Showing 3434 Documents for "securities"
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- MAS
- Guidelines
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- and Futures Act (Cap. 289) (SFA), or any public company approved under section 289 of the SFA to act as a trustee for collective investment schemes authorized under section 286 of the SFA.
- The different cloud models provide for distinct operational and security trade-offs.
- the outsourcing to ensure the adequacy and effectiveness of security policies and practices, inc luding the circumstances under which each party has the right to change security requirements.
- MAS
- Consultations
Last revised date:
- and Futures Act (Cap. 289) (SFA).
- equities, mortgage-backed securities, bonds, etc.) and by credit rating of all debt securities (e.g.
- objective is to invest in riskier and higher yielding debt securities.
- MAS
- Media Releases
Last revised date:
- (Cap. 289) ("SFA") dealing with offers of investments.
- KB) - Securities and Futures (Reference to Affairs of Business Trust and Affairs of Entity) Regulations 2005 (16.8 KB) - Securities and Futures (Revocation) Regulations 2005 (6.36 KB) Orders - Securities and Futures (Institutional, Professional and Business Investors) Order 2005 (6.74 KB) - Securities
- Regulations - Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005 (902.9 KB) - Securities and Futures (Offers of Investments) (Shares and Debentures) (Transitional and Savings Provisions) Regulations 2005 (12.1 KB) - Securities and Futures (Offers of Investments) (
- MAS
- Consultations
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- TO FEEDBACK RECEIVED PROPOSED AMENDMENTS TO THE SECURITIES AND FUTURES ACT ON REGULATION OF OTC DERIVATIVES Introduction 1 1.1 MAS recently issued two sets of Consultation Paper inviting comments on the draft legislative amendments to the Securities and Futures Act (SFA) (Cap. 289),
- A: ANNEX 1: NEW PART IIIC (CLEARING MANDATE) OF THE SFA PART B: ANNEX 2: NEW PART IIID (REPORTING OBLIGATION) OF THE SFA i 1 -------- 3 AUGUST 2012 CONSULTATION PAPER II ON PROPOSED AMENDMENTS TO THE SECURITIES AND FUTURES ACT ON REGULATION OF OTC DERIVATIVES PREFACE
- (i) (ii) the New Part IIIC (Clearing Obligation) of the SFA attached at Annex 1; and the New Part IIID (Reporting Obligation) of the SFA attached at Annex 2 2 -------- Annex 1 NEW PART IIIC OF THE SECURITIES AND FUTURES ACT: CLEARING OBLIGATION
- MAS
- Guidance
Last revised date:
- his interest in the securities related corporation.
- of a related corporation of the Listed Company under section 133 of the SFA.
- It is mandatory for you to key in the information for at least one type of security.
- MAS
- Guidelines
Last revised date:
- An offering of securities will be made to the public. Active Verb We decided to invest for the long term. We will offer securities to the public.
- 1.2 1.3 These Guidelines are issued by the Monetary Authority of Singapore (the Authority) pursuant to section 321 of the Securities and Futures Act (Cap. 289) (SFA).
- Before deciding to invest in the securities, investors should seek the professional advice relevant advisers about their particular circumstances. from Personal Pronouns You should note that the price of our securities may fall.
- MAS
- Forms and Templates
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- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) NOTIFICATION TO ADD ACTIVITY/ACTIVITIES OF A REPRESENTATIVE UNDER SECTION 99L OF THE SECURITIES AND FUTURES ACT AND REGULATION 5 OF THE SECURITIES AND FUTURES (LICENSING
- under the SFA and/or FAA, have been satisfied.
- This form should be completed after ensuring that the criteria listed in the Securities and Futures Act (Cap 289) (SFA) and relevant Regulations or Financial Advisers Act (Cap 110) (FAA) and relevant Regulations, as well as relevant Notices and Guidelines issued
- PDPC
- Commission's Decisions
Last revised date:
- Its features include providing security alerts of common vulnerabilities.
- However, it is not a complete substitute for monitoring IT security portals (eg Common Vulnerabilities and Exposures system, or CVE) and the security and patch information feed direct from the software solution provider (ie MongoDB).
- In this regard, DSHR admitted that it focused on the installation and functional use of the MongoDB database software rather than its security.
- PDPC
- Commission's Decisions
Last revised date:
- Likewise, even though AWS was responsible for the security of the cloud infrastructure that it provided to the Organisation, the Organisation bore ultimate responsibility under section 24 of the PDPA for making reasonable security arrangements to protect all the customers data under
- audits, scans and tests to detect vulnerabilities.5 15 In this case, the Organisation conducted internal security testing and application architecture reviews every quarter and had engaged a cybersecurity company to conduct a security review and penetration testing sometime
- review and penetration testing sometime from September 2019 to December 2019, it was not within the scope of the security review or penetration tests.
- MAS
- Media Releases
Last revised date:
- and $60,000 for contravening section 201(b) of the SFA.
- (B) Section 197(1)(b) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- appearance with respect to the price of securities, as well as section 201(b) of the SFA, which prohibits the employment of manipulative and deceptive devices in connection with the subscription, purchase or sale of securities. 2 Mr Ang was an executive director of Natural Cool Holdings Ltd (Natural