Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- Guidance, online: DPC
- By keeping a duplicate or additional set of personal data on the EDM server, the Organisation was placing unnecessary risks on the security of the personal data, should the EDM server be the subject of an attack or security compromise. 16. 17.
- The daily automatic transfer of data from the LMS server to the EDM server coupled with the retention of personal data on the EDM server created significant risks to the security of the personal data.
- MAS
- Consultations
Last revised date:
- for these debt securities.
- issued by non-bank (a) SGD debt securities institutions in and outside Singapore; (b) SGD debt securities where the outstanding issue size subsequently requirement of SGD200m; and the minimum falls below -------- 5.2 5.3 (c) SGD debt securities
- or endorsed by banks in Singapore, which arise from genuine trade transactions and are payable within 3 months 6 Debt Securities/ Sukuk in S$ (issued by statutory boards in Singapore) 7 Debt Securities/ Sukuk in S$ (issued by other sovereigns, 8 Debt Securities/ Sukuk in S$ (issued by banks
- MAS
- Consultations
Last revised date:
- One of the proposed changes is to modify the net personal assets eligibility test in the Securities and Futures Act (SFA) for Accredited Investors (AIs).
- The changes aim to align the test and definition of NPA with the proposed modified NPA eligibility test in the Securities and Futures Act (SFA) for Accredited Investors (AIs)1.
- It may also result in inadvertent breaches as there may not be sufficient information to assess that the deposit is being used to secure only that particular secured card.
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- The Fund has determined that it retains substantially all the risks and rewards of these securities and has not derecognised them. If the securities decrease in value, the Fund may be required to pledge additional collateral.
- assets including fixed income securities and credit derivatives held by the Fund under total assets is analysed below.
- The Fund manages issuer credit risk by imposing minimum credit rating requirements on the investment of its fixed income securities.
- MAS
- Speeches
Last revised date:
- under the SFA and FAA [1] .
- Objective 2 Commodity futures trading is currently regulated under the Commodity Trading Act (CTA) by IE Singapore, while financial futures trading is regulated by MAS under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA).
- Legislative amendments required to effect the transfer 5 The Bill seeks to amend the CTA, SFA and FAA to effect the transfer of regulatory oversight of commodity futures, including the associated markets, clearing facilities, brokers and advisers, from IE Singapore under the CTA, to MAS under the SFA
- PDPC
- Commission's Decisions
Last revised date:
- Both MCST 4375 and A Best Security Management failed to put in place reasonable security arrangements to prevent the unauthorised disclosure of CCTV footage of an individual injured by a falling glass door at Alexandra Central Mall.
- Facts of the Case 2 At the time of the incident, MCST 4375 had appointed Smart Property Management (Singapore) Pte Ltd (SPMS) as its managing agent and A Best Security Management Pte Ltd (ABSM) to provide security services at the Mall.
- In particular, the Relevant CCTV Footage was in the possession and under the control of ABSM and was within the scope of ABSMs responsibilities as MCST 4375s security services provider.
- PDPC
- Commission's Decisions
Last revised date:
- However, in some cases, such policies may also serve as an administrative security measure to protect personal data. 33 Where a data protection policy is meant to serve as an administrative security measure to protect personal data, organisations should note the importance
- A financial penalty of $6,000 was imposed on Aviva for failing to make reasonable security arrangements to prevent the unauthorised disclosure of the personal data of its insurance policyholder and his dependent. Click here to find out more.
- Due to this lack of specificity and detail, the Commissioner is not satisfied that the PDPA Compliance Policy constituted a reasonable security arrangement under section 24 of the PDPA.
- MAS
- Enforcement Actions Media Releases
Last revised date:
- securities.
- On 14 April 2023, Ms Hui pleaded guilty to and was convicted of two charges of insider trading under section 219(2)(a) of the SFA. Four charges under section 219(2)(a) of the SFA and one charge under section 201(b) of the SFA were taken into consideration for the purpose of sentencing.
- (SFA) and the Corruption, Drug Trafficking and Other Serious Crimes (Confiscation of Benefits) Act (CDSA). 2.
- MAS
- Enforcement Actions Media Releases
Last revised date:
- Singapore, 25 April 2023… Mr Pan Qi was today convicted and sentenced to 5 weeks imprisonment and fined $120,000 for offences involving fraud and deceit under the Securities and Futures Act (SFA) Securities and Futures Act (Cap. 289, Rev Ed 2006). . 2.
- The investigations against Mr Pan arose from referrals by the Singapore Exchange Securities Trading Limited. *** Additional Information Section 201(b) of the Securities and Futures Act (SFA) at the time of the offences Section 201(b) of the SFA prohibits a person from directly or indirectly, in connection
- During this time, he executed trades in several securities counters using accounts belonging to his relatives and that of NCPL. Mr Pan would first sell these securities to his relatives, before buying them back at higher prices using NCPL’s accounts.
- MAS
- Consultations
Last revised date:
- However, unlike managers of securities CIS, REIT managers are not licensed or regulated under the SFA. This practice differs from that in other countries.
- MAS' Response: REIT management will be defined as a separate regulated activity under the Securities and Futures Act (SFA), with corresponding rules and regulations relevant to the activity.
- JUNE 2005 PREFACE A real estate investment trust (REIT) established as a unit trust is regulated as a collective investment scheme (CIS) under the Securities and Futures Act (SFA).