Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- The issue was whether the Organisation had made reasonable security arrangements to protect the personal data of its customers that was in its possession or under its control.
- They are required to make reasonable security arrangements against unauthorised access, collection, modification and other risks listed in section 24. 2 -------- Jade E-Services Singapore Pte. Ltd.
- Conclusion 7 I find on the facts above that the Organisation did not make reasonable security arrangements to protect the personal data of its customers. The Organisation is therefore in breach of section 24 of the PDPA.
- MAS
- Parliamentary Replies
Last revised date:
- Hence, on 1 August 2017, MAS clarified that if a token is structured in the form of securities, the ICO must comply with existing securities laws aimed at safeguarding investors’ interest.
- With advancement in technology, new virtual means of payment have emerged, such as cryptocurrency, which is a form of digital token secured by cryptography. They are not legal tender. But some people put their trust in them and use them as a means of payment.
- MAS
- Enforcement Actions Media Releases
Last revised date:
- The breach is compoundable under section 336(2) of the Securities and Futures Act read with section 26A of the Interpretation Act.
- Singapore, 31 August 2022… The Monetary Authority of Singapore (MAS) has imposed a composition penalty of $375,000 on UOB Kay Hian Private Limited (UOBKH) for its failures to comply with business conduct requirements under the Securities and Futures (Licensing and Conduct of Business) Regulations (SFR
- Management of licensees should exercise strong oversight of risk management and inculcate a high level of AML/CFT and compliance risk awareness among staff.” ***** Additional Information: Composition of SFR offences MAS’ business conduct requirements for capital market intermediaries are set out in Securities
- MAS
- Forms and Templates
Last revised date:
- Markets - Form 7 Quarterly statistics to be submitted by an approved exchange operating an organised market in respect of specified products SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (ORGANISED MARKETS) REGULATIONS 2018 REGULATION 9(1)(d)(ii) QUARTERLY STATISTICS TO
- Provide the following information on new issues or placement of securities on the market operated by the approved exchange that have occurred in the last 3 completed months: (a) the name of issuing corporation; (b) the type of issuance (e.g. new issue; secondary issue; private
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) NOTICE OF CHANGE OF PARTICULARS LODGED PURSUANT TO REGULATION 14(4) BY A PERSON EXEMPTED FROM HOLDING A CAPITAL MARKETS SERVICES LICENCE UNDER SECTION 99(1) (a), (b), (c)
- In this Form, exempt financial institution refers to a person exempt from holding a capital markets services licence under section 99(1)(a), (b), (c), or (d) of the Securities and Futures Act (Cap. 289) (the Act). All questions must be answered and all fields must be filled.
- MAS
- Media Releases
Last revised date:
- SFA).
- The Compounded SORA rates and SORA Index will provide market participants with a standardised and transparent basis to derive rates for given tenors, which can be easily referenced in new SORA products. 4 Third, MAS has prescribed SORA as a financial benchmark under the Securities and Futures Act (
- Prescribing SORA as a financial benchmark under the SFA will safeguard the integrity and robustness of SORA, given its growing role as a key interest rate benchmark for SGD financial markets. 5 Finally, MAS has issued a Statement of Compliance with the IOSCO Principles for Financial Benchmarks (IOSCO
- MAS
- Consultations
Last revised date:
- The revised guidelines will also encompass the guidance on pandemic and physical security measures in our 2006 circular to FIs.
- CEO, deputy CEO) and their alternates. 9 These include experts from the respective risks areas (e.g. corporate security and cyber security) 10 FIs should notify MAS through their review officers or the MAS BCM Hotline.
- For example, the securities trading business function of a brokerage could entail the following processes: (i) Trade Initiation; (ii) Trade Execution; (iii) Trade Capture; (iv) Trade Validation; (v) Trade Agreement; (vi) Trade Settlement; and (vii) Trade Reconciliation.
- MAS
- Speeches
Last revised date:
- In the case of the Securities and Futures Act and Financial Advisors Act, we have undertaken open public consultation.
- Indeed, disclosure and business conduct standards have long been in place for insurance, securities, and futures intermediaries licensed by the MAS.
- Today, financial supermarkets offer banking, securities and brokerage, and insurance products, under one roof or, as is increasingly the case, one portal. 6 Clearly, size matters.
- MAS
- Speeches
Last revised date:
- It was a receptacle of lower-pay and less secure jobs, but what is even more unattractive now is the prospect of fewer such jobs.
- We have to allow for ‘creative destruction’, to secure vibrant economies over the longer-term. However, we cannot pivot policies too quickly into this next phase.
- Even neighborhood-based referral networks have been found to be useful in securing reemployment, especially for lower-paid workers (Hellerstein et al. 2019).
- MAS
- Media Releases
Last revised date:
- We want to enable financial institutions to redefine how they deliver mobile first client engagement through the Moxtra solution that is embeddable, secure and auditable.
- The three winners were selected from a pool of 20 finalists that presented their solutions at Demo Day today, as part of the 2nd Singapore FinTech Festival . 2 The winners are (in no order of merit): Company Name Description of winning solution Moxtra Moxtra is an embeddable Secure Messaging and Business
- Director, Financial Services Consulting Principal Advisor, Operations Director, Digital Enablement Partner, Head of Digital Village Partner, Risk Consulting Director, Financial Risk Management Director, Financial Services Consulting Partner, Financial Services Consulting Director, Cyber Security