Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- The security guards were also required to surrender the log book before going for breaks; handing and taking over of the log book between the security supervisors at shift changeovers; and keeping the log book within sight of the security camera.
- The Respondent also required security supervisors on duty to remind the security guards prior to every shift on the confidentiality of the visitors’ personal data in the log book. e.
- The Respondent was appointed by the MCST of the Condominium to provide security services. 3.
- MAS
- Notices
Last revised date:
- when engaging in securities lending activities. -------- MAS 113: Notice on Securities Lending Activities 6.
- NOTICE ON SECURITIES LENDING ACTIVITIES This Notice is issued pursuant to section 64(2) of the Insurance Act (Cap. 1. 142). 2. Insurers shall ensure that securities lending activities are conducted in a prudent manner.
- Insurers shall use a legally binding master agreement with each borrower, establishing the basis for all security loans between the two parties. Insurers shall ensure that the lent securities are supported by suitable 3. collateral (Qualifying Collateral).
- MAS
- Forms and Templates
Last revised date:
- under the SFA and/or FAA, have been satisfied.
- FORM 8 FORM 10 SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) NOTIFICATION FOR THE CESSATION OF A REPRESENTATIVE IN ANY OR ALL OF THE REGULATED ACTIVITIES UNDER SECTIONS 99D(8), 99E(4) AND 99F(4) OF THE SECURITIES
- [Applicable only if any of the regulated activities under the SFA is selected] is aware that, pursuant to section 99O(1) of the SFA, Any Principal who, in connection with the lodgment of any document under section 99H of the SFA - (a) makes a statement which is false or misleading in
- MAS
- Monographs/Information Papers
Last revised date:
- Securities Settlement System (SSS): A SSS enables securities to be transferred and settled by book entry according to a set of predetermined multilateral rules.
- Central Securities Depository (CSD): A CSD provides securities accounts, central safekeeping services, and asset services, which may include the administration of corporate actions and redemptions.
- Monetary Authority of Singapore 3 -------- Supervision of Financial Market Infrastructures in Singapore 3 Regulatory Framework Payment Systems 3.1 MAS powers for the supervision of FMIs are derived from the Payment Services Act 2019 (PS Act) and the Securities and Futures Act (SFA)
- MAS
- Enforcement Actions
Last revised date:
- (B) Section 197(1)(b) of the SFA (before 18 March 2013) Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- MAS has also issued a prohibition order to Mr Tan under section 101A of the SFA, prohibiting him from (i) conducting business in any regulated activity under the SFA or acting as a representative in respect of any regulated activity under the SFA; and (ii) taking part in the management of any holder
- The Monetary Authority of Singapore (MAS) has taken civil penalty action against Mr Tan Hua Ann for false trading under Section 197(1)(b) of the Securities and Futures Act (SFA). 2 On 20 October 2011, Mr Tan, then a remisier with UOB Kay Hian Private Limited, entered a false sell order to create
- MAS
- Media Releases
Last revised date:
- (B) Section 197(1)(b) of the SFA (before 18 March 2013) Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- MAS has also issued a prohibition order to Mr Tan under section 101A of the SFA, prohibiting him from (i) conducting business in any regulated activity under the SFA or acting as a representative in respect of any regulated activity under the SFA; and (ii) taking part in the management of any holder
- The Monetary Authority of Singapore (MAS) has taken civil penalty action against Mr Tan Hua Ann for false trading under Section 197(1)(b) of the Securities and Futures Act (SFA). 2 On 20 October 2011, Mr Tan, then a remisier with UOB Kay Hian Private Limited, entered a false sell order to create a
- MAS
- FAQs
Last revised date:
- of the amended SFA, FAA and their regulations, following the changes under the Securities and Futures (Amendment) Act 2017 (SFAA).
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (SFA) AND FINANCIAL ADVISERS ACT (FAA) FREQUENTLY ASKED QUESTIONS (FAQs) ON PRODUCT DEFINITIONS their products should be classified given Disclaimer: These FAQs are meant to provide guidance to the industry on the administration
- A7 A derivatives contract falls within the ambit of the amended SFA if its reference asset is a security, a unit in a collective investment scheme (CIS), a currency or currency index, an interest rate, a commodity and/or the credit of any person (collectively referred to
- PDPC
- Commission's Decisions
Last revised date:
- However, by Finantechs own admission, Finantech did not do any system monitoring in terms of IT security, security testing or regular IT security audits at the time of the breach and prior to 17 September 2014. 11.
- As noted at paragraph 10 above, Finantech admitted that it did not carry out any system monitoring in terms of IT security, security testing or regular IT security audits at the time of the breach and prior to 17 September 2014. 27.
- in to make reasonable security arrangements 25.
- MAS
- Circulars
Last revised date:
- ,Principal repayment due at maturity of security, ,E.g.
- Loan 1 or loan agreement number xx ,,,,, ,,,,,, "(For loans, debentures or other interest bearing securities) Total amount yet to be repaid to investors, split by each outstanding security (in S$)",Loan ,Interest amount overdue ,Principal amount overdue,Future interest due until maturity of security
- For other security, please inform your MAS officer-in-charge within three business days of the default.
- MAS
- Media Releases
Last revised date:
- MAS-SFA-AMTD FinTech Solidarity Grant $ 6,000,000 MAS, SFA and AMTD have established a $6 million MAS-SFA-AMTD FinTech Solidarity Grant to support Singapore-based FinTech companies amid the challenging business climate caused by the COVID-19 pandemic.
- SFA is the grant administrator and will review and assess the applications.
- SFA will administer and review the grant applications. 6. Mr Chia Hock Lai, President, SFA said, “FinTech firms are in a great position to seize opportunities presented by the accelerated trend towards digital financing induced by the COVID-19 pandemic.