Showing 3434 Documents for "securities"
Filter by
Sort by
- PDPC
- Commission's Decisions
Last revised date:
- Directions were also issued to the organisation to engage qualified personnel to conduct a security audit, develop an IT security policy, and implement a training policy. Click here to find out more.
- As provided in Section 24 of the PDPA, the security arrangements must be reasonable.
- However, by the Organisations own admission, prior to being informed of the Incident, the Organisation never considered the adequacy of the security of its Website or information technology system (IT system) and did not put in place any security arrangements to protect the personal
- MAS
- Consultations
Last revised date:
- bonds, notes, and any other debt securities (e.g. asset-backed securities, structured notes) issued by a corporation or any other entity. 4 Offers of securities in the course of secondary trading on the securities exchange are not subject to prospectus requirements.
- In addition, bonds generally have lower liquidity as compared to equity securities.
- We will also allow secured bonds as long as these bonds are structured in accordance with the prescribed characteristics of plain vanilla bonds but offer additional security to investors by way of collateral.
- MAS
- Media Releases
Last revised date:
- It will not apply to: (i) Options, warrants or any other rights or interests in shares or debt securities; or (ii) Debt securities that are not plain-vanilla. 2 IOSCO (International Organization of Securities Commissions) is recognized as the international standard-setters for securities regulation.
- Its members regulate over 90% of global securities markets.
- The ACMF, of which MAS is a member, comprises the heads of securities regulators in the region and operates under the auspices of the ASEAN Finance Ministerial Meeting process. 2 The Scheme is applicable to issuers who wish to offer plain [1] equity and debt securities in more than one ASEAN country
- MAS
- Circulars
Last revised date:
- governs securities borrowing and lending transactions, where the objective of such transactions is to borrow or lend securities.
- form of cash or other securities, to the transaction.
- or portfolio of securities, to the transaction.
- MAS
- Notices
Last revised date:
- held where the institution has an offsetting reverse repurchase transaction when the security on each transaction has the same unique identifier (e.g.
- borrowings and liabilities (including secured term deposits), of which are from:","10(c), 10(d), 13(a), 13(c), 13(d), 15(a)",0,0,0,,,,,,,,, Retail and small business customers,,0,0,0,,0.00,0.50,1.00,,0,0,0,0 Non-financial corporates,,0,0,0,,0.50,0.50,1.00,,0,0,0,0 Central banks,,0,0,0,,0.00,0.50,1.00
- MAS
- Media Releases
Last revised date:
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
- Singapore, 1 November2017… The Monetary Authority of Singapore (MAS) has successfully obtained higher civil penalties against Mr Wang Boon Heng (Wang) and Ms Foo Jee Chin (Foo) for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits any conduct that operates as a fraud
- (ii) Under section 232(1) of the SFA, whenever it appears that any person has contravened any provision in Part XII of the SFA, MAS may, with the consent of the Public Prosecutor, bring an action in a court against him to seek an order for a civil penalty in respect of that contravention.
- MAS
- Circulars
Last revised date:
- investment fund registered with the China Securities Regulatory Commission (CSRC) under the Securities Investment Fund Law of the People's Republic of China, and is managed by a management firm that is licenced by the CSRC to manage publicly offered securities investment funds; the
- (as the case may be) carried out by the master ETF must be for the sole purpose of efficient portfolio management; and the total value of securities subject to all the securities lending transactions and securities repurchase transactions entered into by the manager of the master ETF
- Feeder ETF Authorisation and disclosure requirements 3 The feeder ETF must comply with the authorisation and disclosure requirements for collective investment schemes under the Securities and Futures Act 2001 and the Code on Collective Investment Schemes1 (the Code). 4 Securities Trading
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 19 August 2022… Mr Pan Qi was charged today for offences involving fraud and deceit under the Securities and Futures Act (SFA) 1 . 2 The investigation was jointly conducted by the Monetary Authority of Singapore and the Commercial Affairs Department of the Singapore Police Force.
- in various securities 2 , between trading accounts belonging to him and his relatives, and his former employer’s trading accounts.
- He faces an additional charge under this same section for deceiving CGS-CIMB Securities (Singapore) Private Limited (CGS-CIMB Securities) through the unauthorised use of a trading account. 3 Mr Pan is accused of making a series of pre-arranged trades between 4 January 2019 and 14 August 2020
- MAS
- Notices
Last revised date:
- Guidance Note For the purposes of paragraphs 7 and 8(a) of this Notice, the Authority will leave it to the merchant bank to determine the appropriate form of security to take.
- Generally, the requirements of paragraphs 7 and 8(a) will be satisfied if the merchant bank takes an equitable mortgage of the property to be purchased or the property to be sold, with the security interest being duly notified by means of the lodgment of a caveat.
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- income securities and credit derivatives held by the Fund under total assets is analysed below.
- ) Bank Balances and Deposits Fixed Income Securities Financial Assets at Fair Value through Profit or Loss Financial Derivatives Receivable Fixed Income Securities Loans and Receivables Prepayments and Other Receivables Receivables from SEL Holdings Pte Ltd -
- Interest rate forwards are contracts to purchase or sell an underlying fixed income security at an agreed price on a specified future date.