Showing 3434 Documents for "securities"
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- MAS
- Media Releases
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- Act (SFA).
- (Singapore) Pte Ltd, Tey transacted in CFDs where the underlying securities were listed on the Singapore Exchange Securities Trading Limited.
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
- MAS
- Guidelines
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- Services Licence for Real Estate Investment Trust Management [SFA 04-G07].
- The duties of the chief executive officer and directors are spelt out in regulations 13 and 13A of the Securities and Futures (Licensing and Conduct of Business) Regulations. [Amended on 6 March 2014] 4 As defined in section 2(1) of the SFA.
- [Amended on 22 March 2006] [Amended on 26 November 2010] 3 As defined in section 2(1) of the SFA.
- MAS
- Parliamentary Replies
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- The Malaysian Securities Industry (Central Depositories) Act ("SICDA") amendments of Sep 98 provide for the transfer of Clob securities in the securities account of CDP into the accounts of individual Clob investors held with MCD.
- Depositors' interim securities accounts maintained by SCANS to the respective Depositors' securities accounts established or to be established by the ADAs and/or ADMs. 14.
- Clause 2(a) reads: "CDP shall unconditionally and irrevocably grant SCANS the power and authority to act as follows: to accept all securities to be transferred from CDP and to be deposited into a securities account to be established by SCANS on behalf of CDP; to hold the said securities in custody and
- MAS
- FAQs
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- Under section 274 of the SFA, offers of securities to institutional investors are exempted from the Prospectus Requirements. Accredited investors.
- Under section 239(3) of the SFA, any invitation to lend money to an entity (e.g. a company) is deemed to be an offer of debentures, which is a type of security.
- The Securities and Futures (Amendment) Act 2017 has removed the exclusions in respect of promissory notes from the definitions of securities in section 2 and of debenture in section 239 of the SFA with effect from 8 October 2018.
- MAS
- Notices
Last revised date:
- Credit Facilities Otherwise Secured By Residential Property 13.
- MAS
- Exemptions
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- and sale of units in an exchange- traded fund (ETF) and/ or securities (other than ETFs) Exemption from requirement to hold a Capital Markets Services (CMS) licence for fund management the SFA, read with section 337(2) of the SFA 24 October 2017 20 November 2017 securities
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2017 to 31 December 2017. 1 Issue Date: 6 February 2018 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 October 2017
- MAS granted exemptions to three IDBs from holding Capital Markets Services (CMS) licences for trading in futures -------- the SFA, read with section 337(2) of the SFA 2 Section 306(1) of the SFA brokers (IDBs) from requirement to hold a Capital Markets Services (CMS) licence for trading
- MAS
- Regulations
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- Prescribes futures contracts that are traded on markets operated by a specified list of entities as "futures contracts" defined under the SFA. 19 Dec 2018 Securities and Futures (Prescribed Futures Contracts) (Revocation) Regulations 2018 takes effect. 08 Aug 2016 Securities and Futures (Prescribed Futures
- S 392 1 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (PRESCRIBED FUTURES CONTRACTS) (AMENDMENT) REGULATIONS 2016 In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations
- S 442 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (PRESCRIBED FUTURES CONTRACTS) (AMENDMENT) REGULATIONS 2015 In exercise of the powers conferred by sections 2(1) (paragraphs (a)(ii) and (b)(ii) of the definition of futures contract) and 341 of the Securities
- MAS
- Notices
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- Credit Facilities Otherwise Secured By Residential Property 13.
- MAS
- FAQs
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- SFA and FAA.
- Are we required to map the dealing in securities activity to the dealing in capital markets products that are securities activity in the DV module?
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (SFA) AND FINANCIAL ADVISERS ACT (FAA) FREQUENTLY ASKED QUESTIONS (FAQs) ON SFA AND FAA ACTIVITIES VALIDATION VIA THE DATA VALIDATION (DV) MODULE IN THE REPRESENTATIVE NOTIFICATION SYSTEM (RNS) Disclaimer: These FAQs are
- PDPC
- Commission's Decisions
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- material time2: Examples of such security monitoring measures are provided in the Commissions Guide to Securing Personal Data in Electronic Medium at [4.1(j)] and [9.1] applicable at the Conduct periodic checks for personal data stored in ICT systems.
- In this case, the high volume of personal data in the Affected Database necessitated a higher level of security awareness through robust security monitoring. However, the Organisations monitoring system extended only to performance and latency monitoring.
- The Organisation did not implement security monitoring for exfiltration of sizeable volumes of data based on pre-set limits.