Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- Guidance, online: DPC
- By keeping a duplicate or additional set of personal data on the EDM server, the Organisation was placing unnecessary risks on the security of the personal data, should the EDM server be the subject of an attack or security compromise. 16. 17.
- A financial penalty of $15,000 was imposed on Orchard Turn Developments for failing to make reasonable security arrangements to protect personal data of its members that was stored on its server.
- MAS
- Media Releases
Last revised date:
- It comprises experts in cyber security from around the world. Members are on renewable two-year terms. Annex A – List of CSAP members who attended the meeting 1. Ms Valerie Abend Managing Director, Financial Services North America Security & Global Cyber Regulatory Lead, Accenture Security 2.
- Mr Mikko Hypponen Chief Research Officer, F-Secure Corporation 4. Mr David Koh Commissioner of Cybersecurity & Chief Executive, Cyber Security Agency of Singapore 5. Mr Vincent Loy Managing Director, Financial Services Leader, Accenture 6.
- Ms Cheri McGuire Group Chief Information Security Officer, Standard Chartered Bank *** 1 MAS established the CSAP in September 2017.
- MAS
- Regulations
Last revised date:
- S 522 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) (AMENDMENT) REGULATIONS 2016 In exercise of the powers conferred by sections 100 and 341 of the Securities and Futures
- own books; (ii) deals in securities only with accredited investors or institutional investors; (iii) does not accept money or assets from any customer as settlement of, or as a margin for, or to guarantee or secure, any contract for the purchase or sale of securities
- by that customer; and (iv) does not enter into any transaction with any customer to deal in securities as principal
- MAS
- Media Releases
Last revised date:
- The proposed legislative amendments to the SFA will allow MAS to strengthen Singapore’s securities market in two key areas: The proposal to require reporting of short selling of securities trading and publication of aggregate short positions will improve transparency in the short selling of securities
- Singapore, 11 February 2015… The Monetary Authority of Singapore (MAS) issued for consultation today proposed legislative amendments to the Securities and Futures Act (SFA) to effect reforms to the regulation of over-the-counter (OTC) derivatives trading and the securities market.
- Please click here to view the consultation paper on the proposed legislative amendments to the SFA.
- MAS
- Guidelines
Last revised date:
- read in conjunction with the provisions relating to the approval of the advertisement or publication in the Securities and Futures (Offers of Investments) (Securities and Securities-based Derivatives Contracts) Regulations 2018, and Securities and Futures (Offers of Investments) (Collective
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) GUIDELINES ON MAINTAINING RECORDS OF APPROVAL FOR ADVERTISEMENTS OR PUBLICATIONS -------- Guidelines on Maintaining Records of Approval for Advertisements or Publications Guideline No. : SFA 13 - G16 Issue Date : 8 June
- . 289) (SFA) to provide guidance on maintaining records of approval for advertisements or publications in respect of offers or intended offers of securities, units or derivatives of units in a business trust, or units in a collective investment scheme. 1.2 These Guidelines are to be
- MAS
- Consultations
Last revised date:
- MAS seeks inputs on the expanded protection of securities beyond Government-issued securities. 5 collateral security means any property held by or deposited with a collateral holder for the purpose of securing any liability arising
- Protection of collateral security. MAS seeks comments on according protection to collateral security by the DS.
- MAS seeks inputs on the expanded protection of securities beyond Government-issued securities. ........................................ 6 Question 5. Definition of Rules.
- MAS
- Speeches
Last revised date:
- of laws governing the securities industry.
- The proposed new Securities and Futures Act (SFA), to be put to Parliament later this year, will contain other substantial changes. I will elaborate on one of these, concerning the prospectus registration regime later in the speech 1 .
- Continuous disclosure by listed companies will also become a statutory obligation under the proposed SFA.
- PDPC
- Commission's Decisions
Last revised date:
- In this case, IES acknowledged that it had not undertaken any sort of audit to detect security vulnerabilities on the Site.
- Furthermore, the contractual terms between IES and its vendors, as submitted by IES, did not appear to contain any specific security arrangements or requirements for its vendors to put in place security measures to safeguard IES members’ personal data stored in the Site.
- IES informed the Commission that it had put in place the following security measures at the material time: (a) (b) (c) the Site’s server was hosted in a secure site and in a dedicated server, and protected by a firewall and anti-virus software (namely, Parallels Plesk
- MAS
- Exemptions
Last revised date:
- 9 2015 January Section 302 (read with section 247(1)) of the SFA.
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2015 to 31 March 2015.
- Issue Date: 29 Apr 2015 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2015 to 31 March 2015 S/N Exemption granted Exemption provision Description No. of exemptions provided 1 Date of exemption granted
- MAS
- Enforcement Actions Media Releases
Last revised date:
- markets services licence under the Securities and Futures Act 2001 (SFA) . 2.
- On 3 June 2020, Ms Tan was convicted under section 82(1) read with section 331(1) of the SFA for consenting to Noble carrying on a business of dealing in securities without holding a capital markets services licence. She was sentenced to 8 months’ imprisonment.
- Ms Loo Siew Yee, Assistant Managing Director (Policy, Payments & Financial Crime), MAS, said, “Persons dealing in securities and capital market products must take steps to ensure that they comply with the licensing requirements under the Securities and Futures Act.