Showing 3434 Documents for "securities"
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- MAS
- Orders
Last revised date:
- Sets out the specified prescribed entities for the purposes of section 239(4) and 261(1B) of the SFA.
- MAS
- Exemptions
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- Sets out the exemptions for Phillip Financial Pte Ltd and Phillip Securities Ptd Ltd in relation to the ESOS Financing Scheme.
- MAS
- Regulations
Last revised date:
- Regulations to prescribe "underlying thing" in relation to derivatives contracts. 8 Oct 2018 Securities and Futures (Prescribed Underlying Thing) Regulations 2018
- MAS
- Subsidiary Legislation
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- Sets out the financial penalty payable by primary dealers for failure to comply with any direction given under the Government Securities Act.
- MAS
- Regulations
Last revised date:
- Regulations to prescribe "underlying thing" in relation to derivatives contracts. 8 Oct 2018 Securities and Futures (Prescribed Underlying Thing) Regulations 2018
- MAS
- Regulations
Last revised date:
- Regulations pertaining to the mandatory centralised clearing of certain derivatives contracts. 11 Oct 2019 Securities and Futures (Clearing of Derivatives Contracts) (Amendment) Regulations 2019
- MAS
- Consultations
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- Consultation Paper VIEW DOCUMENT Consultation Paper on the Review of Licensing Regime under the Securities Industry Act and Futures Trading Act (528.8 KB)
- MAS
- Financial Stability Reviews
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- and Futures Act (SFA).
- The International Organisation of Securities Commissions (IOSCO) (2017) 72, in its study on FinTech and securities markets regulation, cited risks to the operation of fair and efficient markets.
- In Australia, non-banks accounted for 36% of residential mortgage-backed securities market in 2016, up from 16% in 2015. Australian Broker (May 2017), APRAs non-bank oversight may curb mortgage risks.
- MAS
- Regulations
Last revised date:
- Regulations setting out licensing requirements and obligations of operators of organised markets. 01 Oct 2018 Securities and Futures (Organised Markets) (Amendment) Regulations 2018
- MAS
- Exemptions
Last revised date:
- Exemption from Securities And Futures (Clearing Facilities) Regulations 2013 provided for clearing facilities who make an application within time period stated in exemption.