Showing 3434 Documents for "securities"
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- MAS
- Consultations
Last revised date:
- in the event of losses due to failure by the securities borrower to return the borrowed securities.
- for debt securities bought using cash collateral received from securities lending transactions.
- The scheme will not be exposed to price fluctuations of the debt securities as it is not necessary to liquidate the debt securities.
- MAS
- Consultations
Last revised date:
- , we reviewed only the Securities and Futures (Appeals) Regulations 2002 and not the Securities and Futures (Appeals Under Parts II and III of Act) Regulations 2002.
- him and the person making the offer of the securities is too broadly worded.
- Where a market-maker has acquired securities from the issuer for on-sale, it is likely that the market-maker will on-sell those securities to persons who have previously indicated to the market-maker that they are interested in securities of that kind (i.e. persons described in section 272A(3)(b)(iii
- MAS
- Notices
Last revised date:
- For securities with no embedded options, please calculate the modified duration of the security. For securities with embedded options, please calculate the effective duration of the security.
- For debt securities issued by "Supranational", insurer shall classify the security as "Structured Debt Securities and Others" and classify the location of issuer as "Others". 4.
- Duration refers to the measurable change in the value of a security in response to a change in interest rates. For securities with no embedded options, please calculate the modified duration of the security.
- MAS
- Guidelines
Last revised date:
- the SFA and the Securities and Futures (Clearing Facilities) Regulations 2013 (SF(CF)R), and where relevant, other provisions of the SFA. 1.3 revoked.
- Act set out the general principles underlying how MAS would apply section 339 of the SFA to relevant provisions in the SFA.
- within the regulatory scope of Part III of the SFA.
- MAS
- Forms and Templates
Last revised date:
- The Securities and Futures (Amendment) Act 2017, effective 8 October 2018, amends the product and regulated activity definitions in the SFA.
- markets services licence: _____________________________ Statement of assets and liabilities as at: (dd-mmm-yyyy) Note: Terms used in this form (e.g. securities) follow the definitions in the Securities and Futures Act (SFA) prior to 8 October 2018.
- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) REGULATIONS (Rg 13) REGULATION 27(1)(a) AND (9)(b) STATEMENT OF ASSETS AND LIABILITIES FORM 1 Name of the holder of a capital
- PDPC
- Commission's Decisions
Last revised date:
- This suggests that the Organisation did not have any processes in place to ensure regular security testing and patching of its IT systems. The Commissioner emphasises that regular security testing and patching 20 are important security measures.
- In other words, an organisation needs to have an all-round security of its system. This is not to say that the security measures or the coverage need to be perfect, but only requires that such arrangements be reasonable in the circumstances.
- Transfer Protocol Secure or through required service ports; enabling an intrusion prevention system on the firewall; installing TrendMicro OfficeScan XS anti-virus software on the new server, with the intent of subsequently upgrading this software to TrendMicro Deep Security
- PDPC
- Commission's Decisions
Last revised date:
- See also: https://docs.microsoft.com/en-us/microsoft- 365/security/office-365-security/external-email-forwarding?
- measures; (d) Refreshed and upgraded various of its existing network security 11 The Organisation has advised that it will by 2022, upgrade, refresh and/or enhance its existing solutions for its: (a) Network security measures; and (b) Endpoint security measures.
- result from a security breach; b) identify reliable and well-trained personnel responsible for ensuring information security; c) implement robust policies and procedures for ensuring appropriate levels of security for personal data of varying levels of sensitivity; and d)
- MAS
- Monographs/Information Papers
Last revised date:
- to the listed company security (or securities of similar sectors) suddenly starts trading in it.
- Time of entry Deliberate matched trades are typically entered at about the same time for liquid securities and at a slightly longer period for illiquid securities.
- Security dominance Concentration of trades in a security by a client or group of clients could be legitimate if it is the result of genuine market forces of demand and supply.
- MAS
- Directives
Last revised date:
- that are the property of the dealer, showing by whom the securities, or the documents of title to the securities, are held and, where they are held by some other person, whether or not they are held as security against loans or advances; (F) all securities that are not
- with a third party as security for loans or advances made to the dealer; (G) all repurchases and reverse repurchases of Government securities made by the dealer and all charges (including interest) arising from them; and (H) all arbitrage transactions in Government securities entered
- into and its settlement date; and (iv) contain copies of acknowledgements of the receipt of securities or of documents of title to securities received by the dealer from clients for sale or safe custody clearly showing the name or names in which the particular securities
- MAS
- Media Releases
Last revised date:
- and Futures Act (SFA), and $100,000, for the employment of manipulative and deceptive devices in connection with the purchase and sale of securities under Section 201(b) of the SFA. 2 On 18 February 2008, OCBC Bank Ltd announced that Asia Pacific Links Ltd (APL) intended to make a voluntary conditional
- (D) Employment of Manipulative and Deceptive Devices under Section 201(b) of the SFA Under Section 201(b) of the SFA, no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities engage in any act, practice or course of business which operates as
- or enter into an agreement to subscribe for, purchase or sell those securities of that corporation.