, any person who,
- SFA were by way of a conspiracy punishable under section 109 of the Penal Code (PC). for conspiring with Mr Jimmy Ng Kian Bin (Mr Jimmy Ng) and Mr Erik Ng Song Hann (Mr Erik Ng) Mr Jimmy Ng and Mr Erik Ng were convicted and sentenced on 7 October 2019.
- MAS
- Consultations
Last revised date:
- leaves room to some risk first perfected security perfected security interest, perfected security of losing control on the interest, or a leasing or a leasing structure interest, or a leasing asset structure including such including such security) on structure including such
- Package accounts Assignment of contracts and Fully comprehensive Comprehensive Acceptable Weak Pledge of assets, taking into First perfected security Perfected security Acceptable security Little security or collateral account quality, value and interest in all project interest
- at a specified price on a specified future date, the latest fair market value of the security lent or sold; and in the case where the Reporting Bank has lent cash to a counterparty through the borrowing of securities from the counterparty or the purchase of securities from
- MAS
- Consultations
Last revised date:
- In the books of any other securities account provider in the custody chain, the insurers assets should be kept separate from the proprietary assets of the respective securities account holder and of the respective securities account provider.
- This is an inherent feature of the above-mentioned indirect holding system for cross-border holdings of securities.
- It is generally accepted that insurers individual interests in securities must be segregated (ring-fenced) from all intermediaries throughout the custody chain - as well as from the intermediaries creditors - and that the insurers interests in securities must be reconcilable between each
- MAS
- Consultations
Last revised date:
- Under the SFA, the CMSR licence is valid for a period of 3 years.
- The temporary licence scheme is not meant to replace or undermine the licensing requirements under Part IV of the SFA.
- and Futures Act (Cap. 289)[SFA] requires any person acting as a representative of a Capital Markets Services licence in any regulated activity or hold himself out as doing so, to hold a Capital Markets Services Representatives (CMSR) licence for that regulated activity
- PDPC
- Commission's Decisions
Last revised date:
- requirements to the CMS IT vendor, in particular, requirements that would have adequately addressed the data security risks posed by Python scripts. -------- 11 The Organisation admitted that it failed to stipulate clear job specifications and security requirements to the IT vendor who developed
- Findings and Basis for Determination 9 As a Singapore telecommunications service provider, the Organisation had higher-level security needs.
- A financial penalty of $9,000 was imposed on Whiz Communications for failing to put in place reasonable security arrangements to protect customers' personal data in its possession or under its control.
- MAS
- Parliamentary Replies
Last revised date:
- The US FRB requires investors to pay $1,000 upfront for $2,000 worth of securities. The exchanges also require margin calls to be made when the value of the securities falls below $1,333.
- SGX rules also require the broker to make a margin call when the value of the securities falls below $1,800. If the investor is unable to meet the call, the broker will sell the securities and liquidate the position. 4.
- Where securities firms are concerned, the Singapore Exchange requires its members to impose an initial margin requirement of at least 50%. This means that if an investor buys $2,000 worth of securities, he must pay the first $1,000 upfront.
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 14 November 2019… The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $11.2 million on UBS AG (UBS), for acts of its client advisors that contravened section 201(b) of the Securities and Futures Act (SFA).
- Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- (B) Employment of manipulative and deceptive devices under Section 201(b) of the SFA Under this section, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception