Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- The Commission takes the view that [t]esting the website for security vulnerabilities is an important aspect of ensuring the security of the website.
- A financial penalty of $20,000 was imposed on WTS Automotive Services for failing to make reasonable security arrangements to prevent the unauthorised disclosure of its customers’ personal data. Click here to find out more.
- [2018] SGPDPC 26 vulnerabilities.2 Against the above backdrop, the Organisation retained full responsibility for implementing reasonable security arrangements to protect the personal data contained in the Compromised URL Links.
- MAS
- Media Releases
Last revised date:
- Prospectuses for securities that will be listed and traded on a securities exchange are subject to more exacting standards than for unlisted securities because listed securities tend to be offered to a wider group of investors. 8 The checklist for CIS prospectuses has been revised to make it more user-friendly
- In another step towards keeping Singapore's capital markets up-to-date and relevant, the Monetary Authority of Singapore (MAS) today issued new regulations on offers of shares, debentures and collective investment schemes (CIS) under the omnibus Securities and Futures Act (SFA).
- The regulations are aimed at enhancing disclosure in public offer documents and marketing material, and enabling a greater variety of investment products to be offered to Singapore investors. 2 The SFA was passed by Parliament in October 2001.
- MAS
- Media Releases
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- In addition, the $100,000 security deposit requirement for these SCF platforms will be removed. The changes will enable SCF platforms to apply for a license under the SFA more easily.
- The public consultation exercise has been very useful in helping us arrive at this balanced approach.” 6 MAS’ response to the public consultation can be found here . 1 Under section 272A of the Securities and Futures Act (Cap. 289), offerors may make personal offers of securities, up to $5 million
- To demonstrate financial competence, SCF platforms have to ensure that investors possess both the knowledge and experience to invest in SCF. 1 Under the Small Offers Exemption under the Securities and Futures Act (SFA), offers raising less
- MAS
- FAQs
Last revised date:
- on MAS policy and administration of the Securities and Futures Act and regulations.
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) FREQUENTLY ASKED QUESTIONS (FAQS) ON LODGEMENT OF FINANCIAL RETURNS UNDER THE SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS) REGULATIONS Disclaimer: The FAQs are meant to provide guidance to the industry
- or Revised SFA Annual Return (figure 4), to see the list of forms required in the Business Unit/Form selection panel (figure 5). 2 -------- FAQs on lodgement of financial returns under the Securities and Futures (Financial and Margin Requirements) Regulations Figure 2.
- MAS
- Forms and Templates
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- The Securities and Futures (Amendment) Act 2017, effective 8 October 2018, amends the product and regulated activity definitions in the SFA.
- FORM 2 Name of the holder of a capital markets services licence: __________________ Statement as at: (dd-mmm-yyyy) Note: Terms used in this form (e.g. securities) follow the definitions in the Securities and Futures Act (SFA) prior to 8 October 2018.
- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) REGULATIONS (Rg 13) REGULATION 27(1)(b) AND 9(b) STATEMENT OF FINANCIAL RESOURCES, TOTAL RISK REQUIREMENT AND AGGREGATE INDEBTEDNESS
- MAS
- Notices
Last revised date:
- Outflows related to loss of funding on secured debt products include loss of funding on: asset-backed securities, covered bonds and other structured financing instruments; and asset-backed commercial paper, conduits, securities investment vehicles and other such financing facilities Credit and
- lending includes all maturing reverse repurchase and securities borrowing agreements Inflows from fully performing exposures include both secured and unsecured loans or other payments that are fully performing and contractually due within the 30-day LCR horizon from retail and small business
- reverse repurchase and securities borrowing agreements Inflows from fully performing exposures include both secured and unsecured loans or other payments that are fully performing and contractually due within 30 calendar days from retail and small business customers, other wholesale customers,
- MAS
- Monographs/Information Papers
Last revised date:
- private companies securities.
- A buyer typically initiates the securities purchase on the securities platform, and a separate payments transaction on the payments platform. This is because the securities platform does not have the ability to make payments on the buyers behalf, which is done for security reasons.
- Usually, investors of foreign securities engage with intermediaries like local agents, global custodians, Central Securities Depositories (CSD) or International Central Securities Depositories (ICSD) to conduct a cross-border transaction and hold custody of the foreign securities.
- MAS
- Notices
Last revised date:
- back the security.
- (E) Secured lending, including reverse repos and securities borrowing 92 For maturing reverse repurchase or securities borrowing agreements : a) if the agreement is secured by Level 1 HQLA, a cash inflow rate of 0% shall be b) if the agreement is secured by Level 2 HQLA, a cash inflow rate
- Secured funding: - Secured funding transactions with central bank counterparty or backed by Level 1 HQLA with any counterparty.
- MAS
- Media Releases
Last revised date:
- (C) False Trading under section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- (ii) Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- The Monetary Authority of Singapore (MAS) has imposed civil penalties on Mr Lim Oon Cheng and his niece, Ms Lim Huey Yih, for contraventions under the Securities and Futures Act (SFA). Both Mr Lim and Ms Lim have admitted to committing insider trading.
- PDPC
- Commission's Decisions
Last revised date:
- Facts of the Case 2 At the time of the incident, MCST 4375 had appointed Smart Property Management (Singapore) Pte Ltd (“SPMS”) as its managing agent and A Best Security Management Pte Ltd (“ABSM”) to provide security services at the Mall.
- In particular, the Relevant CCTV Footage was in the possession and under the control of ABSM and was within the scope of ABSM’s responsibilities as MCST 4375’s security services provider.
- In the course of providing security services, ABSM was engaged to process personal data on behalf of MCST 4375, to wit, ABSM had to process video footages captured by the Mall’s CCTV network and system.