Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- The Commission takes the view that “[t]esting the website for security vulnerabilities is an important aspect of ensuring the security of the website.
- [2018] SGPDPC 26 vulnerabilities”.2 Against the above backdrop, the Organisation retained full responsibility for implementing reasonable security arrangements to protect the personal data contained in the Compromised URL Links.
- In this regard, the Commissioner finds that QGrids does not have the obligation under section 24 of the PDPA to implement reasonable security arrangements to protect the personal data contained in the Compromised URL Links. 5 -------- WTS Automotive Services Pte. Ltd.
- PDPC
- Commission's Decisions
Last revised date:
- arrangements is the monitoring of its systems and processes to detect potential data security breaches (such monitoring to detect data security breaches will be referred to as “data security monitoring”).
- The monitoring of the general renewal business would not constitute data security monitoring; instead this is generally done for business reasons and any data security aspect would be incidental.
- To be clear, such a data security monitoring measure would not have prevented the unauthorised disclosure or a finding of breach given the facts of this matter. Any such data security 11 -------- AIG Asia Pacific Insurance Pte.
- MAS
- Exemptions
Last revised date:
- What do records of customers under the SFA FRC Notice, FAA FRC Notice, SFA FO Notice and FAA FO Notice refer to?
- (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 SFA FO Notice Notice on Requirements in relation to Cross-Border Arrangements under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 SFA FO Notice
- and Futures Act Financial Advisers Act Securities and Futures (Licensing and Conduct of Business) Regulations Financial Advisers Regulations SF(COI)R Securities and Futures (Classes of Investors) Regulations 2018 SF(ECBA)(FRC)R Securities and Futures (Exemption for Cross-Border Arrangements
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- assets including fixed income securities and credit derivatives held by the Fund under total assets is analysed below.
- As at 31 March FIXED INCOME SECURITIES Government Government Related Corporates Others Total EQUITIES Energy Financials Information Technology Consumer Staples Consumer Discretionary Industrials Materials Healthcare Telecommunication Services Utilities Total As at 31 March FIXED INCOME SECURITIES
- Interest rate forwards are contracts to purchase or sell an underlying fixed income security at an agreed price on a specified future date.
- MAS
- Consultations
Last revised date:
- Securities-based derivatives (such as equity derivatives contracts) are generally 3.4 thought to fall within the current definition of securities, and not derivatives contracts, under the SFA.
- The enabling provisions are set out in Part VIA of the Securities and Futures Act (SFA), and the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 (SF(RDC)R)).
- MAS Response Amendments to the Securities and Futures Act [SFA]1 have made clear that 2.2 spot contracts do not fall within the scope of derivatives contract.
- MAS
- Consultations
Last revised date:
- and Futures Act (SFA) and Financial Advisers Act (FAA).
- Section 99D and Regulation 3A of the Securities and Futures (licensing and Conduct of Business) Regulations (http://www.mas.gov.sg/Regulations-and-Financial-Stability/Regulations-Guidance-and- Licensing/Securities-Futures-and-Funds-Management/Forms/Securities-and-Futures-Licensing-and- Conduct-of-Business.aspx
- representatives who had adverse information (other than PO or bankruptcy) but deemed to be fit & proper after internal assessment We also wish to clarify whether such FIs will be exempted from SFA Notice (SFA 04-N10) requirements.
- PDPC
- Commission's Decisions
Last revised date:
- arrangements is the monitoring of its systems and processes to detect potential data security breaches (such monitoring to detect data security breaches will be referred to as data security monitoring).
- The monitoring of the general renewal business would not constitute data security monitoring; instead this is generally done for business reasons and any data security aspect would be incidental.
- To be clear, such a data security monitoring measure would not have prevented the unauthorised disclosure or a finding of breach given the facts of this matter. Any such data security 11 -------- AIG Asia Pacific Insurance Pte.
- PDPC
- Commission's Decisions
Last revised date:
- periodic security reviews, these security reviews were improperly scoped and failed to include a particular account.
- Ensure that the scope of its periodic security reviews and any security audits include the protection of personal data handled in all of Agapes systems and processes; ii.
- Such reviews enable organisations to detect vulnerabilities, assess security implications and risks, and ensure that reasonable security arrangements are implemented to eliminate or mitigate such risks.
- MAS
- Media Releases
Last revised date:
- and Futures Act (SFA).
- MAS has assessed that the issuer had contravened the SFA as its tokens represented equity ownership in a company and therefore would be considered as securities under the SFA. The offer was made without a MAS-registered prospectus, which is a SFA requirement.
- But if any digital token exchange, issuer or intermediary breaches our securities laws, MAS will take firm action.
- MAS
- Speeches
Last revised date:
- In securities, the Federal Reserve gradually loosened the Section 20 prohibition on member banks affiliating with any organisation that is 'principally engaged' in underwriting or dealing in securities.
- The American Experience Until recently, the US has been one of the most fragmented markets for financial services with separate regulatory frameworks for banking, securities and insurance.
- So far, we have taken the first steps towards harmonization of the regulatory framework in the omnibus Securities and Futures Act and Financial Advisors Act after much industry consultation.