Showing 3434 Documents for "securities"
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- MAS
- Speeches
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- Amendment to the Definition of Securities 8 The definition of "securities" in the SFA will be amended to include units and derivatives of units in a business trust so that the provisions under the SFA relating to securities will also apply to business trusts, including provisions relating to market
- Mr Speaker Sir, I beg to move that the Bill be now read a second time. 2 The Securities and Futures Act (SFA) was passed in October 2001.
- "Investment product" is referenced to "any capital markets product" as defined under the SFA as "any securities, futures contracts, contracts or arrangements for the purposes of foreign exchange trading..."
- MAS
- Exemptions
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- of real estate investment trust management (as defined in section 2 read with the Second Schedule to the SFA). 1 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 16 Sept 2015 MAS granted an exemption to a Singapore branch (the Branch) of a foreign corporation
- The exemptions do not detract from MAS regulatory objectives specified in Section 81T of the SFA.
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2015 to 30 September 2015.
- MAS
- Notices
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- Credit Facilities Otherwise Secured By Residential Property 13.
- MAS
- Directives
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- (f) a dealer licensed under the Securities Industry Act; Cap. 289.
- Sets out requirements for exempt merchant banks dealing in Singapore Government Securities.
- for the securities of the counterparty to a securities transaction and for this purpose:- (a) a reference in Directive 31 to a "dealer" shall be construed as a reference to an "Exempt Merchant Bank Government Securities dealer"; -------- (b) a reference therein to a "Secondary dealer" shall
- MAS
- Staff Papers
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- Similarly, the ratio of securities to assets has significantly positive explanatory power. Since securities are exposed to market risk, banks that hold securities are exposed to market risk and thereby susceptible to common shocks.
- When the aggregate securities holdings of banks on the whole are small, the marginal effect of an increase in securities holdings in any given bank on systemic risk will be negative.
- On the other hand, when the aggregate securities holdings of banks on the whole are large, the marginal effect of an increase in securities holdings in any given bank on systemic risk will be positive.
- MAS
- Exemptions
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- for fund management section 337(2) of the SFA 14 September 2018 1 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations for carrying on business in fund management for or on
- Exemptions granted by MAS under section 337(2) of the SFA for the period from 1 July to 30 September 2018. 1 2 Issue Date: 8 November 2018 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 July 2018 to 30 September 2018
- MAS granted exemption to one Financial Adviser (FA) from the requirement to hold a CMS licence for dealing in securities in respect of their transmission of customers orders to another person for the purchase or sale of units in an ETF and/ or securities (other than ETFs).
- MAS
- Practice Notes
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- Act 2001 (SFA) to set out the administrative procedures for applications under section 273(5) of the SFA.
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) PRACTICE NOTE 2/2002 APPLICATIONS UNDER SECTION 273(5) -------- SFA Part XIII Div 1 Practice Note 2/2002 Practice Note No.: SFA [PN-03] Issue Date (last revised on 8 October 2018) : 15 October 2005 OFFERS ON
- INVESTMENTS (SECURITIES AND SECURITIES-BASED CONTRACTS) PRACTICE NOTE 2/2002 APPLICATIONS UNDER SECTION 273(5) 2 I Purpose This Practice Note is issued by the Monetary Authority of Singapore (the Authority) pursuant to section 321 of the Securities and Futures
- MAS
- Exemptions
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- under section 309B(1) of the SFA to determine the classification of certain tranches of asset-backed securities offered to retail investors in Singapore (the Offer), and to notify any approved exchange and relevant person (as defined in section 309A of the SFA) in writing of the classification of
- 337(2) of the SFA Sections 309B(5) and 337(3) of the SFA MAS granted exemptions to four single family offices (SFOs) that provided fund management services to their respective sponsors.
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2018 to 30 June 2018.
- PDPC
- Commission's Decisions
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- Multi-factor authentication for online services6 and 10 Steps to Cyber Security Identity and access management7, UKs National Cyber Security Centre advises that MFA be enabled for all accounts with administrative privileges. (b) Canada.
- Organisation failed to put in place such reasonable security arrangements to protect the Order Data and Credit Card Data.
- The security measures implemented by the Organisation for Magento CMS and in its databases and systems did not constitute reasonable security measures, having regard to the risks in the context of the sensitivity and volume of the personal data in its possession and/or
- MAS
- FAQs
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- Relevant person is defined under section 309A(1) of the SFA. These requirements are specified in Section 309B of the SFA. The definitions of EIP and SIP are in the MAS Notice SFA 04-N12 and MAS Notice FAA-N16. Q2: Can issuers be exempted from the requirements under 309B of the SFA?
- Clarifications on the requirements under section 309B of the Securities and Futures Act.
- If in doubt, MAS expects industry participants to seek independent legal opinion on how they should comply with the requirements under the SFA. -------- 2 SECURITIES AND FUTURES ACT (CAP. 289) (SFA) CLASSIFICATION OF CAPITAL MARKETS PRODUCTS FREQUENTLY ASKED QUESTIONS Q1: What are