Showing 3434 Documents for "securities"
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- MAS
- Speeches
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- For instance, securities-based crowdfunding has allowed retail investors to gain direct exposure to the private fundraising market for small and medium enterprises, while digital advisory services have the potential to improve investors’ access to low-cost financial advice.
- How might these affect the traditional securities broking firm offering access only to the public markets on the one hand, and financial advice on the other? 9 In the derivatives market, there was rapid futurisation of OTC swaps in response to regulatory changes in the US a few years ago.
- For example, when allowing retail investors to participate in securities-based crowdfunding, MAS also strengthened the risk disclosure requirements to warn investors that crowdfunding investments are high-risk and investors should not invest unless they can afford to lose all their investments.
- MAS
- Consultations
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- indirectly, 1.3 As with POs issued under the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Insurance Act (IA), MAS will not make any PO against a person without giving the person an opportunity to be heard.
- Such incidental functions may include: (a) activities regulated under other legislation such as the SFA, (b) FAA and IA, e.g. the provision of financial advisory services; functions common to activities regulated under other legislation such as the SFA, FAA and IA, e.g. compliance, risk
- MAS
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- Plans have been announced to allow more foreign investment in banking, insurance and securities firms, as well as in telecommunications and education.
- But a smart centre must also be a safe centre, which includes regulation that is conducive to innovation while fostering safety and security. Introducing regulation prematurely might stifle innovation and derail the adoption of useful technology.
- There will be growing security and privacy concerns over cyber attacks. OMFIF: Singapore is a leader in fintech. A milestone was the inaugural Singapore FinTech Festival in November, which attracted 13,000 participants. How do you see future developments?
- MAS
- Forms and Templates
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- SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (FINANCIAL BENCHMARKS) REGULATIONS 2018 REGULATION 15(1) AND 23(1) FORM 3 APPLICATION FOR APPROVAL OF CHIEF EXECUTIVE OFFICER OR DIRECTOR OF AUTHORISED BENCHMARK ADMINISTRATOR, AUTHORISED BENCHMARK SUBMITTER OR DESIGNATED
- We are aware that sections 329(3) and (4) of the Securities and Futures Act (Cap. 289) provide as follows: Any person who signs any document lodged with the Authority shall use due care to ensure that the document is not false or misleading in any material particular.
- DECLARATION BY APPOINTEE I am aware that sections 329(3) and (4) of the Securities and Futures Act (Cap. 289) provide as follows: Any person who signs any document lodged with the Authority shall use due care to ensure that the document is not false or misleading in any material particular.
- MAS
- Notices
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- held at fair value through (iii) unrealised fair value gains or losses on debt securities and loans held at fair value through other comprehensive income; and 3. 5. -------- (iv) cumulative fair value gains or losses on cashflow hedges of financial instruments that are measured at amortised
- held at fair value through other comprehensive income; (iii) unrealised fair value gains or losses on revaluation of AFS debt securities and AFS loans held at fair value through other comprehensive income; and 3. 5. -------- (iv) cumulative fair value gains or losses on cashflow hedges
- auditor of the merchant bank; (b) Treasury shares has the same meaning as in section 4(1) of the Companies Act; and (c) The following are to be excluded as capital funds: (i) revaluation reserves; other comprehensive income; (ii) unrealised fair value gains or losses on equity securities
- MAS
- Notices
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- : SFA 04-N15 Notice No Issue Date NOTICE ON RISK FACT SHEET FOR CONTRACTS FOR DIFFERENCES : 5 October 2018 This Notice is issued pursuant to section 101 of the Securities and Futures Act (Cap. 289) 1 (the Act). 2 This Notice shall apply to (a) a CMS licence holder
- This Risk Fact Sheet is provided to you in accordance with Notice SFA N04-Nxxx. It highlights the common risks of trading in Contracts for Differences (CFDs) and complements the trading agreement and associated risk disclosures furnished by [the firm]. 2.
- For the purposes of this Notice DEFINITIONS 4 contracts for differences means any over-the-counter derivatives contract which is traded on a margin basis, the purpose or pretended purpose of which is to secure a profit or avoid a loss by reference to fluctuations in the value or amount
- PDPC
- Public Consultations
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- There may be circumstances where consent is not desirable or appropriate, such as for detection of fraud and security threats.
- breach notification (pursuant to that section) to more than 500 California residents as a result of a single breach of the security system must electronically submit a single sample copy of that security breach notification to the Attorney-General. 13 -------- PUBLIC CONSULTATION
- 2015) (“ICO’s PECR guidance”), retrieved from https://ico.org.uk/media/for-organisations/documents/1583/notification-of-pecr-security-breaches.pdf. 32 The Gemalto Breach Level Index reported that there were almost 1.4 billion compromised data records in 2016.
- MAS
- Media Releases
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- Partially Defer Payment of Principal From 2 November 2020 onwards, you may apply# to your lender to defer 80% of principal repayment of your SMEs secured loans and loans under Enterprise Singapore^.
- Helping SMEs with Loan Commitments and Restructuring Options (see Annex B for details) Partial Deferment of Principal Payments on Secured SME Loans and Loans under Enterprise Singapore 12 SMEs in need of further relief should first consider the Extended Support Scheme - Standardised (ESS-S).
- Tier 3 (comprising Tier 3A and 3B) sectors refer to all other sectors that are not in Tier 1 and Tier 2. may opt to defer 80% of principal payments on their secured loans granted by banks or finance companies, as well as loans granted under Enterprise Singapore’s (ESG) Enhanced Working Capital Loan Scheme
- MAS
- Monographs/Information Papers
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- PBM could fulfil the role of security deposits where parties to the lease agreements are guaranteed the possibility of recovering security deposits in full. In cases of disputes, the PBM could be paused till the dispute is resolved.
- Commercial Lease When leasing a property, landlords may require tenants to provide a security deposit as a form of protection against any damages or unpaid rent.
- These services help to ensure that payments are made securely and efficiently, while also providing protection against the risks of non-payment or fraud.
- MAS
- Parliamentary Replies
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- Consumers should also heed the security email advisories, notices and alerts disseminated by their banks, MAS, the Singapore Police Force and the National Crime Prevention Council, and share them with family and friends. * * *
- The Monetary Authority of Singapore (MAS) requires banks to implement controls, such as multi-factor authentication using one-time passwords (OTPs), to keep online transactions secure. Unfortunately, multi-factor authentication cannot eliminate all scams.
- This includes keeping passwords secret and promptly updating the security patches and anti-virus software on computers and mobile devices. It is very important that consumers treat their online banking login information, including OTPs, as they would their ATM PINs. 6.