Showing 3434 Documents for "securities"
Filter by
Sort by
- MAS
- Guidelines
Last revised date:
- SFA.
- Please see section 2(1) of the SFA for the definition of securities under the SFA. 12 Division 1 of Part XIII of the SFA 13 Division 1 of Part XIII of the SFA 14 Division 2 of Part XIII of the SFA 15 Please see sections 240 and 296 of the SFA. 16 Please see sections 286 and 287 of the
- securities.
- MAS
- Explainers
Last revised date:
- SFA.
- Please see section 2(1) of the SFA for the definition of securities under the SFA. 12 Division 1 of Part XIII of the SFA 13 Division 1 of Part XIII of the SFA 14 Division 2 of Part XIII of the SFA 15 Please see sections 240 and 296 of the SFA. 16 Please see sections 286 and 287 of the
- securities.
- MAS
- Monographs/Information Papers
Last revised date:
- SFA.
- Please see section 2(1) of the SFA for the definition of securities under the SFA. 12 Division 1 of Part XIII of the SFA 13 Division 1 of Part XIII of the SFA 14 Division 2 of Part XIII of the SFA 15 Please see sections 240 and 296 of the SFA. 16 Please see sections 286 and 287 of the
- products1 under the SFA.
- MAS
- Forms and Templates
Last revised date:
- those securities or relevant securities-based derivatives contracts under section 4(1) of the SFA.
- VII of the SFA.
- MAS
- Consultations
Last revised date:
- securities only.
- Securities and Futures Act (SFA) and the Financial Advisers Act (FAA).
- regulated by the SFA.
- MAS
- Consultations
Last revised date:
- of those securities
- for, purchase or sell, any such securities
- : (i) enter into a sub-underwriting agreement in relation to any such securities; (ii) subscribe for any such securities.
- MAS
- Consultations
Last revised date:
- him and the person making the offer of the securities is too broadly worded.
- As the Singapore Exchange Securities Trading Limited and Singapore Exchange Derivatives Trading Limited will initially be the only approved exchanges under the SFA, the exemption from section 122(1) does not apply to transactions excuted on overseas securities or futures exchanges. 3.
- Where a market-maker has acquired securities from the issuer for on-sale, it is likely that the market-maker will on-sell those securities to persons who have previously indicated to the market-maker that they are interested in securities of that kind (i.e. persons described in section 272A(3)(b)(iii
- MAS
- Consultations
Last revised date:
- securities dealing activity.
- Act (SFA) and Financial Advisers Act (FAA).
- For example, a Capital Markets Services (CMS) appointed representative who intends to conduct the SFA regulated activity of dealing in securities is required to pass M1A/B on securities dealing rules.
- MAS
- Guidelines
Last revised date:
- security.
- , information security controls, and the management of information security
- secure than others.
- MAS
- Consultations
Last revised date:
- securities for delivery on settlement day.
- Phillip Securities Pte Ltd 16. PrimePartners Corporate Finance Pte. Ltd. 17. RHTLaw Taylor Wessing LLP 18. Securities Association of Singapore 19. Securities Investors Association (Singapore) 20. SGX Securities Advisory Committee 21. Stamford Law Corporation 22.
- without unencumbered securities first (i.e.