Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- This suggests that the Organisation did not have any processes in place to ensure regular security testing and patching of its IT systems. The Commissioner emphasises that regular security testing and patching 20 are important security measures.
- In other words, an organisation needs to have an “all-round” security of its system. This is not to say that the security measures or the coverage need to be “perfect”, but only requires that such arrangements be “reasonable” in the circumstances.”
- Transfer Protocol Secure or through required service ports; enabling an intrusion prevention system on the firewall; installing TrendMicro OfficeScan XS anti-virus software on the new server, with the intent of subsequently upgrading this software to TrendMicro Deep Security
- PDPC
- Commission's Decisions
Last revised date:
- In this scenario, the only personal data that are accessed and used by the malicious actor are email addresses; and 4 https://www.cisco.com/c/en_sg/products/security/email-security/what-is-phishing.html; See also National Cyber Security Centre (United Kingdom), Phishing attacks:
- installation and proper configuration of the security software on all of the Organisations users laptops; and (ii) checking that the security software is updated; (c) The Organisations failure to conduct a security review to a reasonable standard resulted in the following undetected
- (a) As stated in the Commissions previous decisions, organisations are expected to conduct periodic security reviews of its IT systems.6 Conducting regular information and communication technology (ICT) security audits, scans and tests to detect vulnerabilities help
- MAS
- Notices
Last revised date:
- 3 Deposits placed with MAS after deducting any moneys due to MAS 4 Any debt security issued by the Authority under the Monetary Authority of Singapore Act (Cap. 186) 5 Any debenture or debt security issued by Singapore Sukuk Pte Ltd 6 Debt securities issued by a statutory board in Singapore
- issued by the Authority under the Monetary Authority of Singapore Act (Cap. 186) 5 Any debenture or debt security issued by Singapore Sukuk Pte Ltd 6 Debt securities issued by a statutory board in Singapore (other than the Authority) and guaranteed by the Government 7 Debt securities issued
- 3 Deposits placed with MAS after deducting any moneys due to MAS 4 Any debt security issued by the Authority under the Monetary Authority of Singapore Act (Cap. 186) 5 Any debenture or debt security issued by Singapore Sukuk Pte Ltd 6 Debt securities issued by a statutory board in Singapore (
- MAS
- Speeches
Last revised date:
- (including covered warrants) to be listed on a securities exchange will be exempted, if the underlying securities are already listed.
- Resale of Securities Exempt from Prospectus Requirements 12 Under the SFA, offers made only to sophisticated or institutional investors are exempted from the prospectus requirements.
- MAS' oversight of clearing facilities under the SFA is currently restricted to facilities that clear securities and futures contracts that are traded on exchanges or other organised trading platforms.
- MAS
- Consultations
Last revised date:
- Securities Exchange Offer: Securities exchange offer means an offer in which the HK-Def 24 consideration includes securities of the offeror or any other body corporate. 16.
- no such securities are held, and particulars of all securities which will or may be transferred.
- Disclosure of dealings in offeror securities Disclosure of dealings in relevant securities of an offeror is required only in the case of a securities exchange offer. 3.
- PDPC
- Commission's Decisions
Last revised date:
- security.
- the security scan was conducted from March 2015 to May 2015.
- The fact that there were a number of issues with the security of the Respondents IT system, particularly, the SQL injection vulnerability, indicated to the Commission that the web security was lacking.
- MAS
- Media Releases
Last revised date:
- Bill ["FA(A) Bill"]. 2 The Bills represent the first of a two-phase review of the Securities and Futures Act ("SFA") and Financial Advisers Act ("FAA").
- recommendations on securities and to sign such documents.
- The MAS, the Singapore Exchange Securities Trading Limited and debenture holders will be conferred the right to apply to the court to compel a trustee to perform his duties as set out in the trust deed. i) Subsequent sale of securities first purchased pursuant to exemption - The subsequent sale of securities
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2018 to 31 March 2018. 1 Issue Date: 8 June 2018 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2018 to
- Section 99(1)(h) of the SFA, read with section 337(2) of the SFA Exemption from requirement to hold a Capital Markets Services (CMS) licence for dealing in securities in respect of the transmission of customers orders in writing to -------- another person for the purchase and
- )(h) of the SFA, read with section 337(2) of the SFA 1 23 February 2018 Regulation 17 of the Securities and Futures (Corporate Governance of Approved MAS granted exemptions to seven single family offices (SFOs) that provided fund management services to their respective sponsors.
- MAS
- Notices
Last revised date:
- c) exclude securities it has received through collateral swaps if those securities do [MAS Notice 652 (Amendment) 2019] 27 Where a Reporting Bank has encumbered securities in repos or other securities financing transactions, but has retained beneficial ownership, and those assets remain
- arrangements, a Reporting Bank shall in determining its assets [MAS Notice 652 (Amendment) 2019] a) exclude securities which it has borrowed in securities financing transactions17 where it does not have beneficial ownership; b) include securities it has lent in securities financing transactions
- MAS
- Media Releases
Last revised date:
- CIMB Securities (Singapore) Pte Ltd appointed Ernst & Young LLP, DMG & Partners Securities Pte Ltd appointed KPMG LLP, Kim Eng Securities Pte Ltd appointed Stamford Law Corporation, OCBC Securities Pte Ltd and Phillip Securities Pte Ltd appointed PricewaterhouseCoopers LLP, while UOB Kay Hian Pte Ltd
- ) Pte Ltd, DMG & Partners Securities Pte Ltd, Kim Eng Securities Pte Ltd, OCBC Securities Pte Ltd, Phillip Securities Pte Ltd and UOB Kay Hian Pte Ltd have formally confirmed to MAS that they have taken measures to rectify all the weaknesses identified in MAS’ investigations.
- MAS will hold the Board and Senior Management of the financial institutions accountable for meeting this commitment. 5 MAS will lift the ban on the sale of structured notes for CIMB Securities (Singapore) Pte Ltd, DMG & Partners Securities Pte Ltd, Kim Eng Securities Pte Ltd, OCBC Securities Pte Ltd