Showing 3434 Documents for "securities"
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- PDPC
Last revised date:
- End-to-end security Security measures must be considered in the complete SDLC. Good security features and practices can be incorporated at every stage of the SDLC, and from the point that personal data is collected until it is purged from the system.
- Continue to run security tests periodically Security testing should not end when the system goes live. Even without any changes in the system, new vulnerabilities can emerge.
- Please refer to the chapter on “Websites and Web Application Security” in the PDPC’s Guide to Securing Personal Data in the Electronic Medium for more information. Good Practices SDLC Phase Tier 1.
- MAS
- Consultations
Last revised date:
- For example, securities firms are classified as institutional investors under the SFA because of their financial expertise and, like AIs, are generally offered less regulatory protection under the SFA.
- The concepts of an AI and the minimum net assets used in the Regulations are currently aligned to the Securities and Futures Act (Cap. 289) (SFA).
- Therefore, MAS intends to adopt the proposed changes to the definition of an AI under the SFA in the Regulations, but proposes not to adopt the opt-in regime proposed under the SFA. 2.6 The proposed opt-in regime to be an AI under the SFA ensures all investors have the opportunity
- PDPC
- Help & Resources
Last revised date:
- End-to-end security Security measures must be considered in the complete SDLC. Good security features and practices can be incorporated at every stage of the SDLC, and from the point that personal data is collected until it is purged from the system.
- Continue to run security tests periodically Security testing should not end when the system goes live. Even without any changes in the system, new vulnerabilities can emerge.
- Please refer to the chapter on Websites and Web Application Security in the PDPCs Guide to Securing Personal Data in the Electronic Medium for more information. Good Practices SDLC Phase Tier 1.
- MAS
- Speeches
Last revised date:
- The existing Securities Industry Act and the Futures Trading Act will be streamlined into one omnibus Securities and Futures legislation, which will be introduced next year.
- Securities brokerages are offering deposit substitutes, and insurance companies are offering substitutes for securities products. New hybrid financial products are emerging with characteristics that cut across traditional business lines.
- It was common for our local banking groups, for example, to own subsidiaries or affiliates carrying on insurance and securities businesses. However, the linkages among banking, securities, and insurance were not the only reason why we moved to becoming an integrated supervisor.
- MAS
- Guidelines
Last revised date:
- the securities or investment product until the completion of the offer.
- For example, if the Financial Institution makes a market in a particular securities or investment product, generic or boilerplate statements such as the Financial Institution may or may not have interest in the securities of the issuer on their own would not achieve the intended
- PDPC
- Commission's Decisions
Last revised date:
- to comply with the company’s own security measures and procedures.
- As noted at paragraphs 6 and 7 above, the Toh-Shi Service Agreement required Toh-Shi to put in place adequate security policies, procedures and controls to protect the confidentiality and security of the Aviva policyholders.
- The Toh-Shi Service Agreement provides that, among other things, Toh- Shi shall (i) comply with the Personal Data Protection Act 2012 (“PDPA”) and all subsidiary legislation related thereto; and (ii) have in place an adequate security plan containing Toh-Shi’s security policies, procedures
- PDPC
- Commission's Decisions
Last revised date:
- to comply with the companys own security measures and procedures.
- As noted at paragraphs 6 and 7 above, the Toh-Shi Service Agreement required Toh-Shi to put in place adequate security policies, procedures and controls to protect the confidentiality and security of the Aviva policyholders.
- The Toh-Shi Service Agreement provides that, among other things, Toh- Shi shall (i) comply with the Personal Data Protection Act 2012 (PDPA) and all subsidiary legislation related thereto; and (ii) have in place an adequate security plan containing Toh-Shis security policies, procedures
- PDPC
- Commission's Decisions
Last revised date:
- In contrast, the IT Vendor asserted that it was the Organisations network security team that was in charge of security.
- In relation to (b), and as mentioned in previous decisions,3 regular security testing and patching as security measures is absolutely crucial.
- In the circumstances, the Commissioner finds that it was the Organisation and not the IT Vendor that had the obligation to ensure that the Receipt System had up-to-date security maintenance and patching. 2 The security vulnerabilities
- MAS
- Media Releases
Last revised date:
- of securities.
- (B) False trading under section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for or the price of securities. ***
- Singapore, 1 July 2011...The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Wong Chow Lin @ Benjamin Wong for contravening the false trading provisions under section 197(1)(b) of the Securities and Futures Act (SFA).
- MAS
- Enforcement Actions
Last revised date:
- The case was referred to MAS by Singapore Exchange Derivatives Trading Limited (SGX-DT). 2 Mr Jimmy Ng was charged under section 210(a) of the Securities and Futures Act (SFA) for employing a scheme to defraud others in the trading of futures contracts and under section 330(1)(a) of the SFA for furnishing
- (B) Section 330 (1)(a) of the SFA (Cap 289) at the time of the offences Under section 330(1)(a) of the SFA, any person who, with intent to deceive, makes or furnishes, or knowingly and wilfully authorises or permits the making or furnishing of, any false or misleading statement or report to any securities
- Two remaining charges under section 210(a) of the SFA were taken into consideration for the purpose of sentencing.