Showing 3434 Documents for "securities"
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- MAS
- Speeches
Last revised date:
- This week the first CLOB securities were released back to investors for trading under the agreed 13-month schedule.
- A single licence for all Financial Advisers , who provide advice to the client, will complement the single licence that MAS will be introducing for all securities intermediaries such as stockbrokers, futures traders, or fund managers, who deal in securities or manage client funds. 31 The benefits of
- Private parties were presenting CLOB investors with proposals to purchase the frozen securities at deep discounts, without offering any reasonable alternatives.
- PDPC
- Public Consultations
Last revised date:
- This ensures against over-notification of individuals and authorities, which may lead to notice fatigue, and it encourages organizations to implement good security practices.
- The framework might specify that notice be made after the law enforcement agency determines that notification will no longer impede the investigation or jeopardize national security.
- Members of the Asia Pacific Carriers’ Coalition (APCC) only provide services to the enterprise customer and are fully committed to protecting the privacy and security of their enterprise customers’ personal data.
- MAS
- Media Releases
Last revised date:
- good faith in realising its security interests and that its breaches were neither opportunistic nor intentional.
- Issued by Securities Industry Council 14 October 2008 * * * Notes to Editor: The Singapore Code on Take-overs and Mergers is administered and enforced by the Securities Industry Council whose members comprise representatives mostly from the private sector and some from the public sector.
- If the Council finds evidence to show that a criminal offence has taken place whether under the Companies Act, the Securities and Futures Act or under the criminal law, it will refer the matter to the appropriate authority. * * *
- MAS
- Guidelines
Last revised date:
- OR RESEARCH REPORTS Purpose of these Guidelines These Guidelines are issued pursuant to section 321 of the 1 Securities and Futures Act (Cap. 289) [SFA].
- All terms used in these Guidelines shall, except where the context 4 otherwise requires, have the same meaning as defined in the SFA.
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) GUIDELINES ON ADDRESSING CONFLICTS OF INTEREST ARISING FROM A RELATED CORPORATION ISSUING OR PROMULGATING RESEARCH ANALYSES OR RESEARCH REPORTS -------- Guidelines on Addressing Conflicts of Interest arising from a Related
- MAS
- Speeches
Last revised date:
- Government Borrowing (Miscellaneous Amendments) Bill, which was introduced in Parliament in October 2021, proposes to merge the existing Local Treasury Bills Act (LTBA) into the Government Securities Act (GSA), to form the Government Securities (Debt Market and Investment) Act. in consideration for
- KEY PROVISIONS IN THE BILL 7 In view of the limitations of the current transfer mechanism, the Bill will introduce amendments to the MAS Act to empower MAS to subscribe for RMGS, a new type of non-marketable security, that will be issued by the Government under the Government Securities Act (GSA) The
- A separate net issuance limit will ensure that the issuances of RMGS do not affect the planned issuances of other Government securities and Treasury Bills (should issuances of RMGS be higher than planned), and avoid creating additional unintended borrowing space for other Government securities and Treasury
- MAS
- Enforcement Actions
Last revised date:
- The State Courts of Singapore convicted Mok for false trading under Section 197(1)(b) of the Securities and Futures Act (SFA).
- Such conduct disrupts genuine price discovery and undermines market integrity, and is prohibited under our securities laws.
- .” *** Notes to Editor Section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, no person shall do any thing, cause any thing to be done or engage in any course of conduct, if his purpose, or any of his purposes, for doing that thing, causing that thing to be done or engaging in that course of
- MAS
- Enforcement Actions
Last revised date:
- 1 On 7 July 2017, MAS reprimanded Accel-X Management Pte Ltd (Accel-X) for its breaches of (i) section 99(A)(1) of the Securities and Futures Act (SFA), (ii) paragraph 5(7J) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (SFR) and (iii) paragraph
- MAS also reprimanded the company’s Chief Executive Officer (CEO) and director, Mr Edmund Yong Kin Kwong, for misconduct under section 334(2) of the SFA. 2 Section 99(A)(1) of the SFA requires a registered fund management company (RFMC) to pay an annual fee on such date as may be specified by MAS.
- MAS takes a serious view of such contraventions. 6 Under section 334(2) of the SFA, an officer of an RFMC is guilty of a misconduct if he fails to discharge any duty or function of his office.
- MAS
- Media Releases
Last revised date:
- Ltd, and comprised representatives from SGX, Phillip Securities, CIMB Securities, CLSA Singapore, KGI Securities, Morgan Stanley Asia, Securities Investors Association (Singapore), Investment Management Association of Singapore, The Society of Remisiers (Singapore), FIS, PWC and C3S.
- Both SGX and brokerage firms have a shared responsibility to establish clear processes for timely recovery of our securities market in the event of an incident.”
- Singapore, 20 March 2017…The Monetary Authority of Singapore (MAS) has directed SGX to implement measures to enhance its recovery processes and operational resilience, following supervisory investigation into the trading disruption to the securities market on 14 July 2016.
- MAS
- Media Releases
Last revised date:
- The State Courts of Singapore convicted Mok for false trading under Section 197(1)(b) of the Securities and Futures Act (SFA).
- Such conduct disrupts genuine price discovery and undermines market integrity, and is prohibited under our securities laws.
- .” *** Notes to Editor Section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, no person shall do any thing, cause any thing to be done or engage in any course of conduct, if his purpose, or any of his purposes, for doing that thing, causing that thing to be done or engaging in that course of
- PDPC
- Commission's Decisions
Last revised date:
- The Organisation also engaged a third-party IT security firm to test and address any security and privacy issues relating to the Application, commenced discussions with its IT application designers and employees involved to adopt privacy- by-design in future applications development. 5.
- This default setting allowed the Applications network traffic to be intercepted and accessed using third-party security testing software that can be acquired online.
- Organisations employing online tools or other online software must set or reconfigure privacy policies and security features to protect the personal data of application or website users.