Showing 3434 Documents for "securities"
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- MAS
- Media Releases
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- securities market.
- (iv) Transparency of trading restrictions imposed by securities intermediaries . The Securities Association of Singapore (SAS) will take the lead to develop industry guidelines.
- (ii) Collateral requirement for securities trading . To require securities intermediaries to collect minimum 5% of collateral from their customers for trading of listed securities to promote financial prudence. This will help mitigate the risk of excessive leverage assumed by investors.
- MAS
- Notices
Last revised date:
- This notice sets out cyber security requirements on securing administrative accounts, applying security patching, establishing baseline security standards, deploying network security devices, implementing anti-malware measures and strengthening user authentication.
- is a written set of security standards for every system.
- Security Patches: (a) A licensed credit bureau must ensure that security patches are applied to address vulnerabilities to every system, and apply such security patches within a timeframe that is commensurate with the risks posed by each vulnerability.
- MAS
- Consultations
Last revised date:
- the debts are denominated in S$; the debts are not guaranteed by the Singapore Government; the securities are kept in Singapore in the case of securities transferable by delivery, or the register is kept in Singapore in the case of securities transferable by registration; and the securities are
- Debt securities issued by Singapore statutory boards, where: the debts are repayable in S$ with no stipulation for the debt to be repaid outside Singapore; the debts are not classified; the securities are rated BBB- and above; the securities are kept in Singapore in the case of securities
- issues; the securities are kept in Singapore in the case of securities transferable by delivery, or the register is kept in Singapore in the case of securities transferable by registration; and the securities are not held through a clearing and depository system, custodian or other intermediary
- MAS
- Consultations
Last revised date:
- on a securities market
- in relation to those securities, has an interest in the securities after the purchase or sale
- on a securities market; or (ii) with respect to the market for, or the price of, such securities; or (b) that creates, or is likely to create, a false or misleading appearance (i) of active in any trading securities on a securities market; or 5 10 15 20
- MAS
- Guidelines
Last revised date:
- 123ZE(1) (t) a designation as a designated benchmark submitter under section 123ZI of the 123F(1) of the SFA; of the SFA; or SFA.
- ) a licensing as a licensed trade repository under section 46E(1) of the SFA; (d) a licensing as a licensed foreign trade repository under section 46E(2) of the SFA; the SFA; (e) an approval as an approved clearing house under section 51(1)(a) of the SFA; (f) a recognition as a recognised
- MAS
- Consultations
Last revised date:
- and Futures Act (Cap. 289) (SFA).
- equities, mortgage-backed securities, bonds, etc.) and by credit rating of all debt securities (e.g.
- the issuers/assets/securities are listed or unlisted debt securities and listed shares of, or issued, by local or foreign non- property corporations; government securities (issued on behalf of the Singapore Government or governments of other countries) and securities
- MAS
- Speeches
Last revised date:
- These regulated activities will include securities dealing and futures trading, leveraged foreign exchange trading, advising on corporate finance, fund management, securities financing and custodial services for securities 1 . 16 The single licencing regime will reduce both capital and compliance cost
- Link to the Securities and Futures Bill 2001 (968.1 KB) 1 Currently, these regulated activities are already governed under the current legislation, except for margin financing and custodial services for securities.
- It is necessary to bring Intermediaries providing margin financing and custodial services for securities within the regulatory ambit as they will be holding customers' securities in their custody in the course of their business.
- MAS
- Notices
Last revised date:
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- by Property and a Re-financing Facility for a credit facility otherwise secured by Property.
- MAS
- FAQs
Last revised date:
- A CSD can hold securities either in physical form (but immobilised) or in dematerialised form (that is, they exist only as electronic records). -------- 3 (b) (d) Securities Settlement Systems (SSS): A securities settlement system enables securities to be transferred
- of the Securities and Futures Act and regulations.
- FAQs on Compliance with Principles For Financial Market Infrastructures for central counterparties, securities settlement systems, central securities depositories and trade repositories.
- MAS
- External Publications
Last revised date:
- The guidance aims to support the design and implementation of the risk-based approach for securities products and services, by providing specific guidance and examples for securities providers and their supervisors.
- Financial Action Task Force (FATF)'s guidance for implementing the risk-based approach for financial institutions in the securities sector. The Financial Action Task Force (FATF) published in October 2018 a “Guidance for a Risk-Based Approach for the Securities Sector” (FATF Guidance).
- that may be involved in a securities transaction, and where the FATF Recommendations apply depending on the nature of the business relationship between the parties. 4 The FATF Guidance also provides examples of indicators of suspicious activity in relation to securities sector, which FIs should