Showing 3434 Documents for "securities"
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- MAS
- Consultations
Last revised date:
- The relevant UK legislation covers not only payment systems but also securities settlement systems. The UK legislation even goes further to protect collateral security pledged by participants.
- issues relating to commercial securities clearing and settlement are already dealt with in the SFA95. 9.20 Section 69 of the SFA provides that the proceedings of a clearing house take precedence over the law of insolvency.
- It is reported therein that the term derivatives generally refers to securities, contracts or other financial products whose market or trading value is derived from the value of one or more underlying assets, securities or variables.
- MAS
- Media Releases
Last revised date:
- and the Singapore Exchange Limited (SGX) under the SFA.
- Hence, information on his dealings in the entity’s securities are relevant to investors.
- Any acquisition or disposal of interest in the securities of the BT or REIT by the manager must also be disclosed.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT 2001 SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) FORM 25B AUDITORS REPORT FOR A REGISTERED FUND MANAGEMENT COMPANY UNDER PARAGRAPH 5(1)(i) READ WITH PARAGRAPH 5(7J) OF THE SECOND SCHEDULE TO THE SECURITIES
- the Securities and Futures (Licensing and Conduct of Business) Regulations and the records therefore are inadequate; and there is any matter which, appears to us, to constitute or may constitute a contravention of Regulation 54A of the Securities and Futures (Licensing and Conduct
- of Business) Regulations have not been complied with; the Company has not maintained documented policies and procedures on the following areas as stated in the Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies (SFA 04-G05): i.
- MAS
- Guidelines
Last revised date:
- Digital advisers which are FAs can carry out limited SFA-regulated activities that are incidental to the provision of advice, without the need for additional licensing under the SFA.
- The licensing framework embodied in the SFA and FAA is technology agnostic and is applicable to digital advisers.
- These Guidelines are issued pursuant to section 321 of the Securities and Futures Act (Cap. 289) (SFA) and section 64 of the Financial Advisers Act (Cap. 110) (FAA) (collectively, the Acts) to provide guidance on the regulatory requirements and expectations in relation to the provision of
- MAS
- Media Releases
Last revised date:
- offering of Equity Securities or Plain Debt Securities will be streamlined, as long as the Prospectus is prepared in accordance with the ASEAN Disclosure Standards.
- Securities regulators in other ASEAN jurisdictions will participate in the Framework when they are ready.
- Kuala Lumpur, 3 March 2015… The Monetary Authority of Singapore (MAS) and the Singapore Exchange (SGX) today jointly signed a Memorandum of Understanding (MOU) with the Securities Commission Malaysia and the Securities and Exchange Commission, Thailand to establish a Streamlined Review Framework for
- PDPC
- Commission's Decisions
Last revised date:
- It was one of Open Web Application Security Project (OWASP) 2013s top 10 most critical web application security risks and OWASP recommended, among other things, the usage of Indirect Object Reference as a prevention method. 17 Furthermore, as highlighted in the Commissions Guide to
- A financial penalty of $25,000 was imposed on Singtel for failing to put in place reasonable security arrangements to protect the personal data of users on its My Singtel mobile application. Click here to find out more.
- This increases the likelihood that someone with the wrong motivation could have exploited the vulnerability. 29 Finally, the Organisation also restates that the Direct Object Reference Vulnerability was not detected in the security penetration tests.
- MAS
- Forms and Templates
Last revised date:
- 20(1) Name of Securities (in full) Security Code (For CDP Use) Quantity I.
- Central Depository System Form 11 - Re-assignment SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 FORM 11 REGULATION 20(1) RE-ASSIGNMENT Explanatory Notes provided. 1.
- Submission of this Form must be accompanied by the fees payable to the Depository and/or the depository agent for the Instrument of Re-assignment. -------- SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 RE-ASSIGNMENT FORM 11 REGULATION
- MAS
- Consultations
Last revised date:
- asset-backed securities, mortgage-backed securities and collateralised debt obligations, and off-balance sheet exposures e.g.
- MAS Response Banks would have to recognise pre-settlement risk and settlement risk 4 to 4.5.2 counterparties arising from both purchase and sale of securities. In addition, for purchase of securities, an exposure to the issuer of securities would have to be recognised.
- Another bank noted that for a purchase of debt security, there is an exposure to the issuer of the security. The bank sought to confirm that in the case of a sale, the exposure to be recorded is in respect of the settlement exposure from the purchaser of the security.
- MAS
- FAQs
Last revised date:
- dealing in capital markets products that are securities in connection with his corporate finance activities.
- For the purpose of paragraph 11 of the SFA Exam Notice, a representative who deals in the following capital markets products in connection with his corporate finance activities, is also not required to pass the relevant CMFAS Modules set out in paragraph 10 of the SFA Exam Notice: (i)
- The SFA Exam Notice will be amended to remove reference to Module 6A for fund management representatives.
- MAS
- Exemptions
Last revised date:
- S 913 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (CLASSES OF INVESTORS) (AMENDMENT) REGULATIONS 2021 In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Citation and commencement
- Prescribes additional persons as accredited investors (e.g. partnership where each partner is an accredited investor) and institutional investors (e.g., designated market-maker and registered fund management company) for the purpose of the SFA. 03 Jan 2022 Securities and Futures (Classes of Investors
- These Regulations are the Securities and Futures (Classes of Investors) (Amendment) Regulations 2021 and come into operation on 3 January 2022. Amendment of regulation 3 2. Regulation 3(9) of the Securities and Futures (Classes of Investors) Regulations 2018 (G.N. No.