Showing 3434 Documents for "securities"
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- MAS
- Media Releases
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- These requirements will help FIs strengthen their cyber resilience and guard against cyber attacks. 2 FIs will be required to implement six cyber security measures: address system security flaws in a timely manner; establish and implement robust security for systems; deploy security devices to secure
- institutions to address cyber threats by delineating a clear and common cyber security waterline for the financial industry.
- MAS is proposing to stipulate these measures as a baseline hygiene standard for cyber security by elevating them into legally binding requirements. 4 Mr Tan Yeow Seng, Chief Cyber Security Officer, MAS, said, “The proposed Notice on Cyber Hygiene seeks to strengthen the overall readiness of all financial
- MAS
- Pages
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- The other two important factors are security and speed of settlement.
- The regulatory framework in Singapore has been centred on risk reduction and management, resulting in a safe, sound, and secure operating environment. Financial crime rates are low with consumers and businesses reporting satisfaction and trust in the security of the system.
- Maintaining security and enhancing consumer protection The new regulatory framework should enhance consumer protection, introduce cyber security requirements, and create a level playing field for payment service providers as well as set more rapid payment execution standards (i.e.
- MAS
- Forms and Templates
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- ) Name of Securities (in full) Security Code (For CDP Use) Quantity I.
- Central Depository System Form 10 - Sub-Charge SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 REGULATION 20(1) SUB-CHARGE FORM 10 Explanatory Notes provided. 1.
- Submission of this Form must be accompanied by the fees payable to the Depository and/or the depository agent for the Instrument of Sub-Charge. -------- SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 SUB-CHARGE FORM 10 REGULATION 20(1
- MAS
- Exemptions
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- Issue Date: 18 November 2016 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2016 to 30 September 2016 S/N Exemption granted Exemption No. of exemptions provided 1 provision Section 306(1) of the SFA Description
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2016 to 30 September 2016.
- Exemption from the requirement to hold a Capital Markets Services (CMS) 1 Section 99(1)(h) of the SFA, read 19 Sep 2016 MAS granted an exemption to a Financial Adviser (FA) from the requirement to hold a CMS licence for dealing in securities in respect of their transmission
- MAS
- Circulars
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- As indicated in that email, Part VII of the SFA, as amended, will be brought into force on 19 November 2012.
- Disclosure requirements for trustee -managers in respect of its own interest in securities of a business trust Section 137R(1 )(a) of the SFA requires a trustee-manager of a business trust 2 to announce or disseminate the particulars of its acquisition or disposal of (any)
- trust to announce or otherwise disseminate to the securities market any notice it has received from reporting persons.
- MAS
- Exemptions
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- 101 of the Securities and Futures Act (Cap. 289) (SFA) and applies to all specified persons as defined under regulation 2(1) of the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 (SF(ECBA)(FRC)R) in relation to qualifying
- DEFINITIONS For the purposes of this Notice: SF(LCB)R means Securities and Futures (Licensing and Conduct of Business) Regulations; SGX-ST means the Singapore Exchange Securities Trading Limited; Specified Regulated Entity means a specified person who has entered into
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Related Corporations (“FRCs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2020 to 31 December 2020.
- Issue Date: 27 January 2021 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 October 2020 to 31 December 2020 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- 26 Section 99(1)(h) of the SFA, read section with 337(2) of the SFA 1 Exemption from requirement to hold a Capital Markets Services (CMS) licence fund management for 5 October, 8 October, 30 October, 11 November, 15 November, 17 December, 28 December MAS
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2021 to 31 December 2021.
- Issue Date: 25 January 2022 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT 2001 (SFA) For the period from 1 October 2021 to 31 December 2021 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- 1 Exemption from requirement to hold a Capital Markets Services (CMS) licence for fund management Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 23 10 Oct, 17 Oct, 24 Nov MAS granted exemptions to 23 single family offices (SFOs) that provided fund
- MAS
- Speeches
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- service; and (b) provide that an applicant for a security service provider’s licence must, at the request of the licensing officer, provide a trial or demonstration of the security service, or any equipment to be employed in carrying out any security service.
- It is used during CIT operations in many countries in the European Union. 7 The Singapore Police Force (“SPF”) intends to license companies that sell IBNS or offer cash transportation services using IBNS as security service providers under the Private Security Industry Act (Cap. 250A) (“PSIA”).
- or applicant of a security service provider licence is not liable to be convicted of an offence for mutilation of currency notes under specified conditions relating to the use of IBNS.
- MAS
- Consultations
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- and Futures Act, Chapter 289 of Singapore (SFA) (as amended by the SFA Amendment Act 2017) (the Amended SFA) and the revised Securities and Futures (Markets) Regulations.
- If the definition of "derivatives contract" in the un-amended SFA were still applicable, "futures contract" and "securities" (which by definition include exchange-traded forwards, options and swaps, and securities-based derivatives respectively in the un-amended SFA) would be excluded.
- We note that the Securities and Futures (Trading of Derivatives Contracts) Regulations (the SF(TDC)R) is intended to operationalise the new Part VIC of the Securities and Futures Act, Cap 289 (the "SFA") in relation to mandatory trading of OTC derivatives on organised markets.