Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- (B) Section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities. ***
- securities. 2 Mr Teoh was a remisier with UOB Kay Hian Pte Ltd when the contravention took place.
- Singapore, 28 August 2012...The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Teoh Teck Shin for contravening section 197(1)(b) of the Securities and Futures Act (SFA) by intentionally creating a false or misleading appearance with respect to the price of
- MAS
- Exemptions
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- , read with section 339(2) of the SFA.
- advising on corporate finance under the SFA.
- and Futures Act, Chapter 289 of Singapore ("SFA").
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- income securities and credit derivatives held by the Fund under total assets is analysed below.
- ) Fixed Income Securities Financial Assets at Fair Value through Profit or Loss Financial Derivatives Receivable Fixed Income Securities Loans and Receivables Prepayments and Other Receivables Receivables from SEL Holdings Pte Ltd - 1,509
- The Fund manages issuer credit risk by imposing minimum credit rating requirements on the investment of its fixed income securities.
- MAS
- Consultations
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- and Futures Act (Cap. 289) (SFA).
- and Futures Act (Cap. 289) (SFA).
- equities, mortgage-backed securities, bonds, etc.) and by credit rating of all debt securities (e.g.
- MAS
- FAQs
Last revised date:
- In this regard, all FIs which are licensed or exempted under Section 99 of the Securities and Futures Act (Cap. 289) (SFA) to deal in securities, trade in futures contracts and/or conduct leveraged foreign exchange trading should make available 2FA for the online trading
- Aside from 2FA, what other security measures should be put in place by brokers to detect or deter unauthorized trading? 2FA is only one of the many security controls that can be implemented for online financial systems.
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) FREQUENTLY ASKED QUESTIONS (FAQs) ON TWO-FACTOR AUTHENTICATION FOR ONLINE TRADING PLATFORMS Disclaimer: The FAQs are meant to provide guidance to the industry on MAS policy and administration of the SFA
- MAS
- Parliamentary Replies
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- As an early warning to investors, SGX RegCo may also issue a “Trade with Caution” alert on securities where there is potential for disorderly trading. In addition, aggregated short positions and trading volumes are published for each security.
- In particular, it is illegal under the Securities and Futures Act to disseminate misleading information or use manipulative and deceptive practices. 11.
- There have been no signs that discussions in online forums or social media chat groups have led to any significant increase in the trading of securities listed in Singapore.
- PDPC
- Commission's Decisions
Last revised date:
- Directions were issued to Budgetcars to put in place appropriate contractual provisions, conduct a security audit of its technical and administrative arrangements for the security and maintenance of its website and rectify any security gaps identified in the audit report.
- Rectify any security gaps identified in the security audit report, review and update its personal data protection policies as applicable within 60 days from the date the security audit report is provided; and e.
- To engage qualified security service provider to conduct a thorough security audit of its technical and administrative arrangements for the security and maintenance of its website that contains personal data in the Organisations possession or control; c.
- PDPC
- Commission's Decisions
Last revised date:
- it could have detected any security inadequacy or vulnerabilities within its IT infrastructure. 11.
- This ultimately resulted in a lack of system maintenance, including security maintenance by the Organisation. 10.
- , and engaged a new IT vendor with the data security and data protection provisions properly specified in a written contract.
- MAS
- Enforcement Actions
Last revised date:
- an agreement to subscribe for, purchase or sell those securities of that corporation.
- (ii) Under section 232(1) of the SFA, whenever it appears that any person has contravened any provision in Part XII of the SFA, MAS may, with the consent of the Public Prosecutor, bring an action in a court against him to seek an order for a civil penalty in respect of that contravention.
- Pu and Triumpus did not make any profit or avoid any loss on these trades. 5 On 26 February 2015, MAS commenced a civil penalty action in the State Court of Singapore (DC Suit No. 586 of 2015) against Pu and Triumpus for insider trading in Sinomem’s shares under the Securities and Futures Act (SFA).
- MAS
- Media Releases
Last revised date:
- an agreement to subscribe for, purchase or sell those securities of that corporation.
- (ii) Under section 232(1) of the SFA, whenever it appears that any person has contravened any provision in Part XII of the SFA, MAS may, with the consent of the Public Prosecutor, bring an action in a court against him to seek an order for a civil penalty in respect of that contravention.
- Pu and Triumpus did not make any profit or avoid any loss on these trades. 5 On 26 February 2015, MAS commenced a civil penalty action in the State Court of Singapore (DC Suit No. 586 of 2015) against Pu and Triumpus for insider trading in Sinomem’s shares under the Securities and Futures Act (SFA)