Showing 3434 Documents for "securities"
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- MAS
- Speeches
Last revised date:
- The Securities and Investment Institute, as a leading examining, training and membership body for the securities and investment industry, can help raise the skills of professionals working in the finance sector so they can keep pace with the product innovation and rapid changes in our capital markets
- With the provision of preparatory training programmes on its examinations (through its training partners) and its assessment services, the Securities and Investment Institute can help securities and investment professionals to continually upgrade their capabilities. 8 I am also happy to note that the
- Securities and Investment Institute has entered into a strategic alliance with the Association of Chartered Certified Accountants (ACCA) and will be signing a global Memorandum of Understanding later in this event.
- MAS
- Media Releases
Last revised date:
- Singapore, 28 April 2011 … The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Song Qing for contravening the insider trading provision under Section 218(2)(a) of the Securities and Futures Act (SFA). 2 Bright World Precision Machinery Ltd (Bright World
- for, purchasing, selling, or entering into an agreement to subscribe for, purchase or sell those securities of that corporation.
- (ii) Under section 232 of the SFA, MAS may enter into agreements with any person for that person to pay, with or without admission of liability, a civil penalty for a contravention of any provision of the SFA, Part XII, of a sum not exceeding three times the amount of the profit gained or loss avoided
- MAS
- Media Releases
Last revised date:
- HDB is considering the issuance of mortgage-backed securities.
- Suspended stamp duty on securities transactions for 1 year wef 30 Jun 98.
- Issues Increase Bond Issues by Statutory Boards like JTC, PUB, and HDB Promote Asset-Backed Securities Market Resolve legal, regulatory and tax issues relating to asset-backed securities.
- MAS
- Speeches
Last revised date:
- Legislative Initiatives in Singapore 31 In Singapore, at the heart of the regulatory framework for the capital markets is the Securities and Futures Act ('SFA') which was enacted in September last year. The SFA is an omnibus Act that sets out the regulatory framework for the capital market.
- To provide a global perspective, we are honoured to have distinguished speakers from the US Securities and Exchange Commission, the UK Financial Services Authority, and the Australian Securities and Investments Commission.
- It seeks to cover in a single rulebook the range of capital market activities undertaken in Singapore, for the convenience of market participants. 32 The SFA introduces a single licensing regime covering the various activities in securities and futures, fund management and corporate finance advice
- MAS
- Consultations
Last revised date:
- MAS seeks comments on the revised SFA Notice (Annex C).
- for misconduct mentioned in MAS Notice SFA XX- NXX (Notice).
- Table 1 sets out the current and revised categories of reportable misconduct 2.2 under the FAA, IA and SFA.
- PDPC
- Commission's Decisions
Last revised date:
- Merely training an employee on her role does not constitute a security arrangement. 15.
- did not make reasonable security arrangements to prevent the unauthorised disclosure of the Personal Data.
- Such Policies and practices do not constitute a reasonable security arrangement under section 24 of the PDPA. 20.
- PDPC
- Commission's Decisions
Last revised date:
- is no longer sufficiently secure for password hashing, as compared with other available algorithms.
- First, the source of information about the exfiltration was an external security researcher; second, the nature of notification was that the security researcher had received personal data extracted from the Forum from a third party source; third, the Organisation
- As stated in the Commission’s Guide to Securing Personal Data in Electronic Medium (revised 20 January 2017, at [16]), regular security patching is important for organisations to keep their systems and databases current and minimise their vulnerabilities. 11 Secondly, the use of the MD5 algorithm
- MAS
- Notices
Last revised date:
- and Futures (Licensing and Conduct of Business) Regulations, MAS Notice SFA 04-N02; in relation to a Specified Regulated Entity that is a specified exempt person who is a person exempted from the requirement to hold a capital markets services licence under section 99(1)(a) of the SFA, MAS
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs on anti-money laundering and countering the financing of terrorism (“AML/CFT”) in relation to their cross-border arrangements with Foreign Offices (“FOs”) under the Securities and Futures (Exemption for
- services licensees (excluding venture capital fund managers); - Exempt futures brokers and exempt over-the-counter derivatives brokers; and - Banks, merchant banks, finance companies and insurers that have entered into a cross-border arrangement with their FOs to conduct regulated activities under the SFA
- MAS
- Speeches
Last revised date:
- both securities borrowed or lent and collateral to be marked-to-market daily.
- It is my pleasure to join you today at Clearstream’s 2nd Global Securities Financing Conference Asia.
- This is an electronic trading link that connects the securities markets of ASEAN countries so as to facilitate cross-border trading.
- PDPC
- Commission's Decisions
Last revised date:
- Conduct a thorough security audit (with report) of its technical and administrative arrangements for the protection of personal data in its possession or control; b. Rectify any security gaps identified in the security audit report; Page 5 of 6 -------- c.
- Directions were issued to CPR Vision Management Pte Ltd to conduct a security audit of its technical and administrative arrangements for the protection of personal data in its possession or control and rectify any security gaps identified in the audit report.
- The Organisation admitted that its endpoint security solution would have been able to detect and block the unauthorised entry attempts to the office network affected in the Incident.