Showing 3434 Documents for "securities"
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- MAS
- Regulations
Last revised date:
- Regulations setting out licensing requirements and obligations of Trade Repositories 08 Oct 2018 Securities and Futures (Trade Repositories) (Amendment) Regulations 2018 takes effect. 31 Oct 2013 Securities and Futures (Trade Repositories) (Amendment) Regulations 2013 takes effect.
- MAS
- Exemptions
Last revised date:
- User guide for online notification to MAS for offers of restricted schemes to accredited investors and/or other investors under section 305 of the Securities and Futures Act and the Sixth Schedule of the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations.
- MAS
- Notices
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- A bank shall also provide the Borrower with a Fact Sheet where the Borrower wishes to re-finance or restructure an existing credit facility for the purchase of Residential Property or an existing credit facility otherwise secured by Residential Property.
- A bank shall also provide the Borrower with a Fact Sheet where the Borrower wishes to re-finance or restructure an existing credit facility for the purchase of Residential Property or an existing credit facility otherwise secured by Residential Property.
- a bank, means any individual who expresses interest in applying for a Credit Facility or re-financing or restructuring an existing Credit Facility, with the bank; (b) Credit Facility means a credit facility for the purchase of Residential Property or a credit facility otherwise secured
- MAS
- Parliamentary Replies
Last revised date:
- The SES has referred the case to the CAD to investigate possible offences of manipulation under the Securities Industry Act.
- In 1983, after a spate of listings of doubtful quality, the Minister for Finance had directed the Securities Industry Council ("SIC") to advise the SES on new listing applications. The final decision on listings still rested with the SES, but there was close consultation between the SES and SIC.
- announced on 26 Aug 98 that it had fixed the Fair Settlement Price at 59 cents, except for trades involving individuals under investigation. 59 cents was the weighted average price of the shares over the eight trading days. 8 The SES inquiry revealed possible offences of manipulation or deception under the Securities
- MAS
- Speeches
Last revised date:
- Their recommendations include growing the Singapore Government Securities (SGS) market, ways to encourage greater issuance, arranging and trading, as well as suggestions for broadening the investor base.
- Debt securities arranged by financial institutions with the ABI status are automatically eligible for tax exemptions covering interest, trading and fee income from arranging, underwriting and distribution activities.
- We can see, on the horizon, the approach of the Asian debt markets. 2 All around us, securities regulators and central banks in Asia are taking initiatives to develop their bond markets. In Singapore, we have been working hard to establish an active bond market.
- MAS
- Speeches
Last revised date:
- Over the same period, MAS also achieved 22 successful civil penalty outcomes and imposed a total of S$4.9 million in civil penalties for securities violations.
- At the same time, MAS retains powers under the Securities and Futures Act to apply for freezing orders and other injunctive reliefs to support and facilitate such criminal investigations.
- Our investigators have to build up a strong case and secure evidence that can withstand challenges in court. These actions necessarily take time, which explains why market misconduct investigations by all enforcement agencies globally, including in Singapore, often take a longer time to complete.
- MAS
- Media Releases
Last revised date:
- A NNEX A Panel for the Financial Advisory Industry Review (FAIR) Chairman • Mr Lee Chuan Teck, Assistant Managing Director, Monetary Authority of Singapore Members • Mr Esmond Choo, President, Securities Association of Singapore • Ms Genevieve Cua, Wealth Editor, The Business Times • Mr David Gerald,
- President, Securities Investors Association (Singapore) • Mr Lester Gray, Chairman, Investment Management Association of Singapore • Mr Piyush Gupta, Chairman, The Association of Banks in Singapore • Ms Aurill Kam, Partner, Rajah & Tann LLP • Professor Francis Koh, Deputy Dean, Lee Kong Chian School
- FAIR is an opportunity for financial institutions and consumers to build mutual trust, towards sustainable growth in the FA industry, and a more secure financial future for Singaporeans.” 6 MAS invites consumers and industry practitioners to work with us to achieve our objectives of financial institutions
- MAS
- Forms and Templates
Last revised date:
- been engaged in the management of any corporation other than those disclosed in Form 2 of the Securities and Futures Act (Cap. 289) on Information on Chief Executive Officer and Directors?
- Markets - Form 9 Application for appointment of chairman, chief executive officer director, or key persons SECURITIES AND FUTURES ACT (CAP. 289) SECTION 28(3) APPLICATION FOR APPROVAL OF CHAIRMAN, CHIEF EXECUTIVE OFFICER DIRECTOR, OR KEY PERSONS FORM 9 Explanatory Notes Please
- We are aware that sections 329(3) and (4) of the Securities and Futures Act (Cap. 289) provide as follows: Any person who signs any document lodged with the Authority shall use due care to ensure that the document is not false or misleading in any material
- MAS
- Notices
Last revised date:
- Regulation International Organisation of Securities Commissions, or the Insurance Core Principles issued by the International Association of Insurance Supervisors; customer, in relation to the FRC with whom a Specified Regulated Entity has entered into a cross-border arrangement, means a
- from the requirement to hold a financial advisers licence under section 23(1)(c) of the FAA, MAS Notice 314; in relation to a Specified Regulated Entity that is a person exempted from the requirement to hold a financial advisers licence under section 23(1)(d) of the FAA, MAS Notice SFA
- legal arrangement, means any natural person having executive authority in the legal arrangement; the issued by Core Principles refers to the Core Principles for Effective Banking Supervision issued by the Basel Committee on Banking Supervision, the Objectives and Principles for Securities
- MAS
- Media Releases
Last revised date:
- Singapore, 16 February 2012...The Monetary Authority of Singapore has received a report from the Singapore Exchange on potential breaches of the Securities and Futures Act, Cap. 289 ("SFA") by China Sky Chemical Fibre Co., Ltd and its directors. 2 MAS has referred the potential breaches to the Commercial