Showing 3434 Documents for "securities"
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- MAS
- Parliamentary Replies
Last revised date:
- Answer (a) MAS has promulgated security guidelines on electronic and internet banking for the banking industry.
- internal monitoring process, auditors have a duty to evaluate bank compliance with these security guidelines.
- The security standards which banks have to comply with include: i) maintaining robust risk management controls and security practices ii) deploying strong cryptography to protect customer data iii) enhancing surveillance, incident response and systems recovery capabilities As part of the audit and
- MAS
- Media Releases
Last revised date:
- (ii) Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- Singapore, 4 December 2012…The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Goh Ing Sing and Mr Keu Haw Gee for insider trading under Section 219(2)(a) of the Securities and Futures Act (SFA). 2 On 13 August 2010, Wilmar International Limited (Wilmar)
- for, purchasing, selling, or entering into an agreement to subscribe for, purchase or sell those securities of that corporation.
- PDPC
- Commission's Decisions
Last revised date:
- The Organisation collected financial information such as bank account details and swift codes and should have considered, as part of a security review, whether it needed to enhance security measures.
- It was found that the Organisation failed to conduct periodic security reviews of its IT 3. system. Consequently, it missed the opportunity to detect the following security issues that could have prevented the incident: -------- b. a.
- A reasonable security review would also have noted the absence of security arrangements against brute force attacks. Common examples of anti-brute force measures include limiting the number of failed login attempts and account lockouts.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT 2001 FORM SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS AUDITORS CERTIFICATION FOR PERSONS EXEMPTED FROM HOLDING A CAPITAL MARKETS SERVICES LICENCE TO DEAL IN CAPITAL MARKETS PRODUCTS THAT ARE FUTURES CONTRACTS AND/OR OVER-THE-COUNTER DERIVATIVES
- CONTRACTS LODGED PURSUANT TO PARAGRAPH 3(4) AND/OR 3A(4) OF THE SECOND SCHEDULE TO THE SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS 34 This Form should be submitted online via FormSG.
- Please refer to the Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS (for FIs conducting regulated activities under the SFA other than for fund managers and REIT managers) () for the FormSG submission link.
- MAS
- Notices
Last revised date:
- It sets out the requirements on issuance and safekeeping NCDs and bearer securities.
- Requirements for merchant banks on the issuance and safekeeping of negotiable certificates of deposit and bearer securities. This notice applies to merchant banks which issue, or act as an authorised depository for negotiable certificates of deposit (NCDs) or bearer securities.
- A merchant bank shall lodge every NCD and bearer security which it issues with an authorised depository for safekeeping.
- MAS
- Notices
Last revised date:
- Exposures Secured Against Collateral 28.
- In the case of securities underwriting, the bank shall record an amount equivalent to the commitment limit multiplied by 20% as an exposure to the issuer of the securities underwritten.
- in the bank's trading book; any outstanding claims on a special purpose vehicle (SPV) as part of a securitisation transaction, including on-balance sheet exposure to securities issued e.g. asset-backed securities, mortgage-backed securities and collateralised debt obligations, and off-balance
- PDPC
- Commission's Decisions
Last revised date:
- This has been emphasised by the Commission in its Guide to Security Personal Data in Electronic Medium (Revised 20 January 2017); and (c) Times should not have used live customer data for testing purposes.
- Separately, Dentons and TMF were each issued a warning for failing to put in place reasonable security arrangements with Times Software to prevent unauthorised disclosure of the personal data belonging to their employees. Click here to find out more.
- The commitments made by Times in the Statement pertained only to the conduct of staff, the security of physical copies of documents, and data protection (such as the need for encryption) during electronic transmission.
- MAS
- Guidelines
Last revised date:
- by a Property or a Re-financing Facility for a credit facility otherwise secured by a Property.
- by a Property or a re-financing facility in respect of a credit facility otherwise secured by a Property.
- Paragraph 4.1 of these Guidelines is in respect of a situation where an FI computes the TDSR of a Borrower who is applying for a Re-financing Facility for the purchase of a Property or a Re-financing Facility for a credit facility otherwise secured by a Property, and the computed TDSR exceeds the
- MAS
- Speeches
Last revised date:
- Securities Borrowing & Lending 25 Market participants tell us the implementation of a shorter T+3 settlement period will generate demand for borrowed securities. There is scope for SGX to meet this demand.
- One form entails investors maintaining a securities trading account with the stockbrokers.
- Open Access Securities Market 12 MAS and the Exchange have finalised the timeframe for open access, in consultation with the Securities and Asset Management Sub-committee of the Financial Centre Advisory Group ("FCAG").
- MAS
- Speeches
Last revised date:
- Information security is not the same as cyber security. Information security is focused on protecting data, while cyber security is focused on protecting systems. They are however closely related. Data leaks can occur when a system is not properly secured.
- In short, if we don’t get cyber security right, financial institutions will be constrained in how much they can leverage on technology. The second area financial institutions must address to ensure customer confidence is information security risk.
- They include basic things like: securing administrative accounts; controlling network access at the perimeter; installing security patches promptly; installing anti-virus software on their systems; and implementing multi-factor authentication for users who access confidential information over the Internet