Showing 3434 Documents for "securities"
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- MAS
- Media Releases
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- The FCAG has set up sub-committees on commercial banking, treasury activities, securities and asset management, and insurance. Mr Peter Seah, President & Chief Executive Officer of Overseas Union Bank, chairs the Banking Sub-Committee.
- The Securities & Asset Management Sub-Committee is headed by Mr Low Check Kian, Managing Director of Merrill Lynch (Singapore) Pte Ltd. Mr Phua Kia Ting, Regional Managing Director at Cologne Reinsurance Company, chairs the Insurance Sub-Committee. The full list of FCAG members is at Appendix 1 .
- Regional Head, Asia Pacific FX Markets Citibank NA US 5 Mr Victor Liew Executive Vice President Overseas Union Bank Ltd Singapore 6 Mr Terence Ong Sea Eng Executive Vice President United Overseas Bank Ltd Singapore 7 Mr Mike Rees Group Head of Treasury Standard Chartered Bank UK * Also in main committee SECURITIES
- MAS
- Speeches
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- On this front, MAS is amending the Financial Advisers Act (FAA) and the Securities and Futures Act (SFA) later this year. Feedback from the public consultation conducted in November last year has been considered in our policy deliberations.
- With direct interface with consumers, FAs are instrumental in helping consumers make sense of the financial products offered in the market and plan for their lifelong financial security.
- A Capital Markets Working Group that included representatives from securities firms, financial advisers and fund managers was set up last year to consider the best way to plug the gap in the availability of a similar mechanism for the capital markets.
- MAS
- Speeches
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- In July this year, we extended the PHS requirement to a wider range of products, such as bonds, preference shares, perpetual securities, convertible bonds, ordinary shares, REITs and business trusts.
- One reason is that they allow both institutional and retail investors to have diversified exposure to a portfolio of securities efficiently. You can invest in a market or a basket of assets just by investing in one product.
- Ms Jenny Chiam, Head of Securities, SGX Ms Lynn Gaspar, Head of Retail Investors, SGX Ladies and Gentlemen Introduction 1 A very good morning to all of you, and welcome to today’s SGX ETF symposium. 2 It has been a bumpy ride for the stock market the past few months.
- PDPC
- Commission's Decisions
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- A financial penalty of $10,000 was imposed and a direction was issued to Grabcar for failing to put in place reasonable security arrangements to prevent the unauthorised access of GrabHitch drivers’ and passengers’ personal data via its mobile application. Click here to find out more.
- disputed that the Organisation had possession and control of the Personal Data Sets at the material time. 9 In the context of the present case, given that the Organisation made changes to its IT system that processed the Personal Data Sets, it is obliged to put in place reasonable security
- Findings and Basis for Determination Whether the Organisation had contravened section 24 of the PDPA 8 Section 24 of the Personal Data Protection Act 2012 (PDPA) provides that an organisation shall protect personal data in its possession or under its control by making reasonable security
- MAS
- Media Releases
Last revised date:
- Ms Heng was also able to secure commissions from the switching by deliberately delaying the policy switch to circumvent that disallow commissions for early policy replacement.
- Ms Yeo secured commissions from the sale of these policies and the clients did not earn the promised returns. Mr Chua made false or misleading statements to induce several clients to switch their policies in a manner detrimental to them.
- One of the individuals is also prohibited from performing any regulated activity under the Securities and Futures Act, and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm, for a period of 2 years.
- MAS
- Forms and Templates
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- and Futures Act (Cap. 289) - Securities Units in a collective investment scheme Exchange-traded derivatives contracts Over-the-counter derivatives contracts Spot foreign exchange contracts for the purposes of leveraged foreign exchange trading Spot foreign exchange contracts other than
- either directly or through publications or writings, and whether in electronic, print or other form, concerning the following investment product(s), other than advising others by issuing or promulgating research analyses or research reports or advising on corporate finance within the meaning of the Securities
- MAS
- Speeches
Last revised date:
- Clearing and Settlement of Payments and Assets: Project Ubin Clearing and settlement of payments and securities is one of the big pain points in the financial industry.
- Phase 3 of Project Ubin, completed last year, demonstrated that tokenised digital currencies and securities assets on different blockchain networks could be simultaneously exchanged, reducing risks for transacting parties.
- With validated information on trade receivables, it could also allow companies to secure working capital loans at better rates. Given the complexity of trade networks, blockchain experiments in this space have tended to focus on single use-cases.
- MAS
- Media Releases
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- To qualify for the VC manager regime, a VC manager has to manage funds that meet the following characteristics: (a) invest in business ventures that are not listed on a securities exchange; (b) invest at least 80% of committed capital in securities that are directly issued by start-ups that are no more
- In admitting and supervising VC managers, MAS will focus primarily on existing fit and proper and anti-money laundering safeguards under the Securities and Futures Act. These safeguards remain important to uphold high standards of integrity in the industry.
- MAS
- Letters to Editor
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- These typically do not involve an offer of securities, but retail investors take a direct interest in physical assets such as property, gold, art or wine.
- and Futures Act, any person making an offer of securities will be required to issue a prospectus that is lodged with and registered by MAS, unless the offer falls within one of the available exemptions, such as where the offer is not made to retail investors.
- asks if schemes such as the property venture linked to former Sakae Holdings director should be required to register a prospectus with MAS and if wine, gold bullion and land banking investment schemes should be regulated (‘Tighten Checks on investment schemes’, ST Forum, 10 April 2013). 2 Under the Securities
- MAS
- Forms and Templates
Last revised date:
- Markets - Form 6 Monthly statistics to be submitted by an approved exchange operating an organised market in respect of specified products SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (ORGANISED MARKETS) REGULATIONS 2018 REGULATION 9(1)(d)(i) MONTHLY STATISTICS TO BE
- the respective markets or trading boards of the approved exchange in the last completed month: the turnover, by volume and value (with details on the number of trading days in the month; average daily or monthly turnover by volume and value; breakdown of turnover data by sectors, securities