Showing 3434 Documents for "securities"

Filter by
Sort by

    • MAS
    • Media Releases

    Last revised date:

    • The applications are to be made to the China Securities Regulatory Commission (CSRC) via approved custodian banks.
    • The Monetary Authority of Singapore (MAS) announced today that eligible financial institutions can submit applications for the Renminbi Qualified Foreign Institutional Investor (RQFII) licence that will enable these institutions to offer RMB investment products and invest offshore RMB into China's securities
    • MAS
    • Media Releases

    Last revised date:

    • Commodity futures are currently regulated under the Commodity Trading Act (CTA) administered by IE Singapore. 2   The proposed changes are as follows: To subject commodity futures to the same regulatory framework as the other types of futures contracts under the Securities and Futures Act (SFA) and the
    • MAS
    • Media Releases

    Last revised date:

    •  Singapore, 10 December 2007...The Monetary Authority of Singapore (MAS) has released a consultation paper on the proposed fee structure that will apply to all representatives conducting regulated activities under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA).
    • MAS
    • FATF Statement

    Last revised date:

    • In addition, financial institutions are reminded of their obligations under the MAS (Freezing of Assets of Persons – Iran) Regulations 2007, which gives effect to United Nations Security Council Resolution 1737.
    • Financial institutions are to refer to the list of designated individuals and entities as identified by the UN Security Council Committee established pursuant to Resolution 1737, including the list in the Annex of Resolution 1747.
    • MAS
    • Speeches

    Last revised date:

    • In the corporate debt market, our recent survey showed total outstanding corporate debt securities rising 20% to S$123 billion at end 2004, as a wide range of borrowers tapped the Singapore market. 
    • Other initiatives such as the US$ 2 billion Asian Bond Fund 2, as well as efforts by regulators to harmonize regulatory standards and rules regarding cross-border distribution of securities are important steps in that direction.
    • such as the Executives' Meeting of East Asia-Pacific Central Banks (EMEAP), the South East Asian Central Banks (SEACEN) and the South East Asia, New Zealand, Australia Central Banks (SEANZA). 21   Within ASEAN, we are working closely to develop our capital markets and to create an interlinked ASEAN securities
    • MAS
    • Speeches

    Last revised date:

    • With that, MAS has committed significant resources to support the fintech efforts of financial institutions, and to create an ecosystem conducive for innovation while fostering safety and security.
    • Total issuances of asset-backed securities in China’s interbank market reached RMB 266 billion in October this year, 30% higher over the same period last year 3 . Second, financial technology. This is a rapidly evolving area in both our financial centres. 
    • One, MAS and China Securities Regulatory Commission (CSRC) will hold regular high-level dialogues to strengthen regulatory cooperation.  Two, MAS and CSRC will lend support to the market participants, including Exchanges, to forge partnerships and explore collaboration on product development.
    • PDPC
    • Commission's Decisions

    Last revised date:

    • Banned Operators List be restricted to private reference by security personnel on duty.
    • Specifically, GCPLs WSHO instructed GCPLs safety coordinator to print and paste a copy of the Banned Operators List in the guard room so that the security guards could keep a lookout for the Complainants.
    • However, GCPL failed to do so. 19 While it is arguable that the use of the Banned Operators List within the guardroom and confined to the security personnel may have been acceptable, especially if the context of the information had been provided and clear instructions had been given that the
    • PDPC
    • Commission's Decisions

    Last revised date:

    • A warning was issued to Galaxy Credit and Investments for failing to make reasonable security arrangements to protect the personal data of its borrowers, and using personal data not for a purpose that a reasonable person would consider appropriate in the circumstances. Click here to find out more.
    • This would have clearly reduced the possibility of incorrect tagging. 14 As such, the Deputy Commissioner finds that the Organisation had failed to make reasonable security arrangements to protect the personal data in its possession and within its control.
    • Whether the Organisation had complied with its obligations under section 24 of the PDPA 12 Section 24 of the PDPA requires an organisation to protect the personal data in its possession or under its control by making reasonable security arrangements to prevent unauthorised access
    • MAS
    • Speeches

    Last revised date:

    • That secure rope essentially enables us to reach goals we would not otherwise be able to. 6. Insurance is a lot like that rope – it is a critical enabler.
    • The Third Party Service Due Diligence Guidelines developed by the Insurance Standing Committee for Cyber Security (ISCCS) is a useful reference in this regard.
    • Many of the cyber breaches that occurred globally could have been avoided through basic controls, such as vulnerability and patch management, security baseline configurations, and privileged access management. 16.
    • MAS
    • Notices

    Last revised date:

    • Securities Regulation Commissions, or the Insurance Core Principles issued by the International Association of Insurance Supervisors; customer, in relation to a foreign office of a Specified Regulated Entity, means a person (whether a natural person, legal person or a legal arrangement)
    • under section 23(1)(c) of the FAA, MAS Notice 314; in relation to a Specified Regulated Entity that is a specified exempt financial adviser who is a person exempted from the requirement to hold a financial advisers licence under section 23(1)(d) of the FAA, MAS Notice SFA
    • Effective Banking Supervision issued by the Basel Committee on Banking Supervision, the Objectives and Principles for (b) (b) (c) 1 In the case of a limited liability partnership or a limited partnership. 2 -------- the issued by International Organisation of Securities