Showing 3434 Documents for "securities"

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    • MAS
    • Forms and Templates

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    • Markets - Form 8 Monthly statistics to be submitted by an approved exchange operating an organised market in respect of derivatives contracts SECURITIES AND FUTURES ACT (CAP. 289) FORM 8 SECURITIES AND FUTURES (ORGANISED MARKETS) REGULATIONS 2018 REGULATION 9(1)(e) MONTHLY STATISTICS
    • MAS
    • Media Releases

    Last revised date:

    • Wuhan, China, 3 January 2020… The Monetary Authority of Singapore (MAS) and the China Securities Regulatory Commission (CSRC) held the 4th MAS-CSRC Supervisory Roundtable on 27 December 2019, where both regulators agreed to foster greater cross-border capital market activities between Singapore and China
    • The Roundtable was co-chaired by MAS’ Deputy Managing Director Mr Ong Chong Tee and CSRC’s Vice Chairman Mr Fang Xinghai. 2 At the Roundtable, MAS and CSRC discussed recent regulatory developments in Singapore’s and China’s capital markets, including the opening up of China’s securities and futures industry
    • MAS
    • Consultations

    Last revised date:

    • and Futures Act (Cap. 289) which is regulated by the Authority, or a clearing house utilised by an exchange referred to in the Securities and Futures (Recognised Securities Exchange) Order 2005 in respect of a clearing facility which is regulated by a financial services regulatory
    • Amendments to footnote 175 to paragraph 7.4.70 and to paragraph 7.4.74 7.4.70 A Reporting Bank shall comply with the requirements set out in this Subdivision to calculate K174 for any unsettled transaction175 on securities, foreign exchange instruments and commodities (other
    • Footnote 137A transactions137A on securities, foreign exchange 137A This includes any transaction, through a settlement and clearing system recognised by the Authority or a CCP, that is subject to daily mark-to-market and payment of daily variation margins revaluation and remargining
    • MAS
    • Guidance

    Last revised date:

    • However, MAS observed that the scope of Bank Is inquiry focused on securities trading transactions but had not considered whether the non-securities fund flows could also pose ML/TF concerns.
    • circular flows) in the non-securities transactions taking place between Mr A, Mr B and Mr Cs accounts. This led to Bank I filing 2 additional STRs in November and December 2016.
    • FIs are expected to bring to the attention of their senior management any significant data security or operational risk issues and concerns highlighted in their audit reports or expert assessments, for timely resolution.
    • MAS
    • Media Releases

    Last revised date:

    • The Dialogue discussions identified areas of joint interest and fostered a commitment for further collaboration across a number of issues, including market access, cyber-security, and FinTech. 
    • Both sides exchanged views on domestic and international financial market developments and covered a broad range of areas encompassing the global economy, regulatory developments, FinTech and cyber-security. 2. 
    • MAS
    • Media Releases

    Last revised date:

    • The arrangement will help maintain financial stability in both countries. 2   Under this arrangement, eligible financial institutions operating in Singapore may obtain Singapore Dollar (SGD) liquidity from MAS by pledging Thai Baht (THB) or Thai government and central bank securities with MAS.
    • Similarly, eligible financial institutions operating in Thailand may obtain THB liquidity from BOT by pledging SGD or Singapore government and central bank securities. 3   This collaboration reinforces the growing trade, investment and financial relationships between Singapore and Thailand.
    • MAS
    • Media Releases

    Last revised date:

    • Amendments have been made to the Securities and Futures (Licensing and Conduct of Business) Regulations , Securities and Futures (Financial and Margin Requirements) Regulations and Financial Advisers Regulations . 2   Under the enhanced regulatory regime, all FMCs will have to meet enhanced business
    • MAS
    • Media Releases

    Last revised date:

    • Singapore, 1 October 2013… The Monetary Authority of Singapore (MAS), the Securities Commission of Malaysia, and Securities and Exchange Commission of Thailand signed an agreement today to facilitate the cross-border offering of collective investment schemes to retail investors in the three countries
    • MAS
    • Circulars

    Last revised date:

    • Sets out the treatment of Singapore Government Securities (SGS) held by finance companies under reverse repurchase agreements for the purposes of minimum cash balances (MCB) and minimum liquid assets (MLA) requirements.
    • Date: 9 May 2000 Circular No FSG 16/2000 To All Finance Companies Dear Sir/Madam MAS NOTICE 806 - MINIMUM CASH BALANCES AND MINIMUM LIQUID ASSETS Under MAS Notice 806, Singapore Government securities (SGS) held under overnight reverse repurchase agreements (repos) with banks
    • MAS
    • Guidelines

    Last revised date:

    • viii) Discounting of negotiable securities or money market instruments in Singapore dollars. ix) Dealing in gold and foreign exchange. 2.
    • Merchant banks may conduct the following activities:- i) Floatation, underwriting, buying and selling of shares, loan stocks and bond issues and other securities. ii) Investment portfolio management, investment advisory services and nominee services.