Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- The Deputy Commissioner hereby directs the Organisation to: (a) Engage qualified security service providers to conduct a thorough security audit of its technical and administrative arrangements for the security, 6 See Love Bonito Singapore Pte Ltd [2022] SGPDPC 3. 11 --------
- ; (c) Provide the full security audit report to the Commission, by no later than 60 days from the date of the issue of this direction; (d) Rectify any security gaps identified in the security audit report, review and update its personal data protection policies as applicable, and (e)
- Inform the Commission within 1 week of completion of rectification and implementation in response to the security audit report.
- PDPC
Last revised date:
- The security guard at the entrance notifies her of the need to record her vehicle number and contact details, for security purposes. She fills in the visitor log book accordingly.
- Estate security Visitors and invitees 3.14 The personal data of visitors and invitees (such as subcontractors) may be routinely collected for security purposes. This may be done in various ways.
- The MCST has engaged security staff to be present at the guardhouse around the clock.
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- securities) transferred, but has an obligation to return the securities at maturity. If the securities received decrease in value, the Fund may, in certain circumstances, call for additional collateral.
- If the securities lent decrease in value, the Fund may be required to pledge additional collateral. For repurchase agreements and securities lending transactions, the securities transferred and lent respectively, are classified as fair value through profit or loss.
- The Fund retains substantially all the risks and rewards of these securities and has not derecognised them. In these transactions, the counterparty is typically allowed to sell or re-pledge those securities lent or transferred, but has an obligation to return securities at maturity.
- MAS
- Enforcement Actions
Last revised date:
- generally available, and the information would have a material effect on the price or value of securities, from subscribing for, purchasing or selling, or entering into an agreement to subscribe for, purchase or sell these securities.
- generally available, and the information would have a material effect on the price or value of securities, from procuring another person to subscribe for, purchase or sell, or to enter into an agreement to subscribe for, purchase or sell these securities.
- Mr Toh was charged with a total of 111 charges of insider trading, comprising 18 charges for insider trading under section 219(2)(a) SFA and another 93 charges for conspiracy to conduct insider trading under section 219(2)(b) of the SFA read with section 109 of the Penal Code.
- MAS
- Forms and Templates
Last revised date:
- Sub-underwriting/ Sub-placement Less: the aggregate of amounts which the holder has sub-underwritten to, placed with, sold to or allotted to persons listed in paragraph 7.1.3 of the MAS Notice SFA 04-N13.
- Name of the holder of a capital markets services licence: _____________________________ Statement of assets and liabilities as at: (dd-mmm-yyyy) $ $ SECURITIES AND FUTURES ACT (CHAPTER
- 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) REGULATIONS (Rg 13) REGULATION 27(1)(a) AND (9)(b) STATEMENT OF ASSETS AND LIABILITIES SHAREHOLDERS FUNDS/ NET HEAD OFFICE FUNDS Paid-up capital (1) ordinary
- PDPC
- Commission's Decisions
Last revised date:
- to make reasonable security arrangements.6 the Privacy Commissioner of Canada (“OPC”) explained that whilst security policies and procedures are essential, they are not in themselves sufficient to protect personal information; the effectiveness of security safeguards depends
- “[i]t is vital that your staff understand the importance of protecting personal data; that they are familiar with your organisation’s security policy; and that they put its security procedures into practice.
- The Organisation’s security arrangements at the material time 14. Security arrangements to protect personal data may take various forms, including administrative, physical, technical measures or a combination of these.
- MAS
- Circulars
Last revised date:
- In August 2014, MAS announced1 our intention to introduce a collateral requirement for the trading of listed securities as part of a suite of initiatives to strengthen the securities market in Singapore.
- Circular to inform that MAS Will Not Introduce Collateral Requirement for the Trading of Listed Securities This circular is to inform financial institutions and investors that MAS will not be implementing the collateralised trading requirement for listed securities .
- and/or units in a collective investment scheme; and All exempt financial institutions dealing in capital markets products that are securities and/or units in a collective investment scheme MAS WILL NOT INTRODUCE COLLATERAL REQUIREMENT FOR THE TRADING OF LISTED SECURITIES
- MAS
- Exemptions
Last revised date:
- , read with section 337(2) of the SFA. 26 Jun 2013
- 30 June 2013 S/N Exemption granted Exemption provision No. of exemptions provided 1 Section 300(9) of the SFA, read with section 337(2) of the SFA.
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2013 to 30 June 2013. 1 2 Issue Date: 3 Oct 2013 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 April 2013 to
- PDPC
- Commission's Decisions
Last revised date:
- However, the Website should have been equipped with a security measure to ensure that the two tokens carried the same MemberID before granting access to data. 26 In the Commissioners view, implementing such a security measure was a necessary step that the Organisation should have taken after
- The lack of such security measures was a fundamental mistake on the Organisations part, and left a glaring vulnerability in the Website.
- SGPDPC 14 that organisations must protect personal information by implementing security 6 -------- Funding Societies Pte.
- MAS
- Exemptions
Last revised date:
- S 381 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) (AMENDMENT) REGULATIONS 2018 In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Citation
- for the purchase or sale of securities by that customer; and (iv) does not enter into any transaction with any customer to deal in securities as principal
- exchange, a futures exchange, an overseas securities exchange or an overseas futures exchange; (b) made in the course of an offer of securities (i) other than an offer of securities that is exempt from the application of Subdivisions (2) and (3) of Division 1 of Part XIII of the Act (other than section