Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- and $60,000 for contravening section 201(b) of the SFA.
- (B) Section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- appearance with respect to the price of securities, as well as section 201(b) of the SFA, which prohibits the employment of manipulative and deceptive devices in connection with the subscription, purchase or sale of securities. 2 Mr Ang was an executive director of Natural Cool Holdings Ltd (Natural
- MAS
- Enforcement Actions
Last revised date:
- SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities, employ any device, scheme or artifice to defraud.”
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
- He made a total profit of $30,239 through the scheme. 3 On 22 March 2017, Mr Tey was convicted of six charges under section 201(a) of the SFA for employing a scheme to defraud and two charges under section 201(b) of the SFA for unauthorised trading.
- MAS
- Media Releases
Last revised date:
- SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities, employ any device, scheme or artifice to defraud.”
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
- He made a total profit of $30,239 through the scheme. 3 On 22 March 2017, Mr Tey was convicted of six charges under section 201(a) of the SFA for employing a scheme to defraud and two charges under section 201(b) of the SFA for unauthorised trading.
- MAS
- Forms and Templates
Last revised date:
- (1) *I/We hereby request that you transfer the abovementioned book-entry securities from the securities accounts described in Part II of this (2) *I/We hereby request that the abovementioned book-entry securities be transferred to the following securities account/sub-account: Name Securities
- Central Depository System Form 7 - Notification of Transmission of Title by Court Order Sub-Acc SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 REGULATION 12(3) NOTIFICATION OF TRANSMISSION OF TITLE BY COURT ORDER FORM 7 Explanatory
- III s SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 NOTIFICATION OF TRANSMISSION OF TITLE BY COURT ORDER FORM 7 REGULATION 12(3) I TO : II TO BE FILLED IN BY SUCCESSOR
- PDPC
- Commission's Decisions
Last revised date:
- This has resulted in a higher risk of data breaches involving IT security vulnerabilities.
- The Organisation ought to have formulated a policy for the NAS and the Directory, implemented the IT security practices that gives effect to the policy and conducted periodic security reviews to ensure that the practices are adequate.
- In my view, the Organisation failed to put in place reasonable security arrangements to protect the Disclosed Data and was in breach of the Protection Obligation for the reasons explained below. 8 In an IT security context, timely detection of risks to personal data is key to an
- PDPC
- Commission's Decisions
Last revised date:
- It remains for the Commission to observe that the Organisation had implemented security arrangements and conducted periodic security testing.
- in its possession and/or under Adequacy of Security Arrangements 18.
- Each organisation should adopt security arrangements that are reasonable and appropriate in the circumstances.
- PDPC
- Commission's Decisions
Last revised date:
- 3 Amazon S3 Preventative Security Best Practices (last accessed on 5 August 2022).
- improvements for the Organisations systems in order to reduce the risk of security incidents.
- for making reasonable security arrangements to protect all the customers data under its control. 12 The reasonableness of the Organisations security arrangements to protect the Customer Data would be assessed having regard to the volume and sensitivity of such personal data.
- MAS
- Consultations
Last revised date:
- (Approved Holding Companies) of the SFA; and (iv) the Draft Amendments to Section 2 of the SFA.
- SFA attached at Annex 1; the New Part III (Trade Repositories) of the SFA attached at Annex 2; the Draft Amendments to Part IIIA (Approved Holding Companies) of the SFA attached at Annex 3; and the Draft Amendments to Section 2 of the SFA attached at Annex 4.
- to Section 2 of the SFA are set out in Annex 4.
- MAS
- Consultations
Last revised date:
- : Under the SFA, sections 168B and 168C provide for the two-way transfer of evidence for market misconduct offences under Part XII of the SFA.
- The draft amendments to the SFA are enclosed in Annex D. Question 7.
- SFA. 9 FIs are expected to have implemented these measures by 30 June 2020.
- MAS
- Consultations
Last revised date:
- and Futures Act [SFA].
- and Futures Act. 2 Dealing in securities and leveraged foreign exchange trading as defined in Second Schedule of the SFA.
- Consequently, the conduct of LFX trading by banks, which is currently not regulated under the SFA, will be brought into the ambit of the SFA.