Showing 3434 Documents for "securities"

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    • MAS
    • Media Releases

    Last revised date:

    • or deception in connection with the subscription, purchase or sale of securities.
    • (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
    • Singapore, 8 March 2017… The Monetary Authority of Singapore (MAS) has successfully obtained a civil penalty judgment against Mr Wang Boon Heng (Wang) and Ms Foo Jee Chin (Foo) for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits any conduct that operates as a fraud
    • MAS
    • Consultations

    Last revised date:

    • means any security or equivalent instrument issued under the Government Securities Act (Cap. 121A) and any Treasury bill or equivalent instrument issued under the Local Treasury Bills Act (Cap. 167); and SPV means any special purpose vehicle incorporated or established
    • Covered bonds are debt obligations secured by a pool of assets (cover pool). In Singapore, MAS requires the cover pool to comprise primarily of residential mortgage loans, with a limited amount of cash and cash equivalents allowed, to minimise administrative burden on issuers.
    • MONETARY AUTHORITY OF SINGAPORE 4 June 2015 3 Ancillary top-up loans and associated debt refer to loans that are transferred to the SPV as they are secured on the same residential properties as the residential mortgage loans.
    • MAS
    • FAQs

    Last revised date:

    • on those securities.
    • MAS
    • Speeches

    Last revised date:

    • These regulated activities are: dealing in securities; trading in futures contracts; leveraged foreign exchange trading; advising on corporate finance; fund management; securities financing and providing custodial services for securities.  Licence fees will be levied on each activity undertaken. 
    • The Securities and Futures Act  ['SFA'] and Financial Advisers Act ['FAA'] were enacted in October last year.  MAS has since consulted the industry on the Regulations and Guidelines that implement the Acts.
    • Details of the RBC regime will be released together with the rest of the Securities and Futures Regulations, at the end of June.
    • PDPC
    • Commission's Decisions

    Last revised date:

    • The switch to storage in a secured database would have ensured access controls by requiring user login ID and secure password protection, as well as encryption of data transfers using SSL certificates.
    • when the storage of the visitor data was changed to only the secured database instead of the CSV file.
    • The Commission noted a parallel between the facts of this case and Re Spear Security Force Pte. Ltd.
    • MAS
    • Notices

    Last revised date:

    • depository for, NCDs or bearer securities. Definitions 3. NCD means negotiable certificate of deposits; In this Notice securities has the same meaning as in section 2(1) of the Securities and Futures Act (Cap. 286).
    • It sets out requirements on issuance and safekeeping of NCDs and bearer securities.
    • Requirements for banks on the issuance and safekeeping of negotiable certificates of deposit and bearer securities. This notice applies to all banks that issue, or act as an authorised depository for negotiable certificates of deposit (NCD) or bearer securities.
    • MAS
    • Media Releases

    Last revised date:

    • The other two important factors are security and speed of settlement.
    • The new payments regime will provide MAS the flexibility to address emerging risk areas like cyber security and consumer protection.
    • The regulatory framework in Singapore has been centred on risk reduction and management, resulting in a safe, sound, and secure operating environment. Financial crime rates are low with consumers and businesses reporting satisfaction and trust in the security of the system.
    • MAS
    • Media Releases

    Last revised date:

    • Singapore, 24 January 2019… The Monetary Authority of Singapore (MAS) has warned an initial coin offering (ICO) issuer not to proceed with its securities token offering in Singapore until it can fully comply with regulatory requirements under the Securities and Futures Act (SFA).
    • Following MAS’ warning, the issuer has suspended its global offering of securities tokens. 3   MAS reminds all digital token issuers that the offer of securities tokens must comply with all applicable securities laws including the requirement to register a prospectus with MAS.
    • MAS will not hesitate to act if issuers contravene the disclosure requirements under the SFA.” ***** Additional Information 1.   A digital token is a cryptographically-secured representation of a token-holder’s rights to receive a benefit or to perform specified functions. 2.   
    • MAS
    • Consultations

    Last revised date:

    • client to pass on the securities order.
    • and Futures Act (SFA), as the case may be.
    • Digital advisers which offer a platform for the execution of securities transactions, including for transactions that the digital advisers do not provide advice on, are caught as conducting dealing in securities under the Securities and Futures Act (Cap. 289) (SFA).
    • PDPC
    • Commission's Decisions

    Last revised date:

    • Additional measures to secure the files, for example, access control to folders and file encryption, may also be deployed.
    • measures including a monitoring system for all Internet-facing traffic, a suite of antivirus and malware protection for all computers and enhancing email hosting security protection and hard disk encryption; 4 -------- (e) Engaged external IT security consultants to establish an Information
    • However, the Vendor was nevertheless expected to handle personal data in the course of its work or make decisions which affected the security of personal data stored in the Server4.