Showing 3434 Documents for "securities"
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- MAS
- Consultations
Last revised date:
- Outflows related to loss of funding on secured debt products include loss of funding on: asset-backed securities, covered bonds and other structured financing instruments; and asset-backed commercial paper, conduits, securities investment vehicles and other such financing facilities Credit and
- Outflows related to loss of funding on secured debt products include loss of funding on: asset-backed securities, covered bonds and other structured financing instruments; and asset-backed commercial paper, conduits, securities investment vehicles and other such financing facilities Credit and
- lending includes all maturing reverse repurchase and securities borrowing agreements 92-98 Inflows from fully performing exposures include both secured and unsecured loans or other payments that are fully performing and contractually due within 30 calendar days from retail and small 102-
- MAS
- Consultations
Last revised date:
- and Futures Act 2001 (SFA).
- and Futures Act (SFA) to advise on corporate finance.
- being issued, the rights attached to those securities and the nature of the issuer and its business). >> 4.
- MAS
- Consultations
Last revised date:
- MAS will consult on the proposed amendments to the SFA accordingly.
- Respondents also asked MAS to consider excluding FX transactions that are effected solely for the purpose of buying or selling securities denominated in foreign currencies, even where the settlement period of the security is greater than T+2. 1 -------- MAS Response
- As part of MAS commitment to the G20s objective of enhancing transparency in the OTC derivatives market, legislative changes will be made to the Securities and Futures Act (SFA) to lift banking confidentiality for the purposes of meeting the reporting requirements.
- MAS
- Parliamentary Replies
Last revised date:
- Between 2011 and 2015, MAS took 21 civil penalty actions against market misconduct offences under the Securities and Futures Act.
- Over the same period, CAD prosecuted a total of 34 persons for false trading and other serious market misconduct. 6 Given the complexity of most instances of securities market fraud, investigations take time.
- The approach taken by CAD and MAS is to focus on having dedicated units equipped with specialised skillsets that look into securities fraud-related crimes, and to continually deepen expertise and capabilities. ***
- PDPC
- Commission's Decisions
Last revised date:
- In particular, the Commission has identified in Fu Kwee’s security arrangements, which illustrate how Fu Kwee failed to make reasonable security arrangements to protect customers’ personal data: following vulnerabilities 16.
- When viewed in totality, the Commission is of the view that Fu Kwee had failed to make reasonable security arrangements to protect its customers’ personal data because these vulnerabilities were preventable. 18.
- This technical solution incorporates a 20-minutes exposure security feature that permits a customer to view his or her own order only once before the URL automatically expires after 20 minutes. The URL would Page 2 of 10 -------- 10.
- MAS
- Speeches
Last revised date:
- Specific guidelines to promote secure cloud computing. Enabling digital financial advice and insurance. A regulatory sandbox to test innovative ideas. Strengthening cyber security.
- Strengthening Cyber Security A smart financial centre must be a safe financial centre. As more financial services are delivered over the Internet, there will be growing security and privacy concerns from cyber threats.
- Users will have confidence in new technologies and innovative services only to the extent they have confidence in cyber security. Strengthening cyber security is therefore an important part of Singapore’s FinTech agenda.
- MAS
- Media Releases
Last revised date:
- subscription, purchase or sale of securities. 2 Mr Lee had opened a securities trading account with Phillip Securities Pte Ltd (PSPL) for the purpose of allowing a third party to trade and had deceived PSPL that the account was opened and operated for his benefit when the beneficial owner of the account
- was in fact the third party. 3 Mr Lee has admitted to contravening Section 201(b) of the SFA and paid MAS a civil penalty of $50,000, without court action. 4 The matter was referred to MAS by Singapore Exchange Securities Trading Ltd
- Singapore, 18 January 2013… The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Lee Hon Sun for contravening Section 201(b) of the Securities and Futures Act (SFA), which prohibits the employment of manipulative and deceptive devices in connection with the
- MAS
- Forms and Templates
Last revised date:
- 341 of the Securities and Futures Act (Cap. 289). 7.
- Any reference to the Act in this form and in the Securities and Futures (Trade Repositories) Regulations 2013 is to be construed to include a reference to any subsidiary legislation made under the Securities and Futures Act (Cap. 289). 6.
- Trade Repositories - Form 1 Application for Trade Repository Licence or Foreign Trade Repository Licence SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (TRADE REPOSITORIES) REGULATIONS 2013 REGULATION 6 FORM 1 APPLICATION FOR A TRADE REPOSITORY LICENCE OR A FOREIGN TRADE
- MAS
- Speeches
Last revised date:
- It is my pleasure to join you this morning at the VISA Security Summit. 2 Before I touch on payments and cyber security, let me first speak about food, one of the main preoccupations of typical Singaporeans.
- Cyber hygiene plays a critical role in protecting financial institutions’ system, sensitive information and customer data by providing a strong foundation in security. Studies have shown that practicing good cyber hygiene can help to prevent a majority of cyber security incidents.
- Cybersecurity strategy 21 In October last year, MAS established a Cyber Security Advisory Panel, comprising international cybersecurity thought leaders, to advise MAS on strategies to enhance the cyber resilience of Singapore’s financial sector. 22 I will now outline some of the major cyber security
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 30 August 2018… The Monetary Authority of Singapore (MAS) has issued 12-year prohibition orders against Mr Lee Chang Yeh Bentley, under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA). 2 The orders prohibit him from performing any regulated activity under the SFA
- Mr Lee is also prohibited from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under the SFA and any financial advisory firm under the FAA. 3 Mr Lee was a representative of CIMB Bank Berhad, Singapore (CIMB) from September
- approximately S$520,000 from the monies entrusted to him by clients whom he had served whilst with UOB. 4 For committing criminal breach of trust in contravention of Section 409 of the Penal Code, as well as conducting regulated activities without a licence in contravention of Section 82(1) of the SFA