Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- or stabilising the price of securities of the corporation on a securities market, with intent to induce other persons to subscribe for, purchase or sell securities of the corporation or of a related corporation.
- Section 197(2) of the SFA prohibits maintaining, inflating, depressing or causing fluctuations in the market price of any securities by means of wash sales.
- (B) Sections 197(1)(b) and 197(2) of the SFA Under section 197(1)(b) of the SFA, a person must not create or do anything that is intended or likely to create a false or misleading appearance with respect to the market for, or the price of, securities.
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2021 to 31 March 2021.
- The relevant persons exempted from section 309B(2) of the SFA were hence also granted exemption from compliance with the requirements of MAS Notice SFA 04 - N12 and MAS Notice FAA -N16 in respect of any dealings in or transaction of the Offer.
- Issue Date: 23 April 2021 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2021 to 31 March 2021 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- MAS
- Exemptions
Last revised date:
- , read with section 339(2) of the SFA.
- advising on corporate finance under the SFA.
- and Futures Act, Chapter 289 of Singapore ("SFA").
- PDPC
- Commission's Decisions
Last revised date:
- It remains for the Commission to observe that the Organisation had implemented security arrangements and conducted periodic security testing.
- Each organisation should adopt security arrangements that are reasonable and appropriate in the circumstances.
- If an organisation decides to use a particular security measure, it should be responsible for understanding the weaknesses and limitations (if any) of such a measure and to design and shape its security arrangements in light of those weaknesses and limitations.
- MAS
- Media Releases
Last revised date:
- It will not apply to: (i) Options, warrants or any other rights or interests in shares or debt securities; or (ii) Debt securities that are not plain debt securities.
- Singapore, 1 April 2013… The Monetary Authority of Singapore (MAS) announced today the implementation of the ASEAN Disclosure Standards Scheme (Scheme) for multi-jurisdiction offerings of equity and plain debt securities 1 in ASEAN together with the securities regulators in Malaysia and Thailand. 2
- The Scheme aims to facilitate cross-border offerings of securities within the ASEAN region by harmonising disclosure requirements.
- MAS
- Forms and Templates
Last revised date:
- List of securities to be charged: Securities Account No./ Sub-account No.
- Central Depository System Form 9 - Charge SECURITIES AND FUTURES ACT (CAP. 289) REGULATION 20(1) CHARGE SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 FORM 9 Explanatory Notes 1.
- Submission of this Form must be accompanied by the fees payable to the Depository and/or the depository agent for the Instrument of Charge. -------- SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 CHARGE FORM 9 REGULATION 20(1)
- MAS
- Forms and Templates
Last revised date:
- FORM 3C SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) NOTIFICATION FOR THE APPOINTMENT OF A TEMPORARY REPRESENTATIVE UNDER SECTION 99F OF THE SECURITIES AND FUTURES ACT AND REGULATION 3A OF THE SECURITIES AND
- This form should be completed after ensuring that the criteria listed in section 99F of the Securities and Futures Act (Cap 289) (SFA) and relevant Regulations, as well as relevant Notices and Guidelines issued under the SFA, have been satisfied.
- Spot foreign exchange contracts for the purposes of leveraged foreign exchange trading Under the SFA Dealing in capital markets products that are: Securities Units in a collective investment scheme Exchange-traded derivatives contracts Over-the-counter derivatives contracts
- MAS
- Notices
Last revised date:
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) NOTIFICATION FOR THE APPOINTMENT OF A PROVISIONAL REPRESENTATIVE UNDER SECTION 99E OF THE SECURITIES AND FUTURES ACT AND REGULATION 3A OF THE SECURITIES AND FUTURES (LICENSING
- Notices and Guidelines issued under the SFA and/or FAA, have been satisfied.
- Confirmation* The Principal, [Applicable only if any of the regulated activities under the SFA is selected] is aware that, pursuant to section 99O(1) of the SFA, Any principal who, in connection with the lodgment of any document under section 99H of the SFA - (a) makes a statement which
- MAS
- Notices
Last revised date:
- [MAS Notice 645 (Amendment) 2022] -------- (scb) (sdc) otherwise secured by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.