Showing 3434 Documents for "securities"
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- MAS
- Media Releases
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- The case was referred to MAS by Singapore Exchange Derivatives Trading Limited (SGX-DT). 2 Mr Jimmy Ng was charged under section 210(a) of the Securities and Futures Act (SFA) for employing a scheme to defraud others in the trading of futures contracts and under section 330(1)(a) of the SFA for furnishing
- (B) Section 330 (1)(a) of the SFA (Cap 289) at the time of the offences Under section 330(1)(a) of the SFA, any person who, with intent to deceive, makes or furnishes, or knowingly and wilfully authorises or permits the making or furnishing of, any false or misleading statement or report to any securities
- Two remaining charges under section 210(a) of the SFA were taken into consideration for the purpose of sentencing.
- MAS
- Consultations
Last revised date:
- Scheme member has the same meaning as in section 2 of the Deposit Insurance Act 2005; share has the same meaning as in section 4(1) of the Companies Act (Cap. 50); Singapore Government Securities means any debt securities issued by the Government under any written law.
- (i) which is issued by a statutory board in Singapore; (ii) which is denominated in Singapore dollars; (iii) that has its certificate kept in Singapore in the case of securities transferable by delivery, or that has its register kept in Singapore in the case of securities transferable
- in Singapore dollars; (iii) that has its certificate kept in Singapore in the case of securities transferable by delivery, or that has its register kept in Singapore in the case of securities transferable by registration; (iv) not held through a clearing and depository system, custodian
- MAS
- Consultations
Last revised date:
- securities, which days the 2.
- and Futures Act (Cap. 289) (SFA).
- equities, mortgage-backed securities, bonds, etc.) and by credit rating of all debt securities (e.g.
- MAS
- Consultations
Last revised date:
- S 000 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) (AMENDMENT NO. 2) REGULATIONS 2011 In exercise of the powers conferred by sections 84, 96, 97, 99, 99A, 100, 104, 123 and 341 of the Securities and Futures Act, the Monetary Authority
- S 000 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) (AMENDMENT) REGULATIONS 2011 In exercise of the powers conferred by sections 86, 100 and 341 of the Securities and Futures Act,
- The proposed legislative amendments to the Securities and Futures (Licensing and Conduct of Business) Regulations and the Securities and Futures (Financial and Margin Requirements) Regulations are set out in Annex 2 and Annex 3 of this paper, while the consequential
- PDPC
- Commission's Decisions
Last revised date:
- The Organisation also developed a specific IT security policy concerning the secure sharing of keys internally.
- The Organisation failed to conduct regular security review on whether the AWS keys had been properly rotated/deleted.
- Failure to conduct periodic security review 20 Second, specific security review by the Organisation on AWS keys could have covered and detected whether the AWS Key remained active or had been used after the out-of-cycle key rotation, and during the 15 months preceding the Incident.
- MAS
- Enforcement Actions Media Releases
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- (C) Employment of Manipulative and Deceptive Devices under section 201(b) of the SFA Section 201(b) of the SFA prohibits any person in connection with the subscription, purchase or sale of any securities, from engaging in any act, practice or course of business which operates as a fraud or deception,
- Ms Chua, a former trading representative employed by UOB Kay Hian Private Limited (UOBKH), has paid MAS a civil penalty of $100,000 without court action for contraventions of sections 197(1A)(b) and 201(b) of the Securities and Futures Act 2001 (SFA). 3.
- or is likely to operate as a fraud or deception, upon any person. ***** [1] Mr Wong was convicted for seven charges of false trading (section 197(1)(b) SFA) and one instance of deceiving UOBKH (section 201(b) SFA), with the remaining offences taken into consideration.
- PDPC
- Commission's Decisions
Last revised date:
- However, the Website should have been equipped with a security measure to ensure that the two tokens carried the same MemberID before granting access to data. 26 In the Commissioner’s view, implementing such a security measure was a necessary step that the Organisation should have taken after
- The lack of such security measures was a fundamental mistake on the Organisation’s part, and left a glaring vulnerability in the Website.
- ] SGPDPC 14 that organisations must protect personal information by implementing security 6 -------- Funding Societies Pte.
- MAS
- Consultations
Last revised date:
- $800 $300 $100 $50 $50 $200 Notification fees (cid:131) Initial (cid:131) Renewal (cid:131) Addition of activities Annual fees (cid:131) Dealing (SGX-ST member) in securities (cid:131) Dealing in securities (non SGX-ST member) and all other SFA regulated
- On 1 July 2009, he decides to join the securities trading team of his company as a remisier.
- MONETARY AUTHORITY OF SINGAPORE 27 JUNE 2008 Fee Collection the to 3 -------- Summary of Fee Structure under the Licensing and Notification Regimes APPENDIX 1 Activities Licensing Regime Notification Regime securities securities CMS FA Application fees (cid:
- MAS
- Media Releases
Last revised date:
- The Monetary Authority of Singapore (MAS) today issued transitional regulations under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA).
- The regulations set out procedures for migration to the new SFA and FAA regulatory framework of intermediaries registered and licensed under the Insurance Intermediaries Act (IIA), Securities Industry Act (SIA) and the Futures Trading Act (FTA). 2 The SFA and the FAA will be fully implemented by the
- . *** Note to Editors: Parliament passed the SFA in October 2001. MAS has been implementing the new legislation in stages.
- PDPC
- Commission's Decisions
Last revised date:
- a security review.
- in the security audit; (d) Develop an IT security policy to guide its employees on the security of personal data on its mobile applications and accompanying IT systems within 60 days from the date of completion of the above-mentioned security audit; (e) Within 120 days of this decision,
- security arrangements to protect the Compromised Personal Data and was accordingly in breach of section 24 of the PDPA.