Showing 3434 Documents for "securities"
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- MAS
- Directives
Last revised date:
- tender for a percentage of each primary issue of securities which approximately corresponds to their market share of securities transactions in the secondary market for such securities and provided further that nothing herein shall be construed as restricting the Authority from
- ) shall be ready, willing and able to effect transactions at its quoted prices with other persons in respect of those securities in such amounts as stipulated in the Rules and Market Practices, provided that where a particular Government security is illiquid by the
- Market Committee of the considered as Government Securities Market, Directive 25(l)(a)(i) and (ii) shall not apply; (b) Notwithstanding Directive 25(l)(a), a Primary and a Registered dealer shall at the request of the Authority, make bid and offer quotations for securities
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2017 to 30 September 2017. 1 Issue Date: 3 November 2017 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2017
- management 1 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 5 September 2017 MAS granted an exemption to a company that provided fund management to a single family (single family office or SFO).
- to 30 September 2017 S/N Exemption granted Exemption provision No. of exemptions provided 1 Date of exemption granted 5 July 2017 Description Section 99(1)(h) of the SFA, read with section 337(2) of SFA Exemption from requirement to hold a Capital Markets Services (CMS
- PDPC
- Commission's Decisions
Last revised date:
- The circumstances leading to the incident were as follows. 2 The Organisation’s policyholders and certain other authorised personnel could access the Portal via a “Secured Mailbox” webpage on the Organisation’s website (the “Secured Mailbox Webpage”).
- If the user was one of the authorised personnel, a ‘Report’ tab would be displayed in the Secured Mailbox Webpage which enabled the authorised personnel to generate and obtain Reports. The ‘Report’ tab was hidden from the view of policyholders when they accessed the Secured Mailbox Webpage.
- This was insufficient as there could be various ways in which the hidden tab could be revealed, even without the faulty JavaScript, such as by manipulating the scripts or widgets running on the Secured Mailbox Webpage. 9 On the second point, given that the Secured Mailbox Webpage was intended
- PDPC
- Commission's Decisions
Last revised date:
- The circumstances leading to the incident were as follows. 2 The Organisations policyholders and certain other authorised personnel could access the Portal via a Secured Mailbox webpage on the Organisations website (the Secured Mailbox Webpage).
- If the user was one of the authorised personnel, a Report tab would be displayed in the Secured Mailbox Webpage which enabled the authorised personnel to generate and obtain Reports. The Report tab was hidden from the view of policyholders when they accessed the Secured Mailbox Webpage.
- This was insufficient as there could be various ways in which the hidden tab could be revealed, even without the faulty JavaScript, such as by manipulating the scripts or widgets running on the Secured Mailbox Webpage. 9 On the second point, given that the Secured Mailbox Webpage was intended
- MAS
- Forms and Templates
Last revised date:
- under the SFA and/or FAA, have been satisfied.
- FORM 8 FORM 10 SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) NOTIFICATION FOR THE CESSATION OF A REPRESENTATIVE IN ANY OR ALL OF THE REGULATED ACTIVITIES UNDER SECTIONS 99D(8), 99E(4) AND 99F(4) OF THE SECURITIES
- [Applicable only if any of the regulated activities under the SFA is selected] is aware that, pursuant to section 99O(1) of the SFA, Any Principal who, in connection with the lodgment of any document under section 99H of the SFA - (a) makes a statement which is false or misleading in
- MAS
- Financial Sector Development Fund Annual Report
Last revised date:
- securities) lent or transferred, but has an obligation to return the securities at maturity. If the securities decrease in value, the Fund may, in certain circumstances, be required to pledge or return additional collateral.
- They include fixed income securities, equities, commodities and an infrastructure fund.
- The Fund has determined that it retains substantially all the risks and rewards of these securities and has not derecognised them. If the securities decrease in value, the Fund may be required to pledge additional collateral.
- MAS
- Consultations
Last revised date:
- issued by the SPE; where it makes a market in the securities issued by the SPE, it does so only for investment grade securities or those rated F3/P-3/A-3 and above; and it shall not hold any class of securities issued by the SPE except that it may hold investment- grade securities issued
- of a securitisation, but only up to 10% of the aggregate amount of securities issued.
- , means the absence of an eligible external credit assessment for that security.
- MAS
- Speeches
Last revised date:
- 1 Mr Speaker Sir, I beg to move, "That the Bill be now read a second time". 2 Since its introduction in Oct 2001, the Securities and Futures Act (SFA) has undergone several reviews to ensure Singapore’s regulatory framework remains robust and keeps pace with developments in the capital markets.
- The current regulatory regime in the SFA extends only to clearing facilities for securities and futures contracts. Such clearing facilities are regulated as designated clearing houses only if they are systemically important to Singapore’s capital markets.
- The last amendments to the SFA were passed by this House in 2009. 3 The 2008/09 global financial crisis has led to significant reforms in regulation of financial markets. This Bill seeks to amend the SFA in line with reforms being implemented in most other major financial centres.
- MAS
- Speeches
Last revised date:
- is able to designate those assessed to be systemically-important to be subject to regulation under the SFA.
- The Amendment Bills represent the first of a two-phase review of the Securities and Futures Act (“SFA”) and Financial Advisers Act (“FAA”). 1 The Bills implement policy proposals to increase safeguards for the investing public and to regulate over-the-counter (“OTC”) derivatives. 3 MAS has conducted
- The amendments will introduce an authorisation approach for all clearing facilities that clear or settle transactions in “securities”, “futures contracts” and “derivatives contracts”.
- MAS
- Consultations
Last revised date:
- Determination of whether exposures secured by RRE and CRE are considered materially dependent on the cash flows generated by the property securing the loan under the SA(CR) 2.19 MAS proposed to treat an SA(CR) exposure secured by income-producing RRE to an individual who has mortgaged more than two
- For such an individual, the bank must treat all exposures secured by income-producing RRE as materially dependent exposures, including the first two exposures secured by income- producing RRE.
- The same property could also be used to secure facilities granted at different time and this would imply different origination LTVs for the different facilities secured against the same property.