Showing 3434 Documents for "securities"
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- MAS
- Consultations
Last revised date:
- SFA.
- As noted in this Consultation Report, derivatives built on security tokens (securities) known as security token derivatives, are regulated under the extant Securities and Futures Act (SFA) as the principal securities enactment in Singapore.
- Act (SFA) of Singapore.
- MAS
- Monographs/Information Papers
Last revised date:
- SFA
- of the SFA.
- FSG-G01]. 19 For an example, see section 336 of the SFA.
- PDPC
- Commission's Decisions
Last revised date:
- security.
- when the security scan was conducted from March 2015 to May 2015.
- The fact that there were a number of issues with the security of the Respondent’s IT system, particularly, the SQL injection vulnerability, indicated to the Commission that the web security was lacking.
- MAS
- Exemptions
Last revised date:
- to the securities prescribed in regulation 3(1)(iv) of the Securities and Futures (Prescribed Securities) Regulations 2012.
- confined to the securities prescribed in regulation 3(1)(iv) of the Securities and Futures (Prescribed Securities) Regulations 2012.
- MAS
- Speeches
Last revised date:
- However, the SFA will remain very much a work in progress.
- The SFA currently exempts financial advisers licensed under the Financial Advisers Act from licensing under the SFA, in their conduct of SFA-regulated activities which are incidental to their financial advisory services. Clause 16 removes this generalised exemption.
- Clause 77 extends the use of an OIS to all offers of securities by a listed entity. Listed issuers are already subject to requirements under the SFA to disclose all material information on a continuous basis.
- MAS
- Enforcement Actions
Last revised date:
- and Futures Act (SFA). 2.
- to notify the securities exchange of such information as required to be disclosed by the securities exchange under the listing rules or any other requirement of the securities exchange.
- (C) Section 203 of the SFA Under Section 203 of the SFA, an entity, a trustee or a responsible person of collective investment scheme whose securities or units of a collective investment scheme are listed for quotation on a securities exchange, shall not intentionally, recklessly or negligently fail
- MAS
- Media Releases
Last revised date:
- and Futures Act (SFA). 2.
- to notify the securities exchange of such information as required to be disclosed by the securities exchange under the listing rules or any other requirement of the securities exchange.
- (C) Section 203 of the SFA Under Section 203 of the SFA, an entity, a trustee or a responsible person of collective investment scheme whose securities or units of a collective investment scheme are listed for quotation on a securities exchange, shall not intentionally, recklessly or negligently fail
- PDPC
- Commission's Decisions
Last revised date:
- In fact, paragraph 8.4 of the MOE IT Security Specs required Ncode to ensure its technical and security personnel are trained in IT security and are aware of the security implications of the work performed.
- Regular security vulnerability scanning was also required under paragraph 21.13 of the MOE IT Security Specs. Security scanners would have detected the SQL injection vulnerability found in NTRIX if used with the correct settings and features.
- OWASP ZAP (short for Zed Attack Proxy) is an open-source web application security scanner.
- MAS
- Enforcement Actions
Last revised date:
- Act (SFA).
- (Singapore) Pte Ltd, Tey transacted in CFDs where the underlying securities were listed on the Singapore Exchange Securities Trading Limited.
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud
- MAS
- Media Releases
Last revised date:
- Act (SFA).
- (Singapore) Pte Ltd, Tey transacted in CFDs where the underlying securities were listed on the Singapore Exchange Securities Trading Limited.
- (B) Section 201(b) of the SFA Under section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud