Showing 3434 Documents for "securities"
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- MAS
- Consultations
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- securities No.
- repo securities Bank only refers to securities vs. securities repo transactions, since securities vs cash repo has been reported on balance sheet under Appendix B1, Annex 2?
- reporting shall Part VI: Securities Lent and Securities Borrowed 46.17 Can MAS clarify on the value of securities borrowed and securities lent is value of securities borrowed/lent, and not value of underlying collateral of collateral swap?
- MAS
- Notices
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- MORGAN SECURITIES (S.E.A.)
- MAS
- Speeches
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- Regulatory Content 14 At the heart of the regulatory framework for the capital markets in Singapore is the new Securities and Futures Act ("SFA").
- These include securities dealing and futures trading, leveraged foreign exchange trading, advising on corporate finance, fund management, securities financing, and custodial services.
- MAS is empowered under the SFA to conduct investigations that extend beyond direct market participants.
- MAS
- Notices
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- Other Gradable Assets Contingent Items Commitments Secured Unsecured Secured Unsecured Secured Unsecured Secured Unsecured Secured Unsecured Stage 3/Loss Allowance for Credit-Impaired Exposures Number of Borrowers Pass Substandard Doubtful Loss Pass Substandard Doubtful Loss
- MAS
- Media Releases
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- purchase or sale of securities. 2 In October 2007, Mr Ng opened trading accounts with OCBC Securities Pte Ltd (OSPL) for the benefit of Mr Norman Phua Chun Han.
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
- Singapore, 19 November 2013… The Monetary Authority of Singapore (MAS) has taken civil penalty action against Mr Ng Yu Jin for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits the employment of manipulative and deceptive devices in connection with the subscription,
- MAS
- Media Releases
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- Improving the transparency of market intervention measures 6 Transparency of trading restrictions imposed by securities intermediaries . MAS and SGX propose to require trading restrictions imposed by securities intermediaries for securities listed on SGX to be announced through the SGX website.
- (B) Improving Transparency of Intervention Measures (iv) Transparency of trading restrictions imposed by securities intermediaries Require trading restrictions imposed by securities intermediaries for securities listed on SGX to be announced through the SGX website. --------
- It is proposed that securities intermediaries impose minimum collateral on their customers for trading in both SGX-listed and foreign listed securities, based on the customers’ open positions and credit risk management practices.
- MAS
- Monographs/Information Papers
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- of Securities Regulation, May 2017
- using sophisticated trading methods or by withholding information); and b. 8 Sections 137ZD(1) and 232(1) of the SFA 9 Section 232(2)(a) of the SFA 10 Section 232(2)(b) of the SFA 11 Section 232(3) of the SFA 12 Section 232(5) of the SFA 13 Even though the law allows MAS to settle with
- compliance with securities and derivatives laws in Singapore.
- MAS
- Exemptions
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- Amendment Notes 08 Oct 2018 MAS Notice SFA 04-N07 (Amendment) 2018 (216.8 KB) takes effect. 07 Aug 2012 MAS Notice SFA 04-N07 (Amendment) 2012 takes effect. Notice SFA 04-N07 last revised on 07 August 2012 (72.6 KB) .
- In the event of discrepancies -------- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON PROHIBITED REPRESENTATIONS MADE BY EXEMPT PERSONS UNDER THE SECOND SCHEDULE TO THE SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (RG 10) -------- Notice
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON PROHIBITED REPRESENTATIONS MADE BY EXEMPT PERSONS UNDER THE SECOND SCHEDULE TO THE SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (RG 10) -------- [Last revised on 7 August 2012 SFA04
- MAS
- Enforcement Actions Media Releases
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- Please refer to the media release here for further information. . *** Additional Information (A) Section 197(1)(a) of the Securities and Futures Act (SFA) at the time of the offences Under section 197(1)(a) of the SFA, no person shall do any thing, cause any thing to be done or engage in any course of
- (B) Section 201(b) of the SFA at the time of the offences Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely
- These are offences under the Securities and Futures Act (“SFA”) and Penal Code (“PC”). 2. On 1 August 2014, SGX introduced the minimum trading price (“MTP”) requirement for issuers listed on the SGX Mainboard.
- MAS
- Guidelines
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- and Futures Act (Cap. 289) (SFA), or any public company approved under section 289 of the SFA to act as a trustee for collective investment schemes authorized under section 286 of the SFA.
- The different cloud models provide for distinct operational and security trade-offs.
- the outsourcing to ensure the adequacy and effectiveness of security policies and practices, inc luding the circumstances under which each party has the right to change security requirements.