Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- material time2: Examples of such security monitoring measures are provided in the Commissions Guide to Securing Personal Data in Electronic Medium at [4.1(j)] and [9.1] applicable at the Conduct periodic checks for personal data stored in ICT systems.
- In this case, the high volume of personal data in the Affected Database necessitated a higher level of security awareness through robust security monitoring. However, the Organisations monitoring system extended only to performance and latency monitoring.
- The Organisation did not implement security monitoring for exfiltration of sizeable volumes of data based on pre-set limits.
- MAS
- Consultations
Last revised date:
- securities No.
- repo securities Bank only refers to securities vs. securities repo transactions, since securities vs cash repo has been reported on balance sheet under Appendix B1, Annex 2?
- reporting shall Part VI: Securities Lent and Securities Borrowed 46.17 Can MAS clarify on the value of securities borrowed and securities lent is value of securities borrowed/lent, and not value of underlying collateral of collateral swap?
- MAS
- Exemptions
Last revised date:
- 289) (the SFA), are regulated under Division 2, Part XIII of the SFA.
- A prospectus in compliance with SFA must be lodged and registered.
- Page 6 of 10 -------- Offer to institutional investors (as defined in s4A SFA) CIS offered to the institutional investors as defined in section 4A of the SFA are exempted from all authorisation and prospectus requirements under the SFA.
- PDPC
- Commission's Decisions
Last revised date:
- In fact, paragraph 8.4 of the MOE IT Security Specs required Ncode to ensure its technical and security personnel are trained in IT security and are aware of the security implications of the work performed.
- Regular security vulnerability scanning was also required under paragraph 21.13 of the MOE IT Security Specs. Security scanners would have detected the SQL injection vulnerability found in NTRIX if used with the correct settings and features.
- Ncode also installed automatic security scans and committed to conduct penetration testing as scheduled.
- MAS
- FAQs
Last revised date:
- No, only a Thai representative who is contracted by a securities company in Thailand and is licensed by the SEC to deal in securities, market CIS and/or provide advice in respect of securities and CIS and who has passed Module 1 of ICCE will be exempted from
- Yes, a Singapore representative has to be an appointed representative to deal in securities, market CIS and/or provide advice in respect of securities and CIS at the time of application to the SEC.
- The Thai representative may be appointed by a licensed or exempt capital markets licensee or financial adviser to deal in securities, market CIS and/or provide advice in respect of securities and CIS.
- MAS
- Notices
Last revised date:
- means any security or equivalent instrument issued under the Government Securities Act (Cap. 121A) and any Treasury bill or equivalent instrument issued under the Local Treasury Bills Act (Cap. 167); and SPV means any special purpose vehicle incorporated or established in Singapore
- This document is to be used for reference only. 2 3 4 5 -------- Amendments to Paragraph 4 Amendment of the following definition in Paragraph 4 Singapore Government Securities means any debt securities issued by the Singapore Government under any written law;
- any security or equivalent instrument issued under the Government Securities Act (Cap. 121A) and any Treasury bill or equivalent instrument issued under the Local Treasury Bills Act (Cap. 167); [MAS Notice 648 (Amendment) 2021] MAS NOTICE 648 (AMENDMENT) 2020 Issued on: 15 October 2020
- PDPC
- Commission's Decisions
Last revised date:
- This included a web isolation tool from Menlo Security, and an appointed Managed Security Service Provider (MSSP) that performs security monitoring round the clock. 7 In relation to its employees, the Organisation implemented a range of measures to increase data protection awareness
- In practice, an organisation should: a) design and organise its security arrangements to fit the nature of the personal data held by the organisation and the possible harm that might result from a security breach; security; b) identify reliable and well-trained personnel responsible
- As stated at paragraphs [7.3] and [7.4] of the Commissions Guide to Securing Personal Data in Electronic Medium2: 7. 3.
- MAS
- FAQs
Last revised date:
- & Futures Act/Securities & Futures Regulations SECURITIES AND FUTURES ACT SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS FREQUENTLY ASKED QUESTIONS ON RELIEF MEASURES1 RELATING TO COVID-19 SITUATION introduced under MAS has announced that it will defer the
- CMS licensees and finance companies), this refers to OTC derivatives contract that is not (a) a securities based derivatives contract; or (b) a foreign exchange OTC derivatives contract -------- Securities & Futures Act/Securities & Futures Regulations [SF(LCB)R] for a variation of its CMS licence
- fall into any of the above groups -------- Securities & Futures Act/Securities & Futures Regulations Q2 A2 Q3 A3 My financial institution (FI) has employees who were already dealing in or advising on OTC derivative contracts before the expansion of the product scope in the SFA on 8 October
- MAS
- Consultations
Last revised date:
- An IT security incident means an event that involves security breaches, hacking, intrusion or compromise of customer data.
- , as well as security of customer information.
- The IT security incident is defined as an event that involves a security breach, such as hacking, intrusion or denial of service attack on a critical system, or on a system which compromises the security, integrity or confidentiality of any customer information. 15 Reporting Critical System
- MAS
- Enforcement Actions
Last revised date:
- This is the first civil penalty action by MAS for breaches of shareholding disclosure requirements under Part VII of the Securities and Futures Act (SFA) since the civil penalty regime was extended to these contraventions in November 2012. 2 Ms Loo Siew Yee, Assistant Managing Director (Policy, Payments
- During this period, Mr Lim contravened: (i) section 135 of the SFA for failing to notify ASIL that he had become a substantial shareholder of the company on four occasions; (ii) section 136(1) of the SFA for failing to notify ASIL of changes in his interests in the company on 32 occasions; and (iii)
- (ii) Under section 137ZD of the SFA, whenever it appears to MAS that any person has intentionally or recklessly, contravened any disclosure obligations under Part VII of the SFA, or in purported compliance with these obligations, intentionally or recklessly furnished false or misleading information,