Showing 3434 Documents for "securities"
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- MAS
- Speeches
Last revised date:
- Both the US Securities and Exchange Commission and Hong Kong's Securities and Futures Commission have successfully utilised it for some time.
- The two principal pieces of legislation governing trading on our securities markets are the Securities Industry Act ("SI Act") and Futures Trading Act ("FT Act"). While the latter was substantially amended in 1995, the former has not been amended since 1986, when it was enacted.
- The civil action has to be brought within 2 years of the date of the offence, and depends on a conviction being secured within that period. However, securing such a criminal conviction is difficult, because the elements of the offence have to be proved "beyond reasonable doubt".
- PDPC
- Undertakings
Last revised date:
- Review requirements of additional security monitoring by another security company in addition to the current IT vendor to have a Check & Balance mechanism to ensure that the current IT vendor 4 -------- carries out its obligations to implement any security patches for the following systems:
- Implement Virtual Desktop for IT Vendor with Activity Monitoring In Progress Jan-21 Engage Security Consultant to Review Current Setup In progress Jan-21 Implement Additional Security Monitoring In Progress Dec-20 Virtual desktop will be implemented for IT Vendor Access & Monitoring
- It was established that DLIAP had not implemented adequate security measures to protect the personal data in the File Server at the time of the incident. In particular, there were insufficient controls to regulate access to the File Server via a virtual private network (“VPN”).
- PDPC
- Commission's Decisions
Last revised date:
- It is inexcusable for an established organisation like COURTS to neglect its obligations to put in place reasonable security arrangements to protect the Personal Data Sets.
- A financial penalty of $15,000 was imposed on COURTS for failing to put in place reasonable security arrangements to protect the personal data of its customers from unauthorised disclosure on its online portal. Click here to find out more.
- reasons: 10 The investigations found that COURTS failed to put in place reasonable security arrangements to protect the Personal Data Sets for the following (a) Email addresses are readily shared by individuals and searchable on various public platforms.
- PDPC
Last revised date:
- Review requirements of additional security monitoring by another security company in addition to the current IT vendor to have a Check & Balance mechanism to ensure that the current IT vendor 4 -------- carries out its obligations to implement any security patches for the following systems:
- Implement Virtual Desktop for IT Vendor with Activity Monitoring In Progress Jan-21 Engage Security Consultant to Review Current Setup In progress Jan-21 Implement Additional Security Monitoring In Progress Dec-20 Virtual desktop will be implemented for IT Vendor Access & Monitoring
- It was established that DLIAP had not implemented adequate security measures to protect the personal data in the File Server at the time of the incident. In particular, there were insufficient controls to regulate access to the File Server via a virtual private network (“VPN”).
- MAS
- Media Releases
Last revised date:
- Singapore, 20 March 2003 ...The Monetary Authority of Singapore (MAS) today released a number of initiatives as part of its ongoing implementation of the Financial Advisers Act (FAA) and Securities and Futures Act (SFA).
- in Singapore, or an entity exempted under the stipulated provisions under the SFA/FAA, and that such activity is carried out or service is provided under an arrangement approved by MAS.
- This is in line with the 1 July deadline for all existing CIS schemes to comply with the provisions of the SFA. 3 Amendments have been made to the Notices to effect these changes. The revised Notices can be found at the MAS website at www.mas.gov.sg .
- MAS
- Enforcement Actions
Last revised date:
- Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- (B) Insider Trading under Section 218(2)(b) of the SFA Section 218(2)(b) of the SFA prohibits a person who is in possession of materially price-sensitive information concerning a corporation (to which the person is connected), which the person knows is materially price-sensitive and not generally available
- , from (whether as principal or agent) procuring another person to subscribe for, purchase, sell, or enter into an agreement to subscribe for, purchase or sell those securities of that corporation.
- PDPC
- Commission's Decisions
Last revised date:
- Following the Incident, the Organisation underwent a full security audit and remedied vulnerabilities identified.
- In the absence of clear outsourcing, the responsibility to implement reasonable security arrangements to protect the Affected Personal Data remained squarely with the Organisation. 6.
- The Organisation had engaged a vendor to develop its e-commerce and membership website and claimed to have relied on the vendor to make the necessary security arrangements to protect the Affected Personal Data.
- MAS
- Media Releases
Last revised date:
- Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- (B) Insider Trading under Section 218(2)(b) of the SFA Section 218(2)(b) of the SFA prohibits a person who is in possession of materially price-sensitive information concerning a corporation (to which the person is connected), which the person knows is materially price-sensitive and not generally available
- , from (whether as principal or agent) procuring another person to subscribe for, purchase, sell, or enter into an agreement to subscribe for, purchase or sell those securities of that corporation.
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- In these agreements, the counterparty is typically allowed to sell or repledge noncash collateral (i.e. securities) transferred, but has an obligation to return the securities at maturity.
- In these transactions, the counterparty is typically allowed to sell or repledge those securities transferred, but has an obligation to return securities at maturity.
- Debt capital market : FSDF supported new bond and insurance-linked securities issuances through the Global-Asia Bond Grant Scheme , the Sustainable Bond Grant Scheme (SBGS) , and the Insurance-Linked Securities (ILS) Grant Scheme .
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- securities) transferred, but has an obligation to return the securities at maturity. If the securities received decrease in certain circumstances, call for additional collateral.
- The Fund retains substantially all the risks and rewards of these securities and has not derecognised them. In these transactions, the counterparty is typically allowed to sell or re-pledge those securities transferred, but has an obligation to return securities at maturity.
- For repurchase agreements, the securities transferred are classified as fair value through profit or loss.