Showing 3434 Documents for "securities"
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- MAS
- Monographs/Information Papers
Last revised date:
- While for tokenised securities, this involves creating a digital token to represent the securities that are traditionally issued and custodied. The value of these tokens mirrors the value of the underlying traditional securities.
- They apply to all systemically important payment systems, central securities depositories, securities settlement systems, central counterparties (CCPs) and trade repositories.
- Similarly, there are parallels between non-native tokens (i.e., representations of an asset that has been issued outside of the network) and immobilised securities (where paper- based securities are held in a depository and transfer of these securities are through book entry).
- PDPC
- Commission's Decisions
Last revised date:
- Rectify any security gaps identified in the security audit report, review and update its personal data protection policies as applicable within 60 days from the date the security audit report is provided; and d.
- Directions were issued to Crawfort to conduct a security audit of its technical and administrative arrangements for its AWS S3 environment and rectify any security gaps identified in the audit report.
- To engage qualified security service provider to conduct a thorough security audit of its technical and administrative arrangements for the security and maintenance of its AWS S3 environment that contains personal data in the Organisations possession or control; b.
- MAS
- Notices
Last revised date:
- different debt securities and regardless of the proportion of those debt securities in the basket or index.
- as defined in section 2 of the Securities and securities Futures Act (Cap. 289); (b) any specific securities-based derivatives contracts as defined in section 2 of the Securities and Futures Act (Cap. 289); or (c) any units in a collective investment scheme; Monetary Authority
- PDPC
- Commission's Decisions
Last revised date:
- In contrast, the IT Vendor asserted that it was the Organisation’s network security team that was in charge of security.
- In relation to (b), and as mentioned in previous decisions,3 regular security testing and patching as security measures is absolutely crucial.
- In the circumstances, the Commissioner finds that it was the Organisation and not the IT Vendor that had the obligation to ensure that the Receipt System had up-to-date security maintenance and patching. 2 The security vulnerabilities
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- securities) lent or transferred, but has an obligation to return the securities at maturity. If the securities decrease in value, the Fund may, in certain circumstances, be required to pledge or return additional collateral.
- They include fixed income securities, equities, commodities and an infrastructure fund.
- The Fund has determined that it retains substantially all the risks and rewards of these securities and has not derecognised them. If the securities decrease in value, the Fund may be required to pledge additional collateral.
- MAS
- Consultations
Last revised date:
- Guidelines to MAS Notice SFA 02-NXX on Execution of Customers Orders Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) GUIDELINES TO MAS NOTICE SFA 02-NXX ON EXECUTION OF CUSTOMERS ORDERS -------- Guidelines to MAS Notice SFA 02-NXX on Execution of Customers
- Capital markets product is currently defined under the SFA as including securities, futures contracts, contracts or arrangements for the purposes of leveraged includes derivatives which reference securities as the underlying instrument.
- trading in futures contracts, leveraged foreign exchange trading (FX) and/or real estate investment trust management under the Securities and Futures Act (SFA).
- PDPC
- Commission's Decisions
Last revised date:
- It would then have been able to take the necessary steps to rectify these security issues.
- ; and (d) conduct any reasonable security testing (e.g. penetration tests). 18 To be clear, the lack of knowledge on the PDPA or expertise in the area of IT security is not a defence against the failure to take sufficient steps to comply with section 24 of the
- Similar to Re Tutor City [2019] SGPDPC 5 (Tutor City), the 17 Organisation also did not: (a) communicate any specific security requirements to the Developer to protect the personal data stored on the Server; (b) make reasonable effort to find out and understand the security
- MAS
- Consultations
Last revised date:
- of the SFA.
- Securities and Futures Act (SFA) and the Financial Advisers Act (FAA) respectively.
- The civil penalty regime under the SFA was extended in the 2001 to the other forms of market misconduct in Part XII SFA.
- MAS
- Media Releases
Last revised date:
- This follows MAS' earlier announcement on 11 September 2002 on the implementation of the final phase of the Securities and Futures Act (SFA) on 1 October 2002. 2 The Securities And Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002 (Regulations
- holders providing securities financing. 3 Existing holders of licences issued under the Securities Industry Act (Cap. 289) and Futures Trading Act (Cap. 116) will have a grace period to comply with the new financial requirements.
- ) sets out the base capital requirements for the grant or renewal of a CMS Licence to any corporation under Part 4 of the SFA.
- MAS
- Enforcement Actions
Last revised date:
- (C) False Trading under section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- (ii) Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- Mr Lim has admitted to contravening s 219(2)(a) of the SFA for insider trading and s 197(1)(b) of the SFA for false trading and he has agreed to pay a civil penalty of $9.597 million (comprising $9.547 million for insider trading and $50,000 for false trading). 6.