Showing 3434 Documents for "securities"

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    • MAS
    • Directives

    Last revised date:

    • ; or (b) the dealer giving the unsecured credit knows or has reason to believe that the unsecured credit will be used for the purpose of purchasing or subscribing for securities.
    • , mother, son, daughter, adopted son, adopted daughter, step-son, step-daughter, sister or brother, if: (a) the unsecured credit is given for the purpose of enabling or assisting the person to whom the unsecured credit is given to purchase or subscribe for any securities
    • MAS
    • Media Releases

    Last revised date:

    • SGX confirms that, at present, Lehman Brothers Pte Ltd is meeting its financial obligations to  SGX's securities and derivatives clearing houses. MAS and SGX will continue to monitor the situation closely."
    • SGX has also announced that it has suspended Lehman Brothers Pte Ltd from taking on new securities and derivatives positions with effect from today and is facilitating the orderly transfer of customers' derivatives positions to other brokers.
    • MAS
    • Consultations

    Last revised date:

    • The Joint Forum, an international group of banking, insurance and securities regulators, has recently published a consultation paper1 on supervisory principles for financial conglomerates.
    • There can also be substantial variations across jurisdictions within a sector for entities in the insurance or securities sectors. 7.15 We propose a modular approach to assess the capital adequacy of such FHC groups.
    • This includes cases where the person is facing repayment difficulties with creditors. 5.5 Under the relevant provisions on issuance of Prohibition Orders under the Insurance Act, Financial Advisors Act and Securities and Futures Act, a person who is issued a Prohibition Order is
    • PDPC
    • Public Consultations

    Last revised date:

    • There may be circumstances where consent is not desirable or appropriate, such as for detection of fraud and security threats.
    • breach notification (pursuant to that section) to more than 500 California residents as a result of a single breach of the security system must electronically submit a single sample copy of that security breach notification to the Attorney-General. 13 -------- PUBLIC CONSULTATION
    • 2015) (ICOs PECR guidance), retrieved from https://ico.org.uk/media/for-organisations/documents/1583/notification-of-pecr-security-breaches.pdf. 32 The Gemalto Breach Level Index reported that there were almost 1.4 billion compromised data records in 2016.
    • SSO
    • Subsidiary Legislation

    Last revised date:

    • code, access code, response to a security question, biometric data or other data that is used or required to allow access to or use of the individual’s account. (2)  In paragraph (1)( b ), “account identifier” includes a number assigned to any account the individual has with an organisation that is
    • data relating to the individual set out in Part 1 of the Schedule, subject to Part 2 of the Schedule; or ( b ) all of the following personal data relating to an individual’s account with an organisation: (i) the individual’s account identifier, such as an account name or number; (ii) any password, security
    • PDPC

    Last revised date:

    • PDPC

    Last revised date:

    • PDPC

    Last revised date:

    • MAS
    • Letters to Editor

    Last revised date:

    • We empathise with Mr Kung whose bank had refused to extend a loan secured on his property apparently because he is above 65 years old. The Monetary Authority of Singapore has not set any age limit on borrowers who wish to take up mortgage equity withdrawal loans secured on their properties.
    • MAS
    • Letters to Editor

    Last revised date:

    • Yours Sincerely Low Sze Gin Secretary Securities Industry Council
    • The article stated that there is no express exclusion of such arrangements in the Singapore Code on Takeovers and Mergers (the “Code”) or the June 23, 2006 Securities Industry Council Practice Statement on Two-Tier Offers but the wording is vague.  This is incorrect.