Showing 3434 Documents for "securities"
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- MAS
- Media Releases
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- (B) False trading under section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market or the price of securities. ***
- Singapore, 22 September 2010...The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Tan Wee Kiat Melvin for contravening the false trading provisions under section 197(1)(b) of the Securities and Futures Act (SFA).
- (ii) Under section 232 of the SFA, MAS may enter into agreements with any person for that person to pay, with or without admission of liability, a civil penalty for a contravention of any provision of the SFA, Part XII, of a sum not exceeding three times the amount of the profit gained or loss avoided
- MAS
- Speeches
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- One component of this plan is a $130 million National Cyber Security Research and Development Programme to support cyber security research.
- While corporate IT devices are typically locked-down with stringent security configurations, the same cannot be said for personal devices. Further, current security solutions on mobile platforms may not be as strong as those on the PC platform.
- Another component is to enhance the security and resilience of critical information infrastructure (CIIs), including those in the financial sector. 8 Within the financial sector, MAS has been working closely with the industry to address cyber security threats.
- MAS
- Consultations
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- as securities, specified securities-based derivatives contracts, or units in a collective investment scheme.
- Act (the SFA) and the Financial Advisers Act.
- Specified products include securities, specified securities-based derivatives contracts or units in a collective investment scheme.
- MAS
- Consultations
Last revised date:
- a securities an approved exchange; or (b) where the stabilised securities are listed on both an approved a securities exchange and an overseas securities exchange, from the earlier of the -------- dates of commencement of dealing in the stabilised securities on these exchanges; stabilised securities
- To reflect the replacement of the terms overseas securities exchange and securities exchange with overseas exchange and approved exchange respectively in the Securities and Futures Act, and amendments to the definition of relevant securities in the Securities and Futures (Market Conduct) (Exemptions
- Securities and Futures (Offers of Investments) (Securities and Securities- based Derivatives Contracts) (Amendment) Regulations 2021 21. Securities and Futures (Exemption from Subdivisions (2) and (3) of Division 1 of Part XIII) (Amendment) Regulations 2021 22. 23.
- MAS
- Media Releases
Last revised date:
- fund management; securities financing; and providing custodial services for securities.
- (SGX-ST) and Singapore Exchange Derivatives Trading Limited (SGX-DT) 1 . 2 The SFA will introduce a single licensing framework for securities and futures intermediaries.
- Singapore, 3 July 2002& The Monetary Authority of Singapore ("MAS") today released a consultation paper on the proposed capital framework for capital markets services (CMS) licence holders under the Securities & Futures Act 2001 (SFA) who are not members of Singapore Exchange Securities Trading Limited
- MAS
- Enforcement Actions
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- Singapore, 8 April 2021…Mr Goh Jia Poh, Kenneth was charged today for offences under the Securities and Futures Act (SFA). 2 Mr Goh is accused of trading in multiple securities listed on the Mainboard or the Catalist of the Singapore Exchange Securities Trading Ltd, for the purpose of creating a
- false appearance regarding the market for the securities.
- and the Commercial Affairs Department of the Singapore Police Force. 6 If convicted, Mr Goh faces imprisonment for a term which may extend to a maximum of 7 years, or a fine of up to $250,000, or both, for each charge under section 197(1)(b) SFA and section 201(b) SFA.
- MAS
- Consultations
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- product of the latest fair market value of the security lent and HE , where HE is either: the standard supervisory haircut applicable to the security lent as specified in Annex 7H; or the Reporting Banks own estimate of the haircut applicable to the security lent determined
- interest, or a leasing structure including such security) on the asset, or on the company owning it Legal documentation provides the lender effective control (e.g. a perfected security interest, or a leasing structure including such security) on the asset, or on the company owning it
- with a All 0.15 Equities (including convertible bonds) in an 0.15 securities Debt securities with a 1 year credit quality grade or > 1 year, 5 short-term credit quality years grade of 1 > 5 years Debt securities with a 1 year credit quality grade
- MAS
- Parliamentary Replies
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- The agreement between CDP and SCANS contains arrangements for Clob investors to transfer their securities to individual account with the Malaysian Central Depository, and thereafter trade these securities on the KLSE.
- Akbar Khan's Straits Fund Sdn Bhd is offering units in a closed-end investment fund in exchange for Clob investors' securities. It is not yet known at what price the Clob securities will be valued or how Clob investors are to trade these units.
- The third private sector offer is for Clob investors to swap their securities for an equal proportion of shares in Telekom Malaysia and United Engineers of Malaysia (or "UEM").
- MAS
- Orders
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- S 20 - SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES ACT (AMENDMENT OF SECOND SCHEDULE AND OTHER PROVISIONS FOR PROVISION OF CREDIT RATING SERVICES) ORDER 2012 In exercise of the powers conferred by section 340(1) and (2) of the Securities and Futures Act, Deputy Prime
- Order to include provide credit rating services as a regulated activity under the Securities and Futures Act. No.
- [CMD MCP 04/2010; AG/LLRD/SL/289/2010/15 Vol. 1] (To be presented to Parliament under section 340(3) of the Securities and Futures Act).
- MAS
- Consultations
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- and security of customer information.
- including the circumstances under which each party has the right to change security requirements.
- identifying and specifying 5.6.2 requirements for confidentiality and security in the outsourcing arrangement.