Showing 3434 Documents for "securities"
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- MAS
- Guidelines
Last revised date:
- (Cap. 289) (SFA).
- These Guidelines should be read in conjunction with the provisions of Part VIIA of the SFA and the Securities and Futures (Short Selling) Regulations 2018 (Regulations), and where relevant, other provisions of the SFA.
- For example, information that those securities are under sustained heavy short selling may indicate strong negative price pressure on those securities.
- MAS
- Monographs/Information Papers
Last revised date:
- using sophisticated trading methods or by withholding information); and b. 8 Sections 137ZD(1) and 232(1) of the SFA 9 Section 232(2)(a) of the SFA 10 Section 232(2)(b) of the SFA 11 Section 232(3) of the SFA 12 Section 232(5) of the SFA 13 Even though the law allows MAS to settle with
- and Principles of Securities Regulation, May 2017
- compliance with securities and derivatives laws in Singapore.
- MAS
- Consultations
Last revised date:
- and leveraged foreign exchange trading in the SFA.
- scope of the SFA to regulate OTC derivative activities.
- MAS will consider amendments to relevant parts of the SFA at a later stage to align the treatment for securities and futures contracts and derivative contracts.
- PDPC
- Sector-specific Advisory Guidelines
Last revised date:
- The security guard at the entrance notifies her of the need to record her vehicle number and contact details, for security purposes. She fills in the visitor log book accordingly.
- The MCST has engaged security staff to be present at the guardhouse around the clock.
- The security guard at the entrance notifies her of the need to fill in the visitor chit with her name, contact number and partial NRIC number (i.e. last three digits and checksum of her NRIC number), for security purposes.
- MAS
- Consultations
Last revised date:
- S 000 - SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (AMENDMENT) REGULATIONS 2009 In exercise of the powers conferred by sections 305 and 341 of the Securities and Futures Act, the Monetary Authority
- terminology change asked from the in if 2 CONSULTATION PAPER P005 - 2009 May 2009 Amendments to the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 -------- CONSULTATION PAPER ON DRAFT SECURITIES AND FUTURES (OFFERS OF
- INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) (AMENDMENT) REGULATIONS 2009 MAY 2009 AMENDMENTS TO THE SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2005 PREFACE MAS is making amendments to the Securities and Futures (Offers
- MAS
- Enforcement Actions
Last revised date:
- and 49 counts of unauthorised trading under section 201(b) of the SFA.
- Orders Ms Lau Wan Heng (Ms Lau), former remisier of CGS-CIMB Securities (Singapore) Pte.
- In addition, Ms Lau, Mr Goh and Mr Teo are prohibited from carrying out any regulated activities and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services licensee under the Securities and Futures Act (SFA).
- MAS
- Speeches
Last revised date:
- in listed corporations in the SFA.
- The Securities and Futures (Amendment) Bill 2008 Mr Speaker Sir, on behalf of the Senior Minister, I beg to move, "That the Bill be now read a second time". 2 The Securities and Futures Act (SFA) was enacted in October 2001.
- Definition of "Securities" and "Futures Contract" 28 The definitions of "securities" and "futures contract" are being amended. MAS will have the power to prescribe or exclude products as securities.
- MAS
- Forms and Templates
Last revised date:
- The IT security incident is defined as an event that involves a security breach, such as hacking, intrusion or denial of service attack on a critical system, or on a system which compromises the security, integrity or confidentiality of any customer information. 15 Reporting Critical System
- impact on the FIs operations, or materially impacts the FIs service to its customers; even if it has occurred during non-business hours. 14 Definition of IT Security Incident and Types of IT Security Incidents to Report The respondents suggested that IT security incident should be defined
- The proposed Notice sets out the obligations of the financial institutions (FIs) which include requirements relating to system reliability, availability and recoverability, notification of IT security incidents and malfunction of critical systems, as well as the security of customer information.
- MAS
- Notices
Last revised date:
- responsible person has the same meaning as in section 2(1) of the Securities and Futures Act (Cap. 289); [FAA-N16 (Amendment) 2012] securities exchange has the same meaning as in section 2(1) of the Securities and Futures Act (Cap. 289); securities market has the same meaning as
- lending transaction or securities repurchase transaction in relation to the scheme, except where (i) lending securities transaction or securities the repurchase transaction (as the case may be) is carried out for the sole purpose of efficient portfolio management; and -------
- - Notice on Recommendations On Investment Products 38 (ii) transactions the total value of securities subject to all the securities lending repurchase and transactions entered into by the manager does not exceed 50% of the net asset value of the scheme at any time, securities
- MAS
- Exemptions
Last revised date:
- 23 2014 January Section 302 of the SFA, read with section 247(1) of the SFA Section 81ZI(2) of the SFA 1 January 24 2014 MAS granted exemptions to the sponsor of two ETFs from compliance with paragraphs 9A, 9B and 10A of the Third Schedule of the Securities and Futures
- The ACH was exempted from the requirement to submit periodic reports 2 -------- SFA submitting regulatory reports under Regulation 14(1)(c) of the Securities and Futures (Clearing Facilities) Regulations as it did not have any clearing activities. 3
- 24 October 2014 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2014 to 31 March 2014 S/N Exemption granted Exemption provision Description No. of exemptions provided 2 Date of exemption granted