Showing 3434 Documents for "securities"
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- MAS
- Consultations
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- An IT security incident means an event that involves security breaches, hacking, intrusion or compromise of customer data.
- , as well as security of customer information.
- The IT security incident is defined as an event that involves a security breach, such as hacking, intrusion or denial of service attack on a critical system, or on a system which compromises the security, integrity or confidentiality of any customer information. 15 Reporting Critical System
- MAS
- Consultations
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- : (i) dealing in securities, being securities that have received approval in-principle for listing and quotation on, or are listed for quotation or quoted on, any securities exchange or overseas securities exchange; (ii) trading in futures contracts.
- : (i) dealing in securities, being securities that have received approval in-principle for listing and quotation on, or are listed for quotation or quoted on, any securities exchange or overseas securities exchange; (ii) trading in futures contracts; execution-related advice
- asset-backed securities has the same meaning as in section 262(3) of the Securities and Definitions of terms in regulations [30] and [30A] 30B.
- MAS
- Notices
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- SFA 02-N01] issued on 5 October 2018.
- Singapore Exchange Securities Trading Limited 15
- Amendment Notes 03 Jun 2019 MAS Notice SFA 02-N01 (Amendment) 2019 takes effect. (182.6 KB) 05 Oct 2018 MAS Notice SFA 02-N01 takes effect. (177.7 KB) Notice No.: SFA 02-N01 (Amendment) 2019 Issue Date: 3 June 2019 NOTICE ON LISTING, DE-LISTING OR TRADING OF RELEVANT PRODUCTS ON AN
- MAS
- Notices
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- Credit Facilities Otherwise Secured By Residential Property 13.
- PDPC
- Commission's Decisions
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- A financial penalty of $120,000 was imposed on Secur Solutions Group for failing to put in place reasonable security arrangements to protect a database containing the personal data of blood donors from being publicly accessible online. Click here to find out more.
- PERSONAL DATA PROTECTION COMMISSION [2020] SGPDPC 8 Case No DP-1903-B3501 In the matter of an investigation under section 50(1) of the Personal Data Protection Act 2012 And Secur Solutions Group Pte Ltd DECISION Organisation -------- Secur Solutions Group Pte Ltd
- [2020] SGPDPC 8 Secur Solutions Group Pte Ltd [2020] SGPDPC 8 Tan Kiat How, Commissioner Case No DP-1903-B3501 30 March 2020 Introduction 1 This case relates to an incident where one of Secur Solutions Group Pte Ltds (the Organisation) servers, which stored a database (the Database
- MAS
- Notices
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- lending or securities borrowing transactions maturing 30 days i
- Outstanding debt securities with remaining maturity > 30 days ai. aj.
- / Sukuk in any currency (issued by banks) 8b Debt Securities / Sukuk in any currency (issued by banks), where 9a Debt Securities / Sukuk in any currency (issued by other corporates) 9b Debt Securities / Sukuk in any
- MAS
- Exemptions
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- Securities and Futures Act 2001 (SFA). Specifically, the following parts of the SFA : Part IV Holders of Capital Markets Services (CMS) Licence and Representatives Part V Books, Customer Assets and Audit 2.
- and Regulation 3A of the LCBR Sections 99E and 99H of the SFA and Regulation 3B of the LCBR Sections 99F and 99H of the SFA and Regulation 3C of the LCBR Section 99E of the SFA and Regulation 3B of the LCBR Form 3B - Notification for Appointment of a Provisional Representative
- Securities and Futures (Licensing and Conduct of Business) Regulations (LCBR) (Rg. 10) 3. Securities and Futures (Financial and Margin Requirements for Holders of CMS Licences) Regulations (FMR) (Rg. 13) 4.
- PDPC
- Commission's Decisions
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- access and services, and ensuring the server is secure to Center for Internet of Security (CIS) benchmarking standards; (e) Carried out detailed analysis of intrusion prevention logs; (f) Reviewed and secured the firewall configuration; (g) Separated the public-facing website from the
- Failure to conduct reasonable periodic security reviews prior to the Incident 21 Second, the Organisation failed to conduct reasonable periodic security reviews for its servers. 22 The Commissions previous decisions4 and the Guide5 have established that periodic security reviews should
- Testing or development environments are usually not as secured as production environments.
- MAS
- Consultations
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- The draft regulations will operationalise the amendments to the SFA under the Securities and Futures (Amendment) Act 2017 (SF(A)A).
- Recognised market operator Singapore Interbank Offered Rate Securities and Futures Act (Cap. 289) Securities and Futures (Amendment) Act 2017 Securities and Futures Regulations (Financial Benchmarks) Securities and Futures (Markets) Regulations Physical Asset Fund REIT Real
- SFA to apply the markets regime to OTC derivatives; Changes to Part IV of the SFA and the Second Schedule to the SFA to extend the capital markets services licensing regime to OTC derivatives; Changes to other Parts of the SFA, as well as the Financial Advisers Act, arising from the
- MAS
- Consultations
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- Eligible Financial Collateral under FC(SA) (a) Cash (including certificates of deposit and other similar instruments) on deposit with the Reporting Bank (b) Gold (c) Debt Security (excluding structured note) (d) (e) Debt security which is a structured note (f) Equity Security (including convertible
- Eligible Financial Collateral under FC(CA) (a) Cash (including certificates of deposit and other similar instruments) on deposit with the Reporting Bank (b) Gold (c) Debt Security (excluding structured note) (d) (e) Debt security which is a structured note (f) Equity Security (including convertible
- repo, reverse repo, securities lending or securities borrowing transaction) which is included in the trading book, eligible financial collateral226A includes all instruments which a Reporting Bank may include in the trading book (except resecuritisation exposures).