Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- MAS has also entered into MoUs with other foreign regulators, including China's Securities Regulatory Commission, Hong Kong's Securities and Futures Commission, Taiwan's Securities and Futures Commission, Commission des Operations de Bourse and Conseil des Marches Financier of France, Germany's Bundesaufsichtsamt
- fur den Wertpapierhandel, the Australian Securities and Investments Commission, Brazil's Commission Des Valeurs Mobilieres Du Quebec, the US Securities and Exchange Commission and the US Commodity Futures Trading Commission
- Under the MoU, FSB and MAS agree to provide mutual assistance and exchange information necessary for investigations into offences or fraudulent practices regarding securities and futures transactions, as well as to facilitate the effective performance of their supervisory functions and enforcement of
- MAS
- Parliamentary Replies
Last revised date:
- Answer by Mr Tharman Shanmugaratnam, Deputy Prime Minister and Minister in charge of MAS: 1 The Monetary Authority of Singapore (MAS) expects banks to carry out thorough security threat assessments for all their branches and ensure that they have appropriate measures in place to mitigate security risks
- with the SPF and the Association of Banks in Singapore on enhancing physical security best practices including drawing on learning points from this recent incident
- . 2 Following the recent robbery, MAS and the Singapore Police Force (SPF) have reminded banks to conduct regular threat assessments and to enhance security measures where necessary.
- MAS
- Forms and Templates
Last revised date:
- Markets - Form 11 Notice of disallowance of claim against fidelity fund of an approved exchange under section 189(4) of the Securities and Futures Act (Cap. 289) SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (ORGANISED MARKETS) REGULATIONS 2018 NOTICE OF DISALLOWANCE OF
- disallowance under section 189(4) of the Securities and Futures Act (Cap. 289).
- For the purposes of this form, agent has the same meaning as in section 186(13) of the Securities and Futures Act (Cap. 289). * Delete whichever is inapplicable Revised 10 October 2018
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS FORM 7 NOTICE OF CESSATION OF BUSINESS UNDER SECTION 93(1) AND REGULATION 11 NOTICE OF CESSATION OF BUSINESS UNDER SECTION 93(1) AND REGULATION 11 Explanatory Notes Explanatory
- All terms used in this Form shall, except where expressly defined in this Form or where the context otherwise requires, have the same meanings as defined in the Act or the Securities and Futures (Licensing and Conduct of Business) Regulations (the Regulations).
- MAS
- Speeches
Last revised date:
- This will have the effect of, streamlining the licensing, prudential and market conduct requirements for the securities and futures industry.
- In Singapore, if a merchant bank intends to engage in investment banking, securities and futures dealing, it will need to hold three separate licences, one for each activity.
- Different types of institutions are regulated under different legislation for banking, insurance and securities. In many countries, separate financial regulators administer the various laws.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg10) FORM 11 APPOINTMENT OF CHIEF EXECUTIVE OFFICER OR DIRECTOR; OR CHANGE OF DIRECTOR'S NATURE OF APPOINTMENT FROM NON-EXECUTIVE TO EXECUTIVE, UNDER SECTION 96(1) OF THE SECURITIES AND FUTURES
- All terms used in this Form shall, except where expressly defined in this Form or where the context otherwise requires, have the same meaning as defined in the Securities and Futures Act (the Act) or the Securities and Futures (Licensing and Conduct of Business) Regulations (the Regulations).
- ACT AND REGULATION 12 OF THE SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS APPOINTMENT OF CHIEF EXECUTIVE OFFICER OR DIRECTOR; OR CHANGE OF DIRECTOR'S NATURE OF APPOINTMENT FROM NON-EXECUTIVE TO EXECUTIVE, UNDER SECTION 96(1) OF THE SECURITIES AND FUTURES ACT AND REGULATION
- MAS
- Consultations
Last revised date:
- 2015 (Notice SFA 04-N09).
- ) and (c) of the Securities and Futures Act (Cap. 289).
- A qualifying investment generally means an equity security issued by a qualifying portfolio company that has been acquired directly by the private fund from the qualifying portfolio company and certain equity securities exchanged for the directly acquired securities.
- PDPC
Last revised date:
- Please refer to Chapter 8 of the Guide to Securing Personal Data in Electronic Medium, for good practices on secure deletion.
- Using other electronic means of transfer like Secure File Transfer Protocol (SFTP). Securing the portable media (e.g. encrypting the thumb drive’s content or relevant files) when making a physical transfer.
- Please refer to PDPC’s Guide to Disposal of Personal Data on Physical Medium, for good practices on secure paper disposal. Ensure that personal data that is stored electronically and no longer required is securely deleted.
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 25 February 2020… Mr Wong Leon Keat (Mr Wong), a former director of Natural Cool Holdings Limited, a company listed on Catalist of the Singapore Exchange-Securities Trading Limited, was charged today for offences under the Securities and Futures Act (SFA) and Penal Code (PC). 2 Mr
- For each charge under section 197 SFA and section 201 SFA, imprisonment for a term which may extend to a maximum of 7 years, or a fine of up to $250,000, or both; and b.
- Wong faces 17 charges under section 197(1)(b) SFA for creating misleading appearances with respect to the price of the shares issued by Gaylin Holdings Limited (Gaylin) on 17 occasions between 11 November 2015 and 25 October 2016.
- MAS
- Media Releases
Last revised date:
- Details on the implementation of the Scheme in Malaysia and Thailand can be found at the websites of the Securities Commission Malaysia ( www.sc.com.my ) and the Securities and Exchange Commission, Thailand ( www.sec.or.th ), respectively. ***
- Singapore, 12 June 2009…The Monetary Authority of Singapore (MAS) today announced the implementation of the ASEAN and Plus Standards Scheme (Scheme) for multi-jurisdiction offerings of securities in ASEAN. 2 The Scheme will be implemented in Singapore via the Securities and Futures (Offers of Investments
- Singapore, Malaysia and Thailand are the first three ASEAN jurisdictions to implement the Scheme. 4 The Scheme seeks to bring about efficiency and cost savings to ASEAN and non-ASEAN issuers offering securities in multiple jurisdictions within ASEAN.