Showing 3434 Documents for "securities"
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- MAS
- Parliamentary Replies
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- For internet purchases on 3-D Secure 1 websites, the use of a one-time password adds a further layer of security. 2 The security enhancement roadmap includes measures to reduce the risks associated with the use of magnetic stripe ATM cards.
- In deciding which security technology to adopt, ABS has taken into account security, reliability, convenience, costs, and cross-border interoperability.
- Response by Mr Tharman Shanmugaratnam, Deputy Prime Minister and Chairman, MAS 1 MAS has been working with the financial institutions on a comprehensive payment card security enhancement roadmap since 2010. A number of security features have already been introduced for credit and debit cards.
- PDPC
- Commission's Decisions
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- Directions were issued to Security Masters for failing to put in place reasonable security arrangements to prevent the unauthorised access of building visitors’ mobile numbers. A security personnel contacted the visitors to request return of visitor passes and send them Chinese New Year greetings.
- This gap in security arrangements allowed the incident to occur.
- On 17 February 2020, Security Masters Pte Ltd (the Organisation) notified the Personal Data Protection Commission (the Commission) that a security employee had used the mobile phone numbers of eight building visitors to contact them to request their return of visitor passes and send
- MAS
- Forms and Templates
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- Name of Securities (in full) Security Code (For CDP Use) Quantity I.
- Central Depository System Form 8 - Assignment SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 FORM 8 REGULATION 20(1) ASSIGNMENT Explanatory Notes provided. 1.
- Submission of this Form must be accompanied by the fees payable to the Depository and/or the depository agent for the Instrument of Assignment. -------- SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 ASSIGNMENT FORM 8 REGULATION 20(1)
- MAS
- Consultations
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- exchange or recognised securities exchange
- or an exempt person in respect of dealing in securities
- MAS
- Media Releases
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- (B) Employment of Manipulative and Deceptive Devices under section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as
- subscription, purchase or sale of securities. 2 Mr Lau had knowingly: (a) opened securities trading accounts with various brokerage houses for the purpose of trading on behalf of a third party; and (b) conducted trades in those accounts for the benefit of the third party.
- Singapore, 11 April 2012, The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Lau Kee Swan for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits the employment of manipulative and deceptive devices in connection with the
- MAS
- Exemptions
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- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2013 to 30 September 2013. 1 2 Issue Date: 7 Mar 2014 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2013
- Schemes) Regulations 2005 1 -------- REIT 247(1) of the SFA.
- to conduct Exemption for the manager of a Section 302 of the SFA, read with section 2 15 July 2013 MAS granted exemptions to two REIT managers from compliance with paragraph 51 of the Third Schedule of the Securities and Futures (Offers of Investments) (Collective Investment
- MAS
- Media Releases
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- MAS proposes to introduce a new modular licensing framework, under which securities and futures brokers, underwriters and fund managers will only need to obtain a single licence to provide a range of financial activities 1 in the securities and futures market.
- . 3 The new Omnibus Act will merge and streamline the Securities Industry Act and Futures Trading Act into one statute.
- In addition, MAS will provide full exemption from licensing for other financial institutions already regulated by MAS, in respect of their securities and futures businesses.
- MAS
- Media Releases
Last revised date:
- AMENDMENT TO THE DEFINITION OF SECURITIES 24. The definition of "securities" in the SFA will be amended to include units and derivatives of units in a BT so that the provisions under the SFA relating to dealing in securities and market conduct will apply.
- The SF(A) Bill introduces a new Division 1A in Part XIII of the Securities and Futures Act ("SFA") that regulates the public offers of units and derivatives of units in BTs by way of disclosure requirements for prospectuses.
- The definition of "take-over offer" in the SFA will be amended so that take-over offers for units in BTs will be subject to the provisions under the SFA and the Singapore Code on Take-overs and Mergers. This is to ensure a fair and orderly market for take-overs of BTs.
- MAS
- Notices
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- and Futures (Licensing and Conduct of Business) Regulations, MAS Notice SFA 04- N02; in relation to a Specified Regulated Entity that is a person exempted from the requirement to hold a capital markets services licence under section 99(1)(a) of the SFA, MAS Notice 626; in relation
- section 99(1)(d) of the SFA, MAS Notice 314; and Specified Regulated Entity means a specified person who has entered into a cross- border arrangement with its FRC.
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs on anti-money laundering and countering the financing of terrorism (“AML/CFT”) in relation to their cross-border arrangements with Foreign Related Corporations (“FRCs”) under the Securities and Futures
- MAS
- Exemptions
Last revised date:
- INTRODUCTION This Notice is issued pursuant to section 101 of the Securities and Futures Act (Cap. 289) (SFA) and applies to all specified licence holders and specified exempt persons as defined under regulation 2(1) of the Securities and Futures (Exemption for Cross-Border Arrangements
- (Foreign Offices) Regulations DEFINITIONS For the purposes of this Notice: SF(LCB)R means Securities and Futures (Licensing and Conduct of Business) Regulations; SGX-ST means the Singapore Exchange Securities Trading Limited; Specified Regulated Entity means a specified licence
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Offices (“FOs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.