Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- data held by the organisation and the possible harm that might result from a security breach; c) implement robust policies and procedures for ensuring appropriate levels of security for personal data of varying levels of security 11 In the present case, the Subject Data
- failed to implement reasonable security arrangements to protect the Subject Data, in breach of the Protection Obligation.
- Page 11 of 14 -------- (b) Second, remote access by privileged accounts to information systems that host confidential or sensitive personal data, or large volumes of personal data, should a fortiori be secured by 2FA / MFA.
- MAS
- Annual Reports
Last revised date:
- Singapore-listed REITs have been large issuers of commercial mortgage-backed securities, contributing 20% of all issuance of mortgage-backed securities in Asia ex-Japan in 2006.
- Moving forward, MAS will step up its efforts to promote greater awareness of security and emergency preparedness among its staff and ensure the robustness of its security systems.
- The MASNET secure website can also be used to share financial and business continuity related information with financial institutions in a confidential and secure environment.
- MAS
- Media Releases
Last revised date:
- Issuers are allowed to issue supplementary secured cards as long as the aggregate credit limit granted on the principal card and all its supplementary cards are secured on the principal cardholder's deposits.
- An individual who meets the minimum requirements for both unsecured and secured credit card facilities will have the option of obtaining either an unsecured credit card facility of up to two months' income, or a secured credit card facility of up to the amount of deposits pledged to the issuer. 2.
- Individuals, e.g. retirees, who do not qualify for an unsecured credit card but have substantial savings, can now obtain a secured credit or charge card.
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 29 October 2020… Two individuals were charged today for offences under the Securities and Futures Act (SFA) and Penal Code (PC).
- For each charge under section 197 SFA and section 201 SFA, imprisonment for a term which may extend to a maximum of 7 years, or a fine of up to $250,000, or both; and b.
- During the material period, Mr Tan KY was the CEO and Executive Director of KTL while Mr Tan CY was a trading representative of OCBC Securities Pte Ltd.
- MAS
- Enforcement Actions
Last revised date:
- (2)(da) of the SFA, the Authority may revoke a capital markets services licence if it appears to the Authority that the capital markets services licence holder has failed to satisfy any of its obligations under or arising from the SFA or any written direction issued by the Authority under the SFA.
- and Futures Act (SFA) and Securities and Futures (Financial and Margin Requirements) Regulations, despite repeated reminders from MAS to CTBI and its Chief Executive Officer (CEO), Mr Tanawat Wansom. 4 In the ensuing supervisory engagements on the aforementioned breaches, MAS further uncovered CTBI’
- Pursuant to section 95(2)(da) of the SFA, MAS has revoked CTBI’s CMS licence, for failing to comply with MAS’ written direction to address the breaches of regulations and licence condition and to improve its internal controls. ***** Additional Information Section 95(2)(da) of the SFA Under section 95
- MAS
- Media Releases
Last revised date:
- (ii) Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- Singapore, 18 April 2013…The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Ang Kok Min for insider trading under Section 219(2)(a) of the Securities and Futures Act (SFA). 2 On 13 August 2010, Wilmar International Limited (Wilmar) announced its intention
- for, purchasing, selling, or entering into an agreement to subscribe for, purchase or sell those securities of that corporation
- MAS
- Media Releases
Last revised date:
- (ii) Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- Singapore, 18 November 2013… The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Ms Phua Lay Leng for insider trading under Section 218(2)(a) of the Securities & Futures Act (SFA). 2 Roxy-Pacific Holdings Limited (Roxy-Pacific), a company listed on the Singapore
- , purchasing, selling, or entering into an agreement to subscribe for, purchase or sell those securities of that corporation.
- MAS
- Notices
Last revised date:
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON SUBMISSION OF PERIODIC REPORTS FOR BENCHMARK ADMINISTRATORS -------- Notice No: SFA 06AA-N01 Issue Date: 4 October 2018 NOTICE ON SUBMISSION OF PERIODIC REPORTS FOR BENCHMARK ADMINISTRATORS
- to section 123S of the Securities and Futures Act (Cap. 289) (the Act) read with regulation 13(2) of the Securities and Futures (Financial Benchmarks) Regulations 2018 and sets out (a) (b) (c) (d) findings of any non-compliance by the authorised benchmark administrator or exempt
- Submission of Appendix 1 Effective Date 2 2 -------- APPENDIX 1 SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (FINANCIAL BENCHMARKS) REGULATIONS 2018 REGULATION 13(2) SUBMISSION OF PERIODIC REPORT FOR BENCHMARK ADMINISTRATORS This report is submitted pursuant
- MAS
- Media Releases
Last revised date:
- Specifically, it is mandatory for financial institutions to comply with the following requirements: establish and implement robust security for IT systems; ensure updates are applied to address system security flaws in a timely manner; deploy security devices to restrict unauthorised network traffic;
- Singapore, 6 August 2019… The Monetary Authority of Singapore (MAS) today issued a set of legally binding requirements to raise the cyber security standards and strengthen cyber resilience of the financial sector.
- Mr Tan Yeow Seng, Chief Cyber Security Officer, MAS, said, “Cyber threats in the financial sector are growing as a result of an increased digital footprint and pervasive use of the Internet.
- MAS
- Media Releases
Last revised date:
- Based on the unique methodology SGX developed to enable real-world interoperability of platforms, as well as the simultaneous exchange of digital tokens and securities, we have applied for our first-ever technology patent.” 1 Delivery versus Payment (DvP) is a settlement procedure where securities and
- Additionally, features such as time boundaries, multi-signature and arbitrator design facilitate a secure and transparent transaction thus strengthening investors confidence.
- The prototype was designed on two separate ledgers (cash and securities) on different blockchain technologies to successfully mitigate counterparty risks and achieve DvP (Delivery versus Payment) settlement finality.