Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- A financial penalty of $16,000 was imposed on GrabCar for failing to put in place reasonable security arrangements to protect the personal data of its customers from unauthorised disclosure. Personal data of a customer was disclosed to one other customer via an email sent out by GrabCar.
- Whether the Organisation complied with its obligations under section 24 of the PDPA 16 Section 24 of the PDPA requires an organisation to protect the personal data in its possession or under its control by making reasonable security arrangements to prevent unauthorised
- Hence, even if they detected any errors such as the mismatched data, it would have been too late to correct the error. 22 In the circumstances, the Commissioner finds that the Organisation had failed to make reasonable security arrangements to detect errors when preparing the change, i.e. writing
- MAS
- Forms and Templates
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- and Futures Act 2001 - Previous Activity Current Activity Securities Units in a collective investment scheme Exchange-traded derivatives contracts Over-the-counter derivatives contracts Spot foreign exchange contracts for the purposes of leveraged foreign exchange trading Spot foreign exchange
- either directly or through publications or writings, and whether in electronic, print or other form, concerning the following investment product(s), other than advising others by issuing or promulgating research analyses or research reports or advising on corporate finance within the meaning of the Securities
- other than for the purposes of leveraged foreign exchange trading Structured deposits Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning the following investment product(s) - Previous Activity Current Activity Securities
- MAS
- Speeches
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- Where we have found breaches of securities law, enforcement actions have been taken. We have also referred cases involving potential Penal Code offences to the CAD.
- A single case could span potential breaches of different regulations and laws, such as financial advisory regulations, securities law, company law, listing rules, accounting rules, and the Penal Code. Often, our investigators have to retrieve and review a lot of data.
- My Money was an initiative back in 2009 of the national financial education programme MoneySense, in collaboration with the Association of Banks in Singapore (ABS), the Securities Investors Association of Singapore (SIAS), and the Singapore Management University’s (SMU) Sim Kee Boon Institute for Financial
- MAS
- Media Releases
Last revised date:
- It measured MAS' effectiveness in carrying out our four core objectives of: Conducting monetary policy & macroeconomic surveillance Maintaining the stability of the financial system through effective supervision of the banking, insurance, securities & futures sectors, as well as the provision of prudential
- 2005 EPS collected both qualitative (anecdotal) and quantitative feedback from Financial Institutions who deal directly with any of the following MAS departments: Economic Policy Banking Supervision Complex Institutions Supervision Prudential Policy Specialised Risk Supervision Insurance Supervision Securities
- MAS
- Parliamentary Replies
Last revised date:
- SGX may also suspend trading in a counter if the listed company does not meet the Exchange's minimum free float requirement or becomes a cash company (ie. a company whose assets consists wholly or substantially of cash or short-term securities).
- This is not legally possible as the Securities Industry Act stipulates that the fund may be used only to compensate investors in the event of defalcation by a broker or to pay creditors when a broker winds up. 4 SGX has informed the Company that it is prepared to allow Links shares to resume trading
- MAS
- Media Releases
Last revised date:
- The Securities and Futures Act (SFA) and the Financial Advisers Act (FAA) were passed by Parliament last year and will fully come into force by the third quarter of 2002. MAS has also completed the first phase of its study of deposit insurance and concluded that it is suitable for Singapore.
- MAS
- Media Releases
Last revised date:
- Singapore, 10 May 2006...The Monetary Authority of Singapore (MAS) has launched an electronic bond trading platform for Singapore Government Securities (SGS), and introduced a new standing facility for Singapore dollar transactions.
- SGS Electronic Bond Trading Platform 2 Jointly developed by MAS, Bloomberg and the SGS Primary Dealer community, the Singapore Government Securities Electronic Bond Trading platform (SGS E-Bond platform) is part of an overall effort by MAS to introduce greater price transparency to financial markets
- MAS
- Parliamentary Replies
Last revised date:
- Recently, it partnered Clearbridge Accelerator, one of Singapore’s leading venture capital and incubation firms, to set up Capbridge, a securities-based crowd-funding platform.
- A minimum trading price was introduced to address risks associated with low-priced securities and to improve overall market quality. Three independent Listing Committees were established last year to strengthen the process for admitting new listings and enforcing against listing rule breaches.
- MAS
- Media Releases
Last revised date:
- In 2004, MAS clarified that non-principal guaranteed structured notes issued by banks could not qualify as bank deposits, and should be subject to the prospectus disclosure regime under the Securities and Futures Act as for other securities, and requirements under the FAA as investment products.
- MAS
- Circulars
Last revised date:
- management for retail investors MODIFICATION TO THE SINGLE ENTITY LIMIT FOR COUNTRY-SPECIFIC GOVERNMENT BOND FUNDS The Code on Collective Investment Schemes (Code) currently allows the 10% single entity limit1 to be raised or disapplied for investments in public debt securities
- above minimum Sovereign Rating requirements would prevent the creation of country-specific government bond funds which may have a relatively lower risk profile when other metrics are considered. 1 Paragraph 2.1 of Appendix 1 of the Code provides that investments in transferable securities